UBS AG quarter change: USA Funds, New
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 23 positions, added to 162, reduced 114, sold out of 30 and left 11 unchanged. The largest increase in value was NEWCASTLE INVT CORP NEW (+$75,264,000); the largest decrease was NEWCASTLE INVT CORP (-$85,611,000).
- NEWCASTLE INVT CORP NEW: Country of operation —; Class COM NEW; Shares 2014-06-30 0; Shares 2014-09-30 5,935,630.
- CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class 2023 CORP BOND; Shares 2014-06-30 0; Shares 2014-09-30 300,000.
- CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class 2024 CORP BOND; Shares 2014-06-30 0; Shares 2014-09-30 300,100.
- EQUITY COMWLTH: Country of operation United States; Class COM SH BEN INT; Shares 2014-06-30 0; Shares 2014-09-30 101,978.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
NEWCASTLE INVT CORP NEW
CUSIP 65105M504 | | COM NEW | 0 | 5,935,630 | +5,935,630 | $0 | $75,264,000 | +$75,264,000 |
|---|
CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M241 | | 2023 CORP BOND | 0 | 300,000 | +300,000 | $0 | $6,039,000 | +$6,039,000 |
|---|
CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M233 | | 2024 CORP BOND | 0 | 300,100 | +300,100 | $0 | $6,023,000 | +$6,023,000 |
|---|
EQUITY COMWLTH
CUSIP 294628102 | United States | COM SH BEN INT | 0 | 101,978 | +101,978 | $0 | $2,622,000 | +$2,622,000 |
|---|
DEUTSCHE STRATEGIC INCOME TR
CUSIP 25160F109 | | SHS | 0 | 31,283 | +31,283 | $0 | $380,000 | +$380,000 |
|---|
PHYSICIANS RLTY TR
CUSIP 71943U104 | United States | COM | 0 | 12,255 | +12,255 | $0 | $168,000 | +$168,000 |
|---|
DEUTSCHE HIGH INCOME TR
CUSIP 25155R100 | | SHS | 0 | 14,998 | +14,998 | $0 | $134,000 | +$134,000 |
|---|
GABELLI EQUITY TR INC
CUSIP 362397184 | | RIGHT 10/20/2014 | 0 | 2,242,273 | +2,242,273 | $0 | $130,000 | +$130,000 |
|---|
EATON VANCE MASS MUN BD FD
CUSIP 27828K108 | | COM | 0 | 7,374 | +7,374 | $0 | $107,000 | +$107,000 |
|---|
DEUTSCHE MULTI-MKT INCOME TR
CUSIP 25160E102 | | SHS | 0 | 5,363 | +5,363 | $0 | $48,000 | +$48,000 |
|---|
ADVISORSHARES TR
CUSIP 00768Y800 | | MOR CREEK GL TAC | 0 | 1,882 | +1,882 | $0 | $47,000 | +$47,000 |
|---|
GLOBAL HIGH INCOME FUND INC
CUSIP 37933G108 | | COM | 0 | 3,364 | +3,364 | $0 | $33,000 | +$33,000 |
|---|
DENALI FD INC
CUSIP 24823A102 | | COM | 0 | 1,321 | +1,321 | $0 | $29,000 | +$29,000 |
|---|
CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M472 | | WLSHR US REIT | 0 | 597 | +597 | $0 | $24,000 | +$24,000 |
|---|
ADVISORSHARES TR
CUSIP 00768Y826 | | MEIDELL TCT AD | 0 | 767 | +767 | $0 | $23,000 | +$23,000 |
|---|
FACTORSHARES TR
CUSIP 30304R308 | | ISE SILV SMLMI | 0 | 1,659 | +1,659 | $0 | $17,000 | +$17,000 |
|---|
ADVISORSHARES TR
CUSIP 00768Y776 | | ADVISR GLBECHO | 0 | 286 | +286 | $0 | $17,000 | +$17,000 |
|---|
ADVISORSHARES TR
CUSIP 00768Y628 | | ATHENA HGH DIV | 0 | 717 | +717 | $0 | $17,000 | +$17,000 |
|---|
CORENERGY INFRASTRUCTURE TR
CUSIP 21870U205 | | COM | 0 | 2,000 | +2,000 | $0 | $15,000 | +$15,000 |
|---|
EATON VANCE PA MUN BD FD
CUSIP 27828W102 | | COM | 0 | 1,024 | +1,024 | $0 | $13,000 | +$13,000 |
|---|
CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M365 | | GUG BUL 2020 HY | 0 | 190 | +190 | $0 | $5,000 | +$5,000 |
|---|
VILLAGE BK & TR FINANCIAL CO
CUSIP 92705T200 | United States | COM NEW | 0 | 37 | +37 | $0 | $1,000 | +$1,000 |
|---|
WHEELER REAL ESTATE INVT TR
CUSIP 963025101 | | COM | 0 | 189 | +189 | $0 | $1,000 | +$1,000 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |