UBS AG quarter change: Foreign Options, Sold out
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 40 positions, added to 104, reduced 109, sold out of 49 and left 19 unchanged. The largest increase in value was BIDU (+$154,217,000); the largest decrease was TEVA (-$53,920,000).
- SNY: Country of operation —; Class SPONSORED ADR · Put; Shares 2014-06-30 21,000; Shares 2014-09-30 0.
- RDA MICROELECTRONICS INC: Country of operation —; Class SPONSORED ADR · Call; Shares 2014-06-30 60,200; Shares 2014-09-30 0.
- ABEV: Country of operation —; Class SPONSORED ADR · Put; Shares 2014-06-30 110,800; Shares 2014-09-30 0.
- RDA MICROELECTRONICS INC: Country of operation —; Class SPONSORED ADR · Put; Shares 2014-06-30 39,600; Shares 2014-09-30 0.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
SNY
SANOFI | | SPONSORED ADR · Put | 21,000 | 0 | -21,000 | $1,117,000 | $0 | -$1,117,000 |
|---|
RDA MICROELECTRONICS INC
CUSIP 749394102 | | SPONSORED ADR · Call | 60,200 | 0 | -60,200 | $1,030,000 | $0 | -$1,030,000 |
|---|
ABEV
AMBEV SA | | SPONSORED ADR · Put | 110,800 | 0 | -110,800 | $780,000 | $0 | -$780,000 |
|---|
RDA MICROELECTRONICS INC
CUSIP 749394102 | | SPONSORED ADR · Put | 39,600 | 0 | -39,600 | $678,000 | $0 | -$678,000 |
|---|
SQM
SOCIEDAD QUIMICA MINERA DE C | | SPON ADR SER B · Call | 11,000 | 0 | -11,000 | $322,000 | $0 | -$322,000 |
|---|
CHINA PETE & CHEM CORP
CUSIP 16941R108 | | SPON ADR H SHS · Put | 3,000 | 0 | -3,000 | $285,000 | $0 | -$285,000 |
|---|
SSL
SASOL LTD | | SPONSORED ADR · Call | 2,400 | 0 | -2,400 | $142,000 | $0 | -$142,000 |
|---|
CNOOC LTD
CUSIP 126132109 | | SPONSORED ADR · Call | 500 | 0 | -500 | $90,000 | $0 | -$90,000 |
|---|
ROYAL BK SCOTLAND GROUP PLC
CUSIP 780097689 | | SPONS ADR 20 ORD · Call | 7,500 | 0 | -7,500 | $85,000 | $0 | -$85,000 |
|---|
ORANY
ORANGE | France | SPONSORED ADR · Put | 4,800 | 0 | -4,800 | $76,000 | $0 | -$76,000 |
|---|
GOL LINHAS AEREAS INTLG S A
CUSIP 38045R107 | | SP ADR REP PFD · Call | 13,200 | 0 | -13,200 | $72,000 | $0 | -$72,000 |
|---|
PHOENIX NEW MEDIA LTD
CUSIP 71910C103 | | SPONSORED ADS · Call | 5,600 | 0 | -5,600 | $60,000 | $0 | -$60,000 |
|---|
GIANT INTERACTIVE GROUP INC
CUSIP 374511103 | | ADR · Call | 4,800 | 0 | -4,800 | $57,000 | $0 | -$57,000 |
|---|
RDY
DR REDDYS LABS LTD | | ADR · Call | 1,300 | 0 | -1,300 | $56,000 | $0 | -$56,000 |
|---|
AEROFLEX HLDG CORP
CUSIP 007767106 | | COM · Put | 5,000 | 0 | -5,000 | $53,000 | $0 | -$53,000 |
|---|
CPFL ENERGIA S A
CUSIP 126153105 | | SPONSORED ADR · Call | 2,300 | 0 | -2,300 | $42,000 | $0 | -$42,000 |
|---|
BBVA
BANCO BILBAO VIZCAYA ARGENTA | | SPONSORED ADR · Call | 3,000 | 0 | -3,000 | $38,000 | $0 | -$38,000 |
|---|
QUNAR CAYMAN IS LTD
CUSIP 74906P104 | | SPNS ADR CL B · Call | 1,300 | 0 | -1,300 | $37,000 | $0 | -$37,000 |
|---|
FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS · Call | 400 | 0 | -400 | $37,000 | $0 | -$37,000 |
|---|
LPL
LG DISPLAY CO LTD | | SPONS ADR REP · Call | 2,300 | 0 | -2,300 | $36,000 | $0 | -$36,000 |
|---|
CHINA DIGITAL TV HLDG CO LTD
CUSIP 16938G107 | | SPONSORED ADR · Call | 7,000 | 0 | -7,000 | $31,000 | $0 | -$31,000 |
|---|
GGAL
GRUPO FINANCIERO GALICIA S A | | SP ADR 10 SH B · Call | 1,800 | 0 | -1,800 | $26,000 | $0 | -$26,000 |
|---|
CIG
COMPANHIA ENERGETICA DE MINA | | SP ADR N-V PFD · Put | 3,100 | 0 | -3,100 | $25,000 | $0 | -$25,000 |
|---|
BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR · Put | 200 | 0 | -200 | $24,000 | $0 | -$24,000 |
|---|
BRFS
BRF SA | | SPONSORED ADR · Put | 800 | 0 | -800 | $19,000 | $0 | -$19,000 |
|---|
CNOOC LTD
CUSIP 126132109 | | SPONSORED ADR · Put | 100 | 0 | -100 | $18,000 | $0 | -$18,000 |
|---|
EC
ECOPETROL S A | | SPONSORED ADS · Call | 500 | 0 | -500 | $18,000 | $0 | -$18,000 |
|---|
CAJPY
CANON INC | Japan | SPONSORED ADR · Call | 500 | 0 | -500 | $16,000 | $0 | -$16,000 |
|---|
MINDRAY MEDICAL INTL LTD
CUSIP 602675100 | | SPON ADR · Call | 400 | 0 | -400 | $13,000 | $0 | -$13,000 |
|---|
DEO
DIAGEO P L C | | SPON ADR NEW · Put | 100 | 0 | -100 | $13,000 | $0 | -$13,000 |
|---|
INTERCONTINENTAL HTLS GRP PL
CUSIP 45857P400 | | SPON ADR NEW 12 · Call | 300 | 0 | -300 | $12,000 | $0 | -$12,000 |
|---|
ABBNY
ABB LTD | Switzerland | SPONSORED ADR · Put | 400 | 0 | -400 | $9,000 | $0 | -$9,000 |
|---|
CHINA UNICOM (HONG KONG) LTD
CUSIP 16945R104 | | SPONSORED ADR · Put | 500 | 0 | -500 | $8,000 | $0 | -$8,000 |
|---|
SAP
SAP AG | | SPON ADR · Call | 100 | 0 | -100 | $8,000 | $0 | -$8,000 |
|---|
CAJPY
CANON INC | Japan | SPONSORED ADR · Put | 200 | 0 | -200 | $7,000 | $0 | -$7,000 |
|---|
ING
ING GROEP N V | | SPONSORED ADR · Put | 500 | 0 | -500 | $7,000 | $0 | -$7,000 |
|---|
COMPANHIA PARANAENSE ENERG C
CUSIP 20441B407 | | SPON ADR PFD · Put | 400 | 0 | -400 | $6,000 | $0 | -$6,000 |
|---|
SHANDA GAMES LTD
CUSIP 81941U105 | | SP ADR REPTG A · Call | 900 | 0 | -900 | $6,000 | $0 | -$6,000 |
|---|
HANWHA SOLARONE CO LTD
CUSIP 41135V103 | | SPONSORED ADR · Call | 2,300 | 0 | -2,300 | $6,000 | $0 | -$6,000 |
|---|
GAFISA S A
CUSIP 362607301 | | SPONS ADR · Put | 1,500 | 0 | -1,500 | $5,000 | $0 | -$5,000 |
|---|
NLST
NETLIST INC | United States | COM · Call | 2,800 | 0 | -2,800 | $4,000 | $0 | -$4,000 |
|---|
CHINA MING YANG WIND PWR GRO
CUSIP 16951C108 | | SPONSORED ADR · Put | 1,000 | 0 | -1,000 | $3,000 | $0 | -$3,000 |
|---|
SKY-MOBI LTD
CUSIP 83084G109 | | SPONSORED ADS · Put | 300 | 0 | -300 | $2,000 | $0 | -$2,000 |
|---|
CHINA SUNERGY CO LTD
CUSIP 16942X302 | | SPONSORED ADR NE · Put | 500 | 0 | -500 | $2,000 | $0 | -$2,000 |
|---|
FORTUNA SILVER MINES INC
CUSIP 349915108 | | COM · Put | 200 | 0 | -200 | $1,000 | $0 | -$1,000 |
|---|
NOAH
NOAH HLDGS LTD | | SPONSORED ADS · Put | 100 | 0 | -100 | $1,000 | $0 | -$1,000 |
|---|
REDIFF COM INDIA LTD
CUSIP 757479100 | | SPONSORED ADR · Put | 400 | 0 | -400 | $1,000 | $0 | -$1,000 |
|---|
ADVANCED SEMICONDUCTOR ENGR
CUSIP 00756M404 | | SPONSORED ADR · Put | 100 | 0 | -100 | $1,000 | $0 | -$1,000 |
|---|
BSBR
BANCO SANTANDER BRASIL S A | | ADS REP 1 UNIT · Call | 200 | 0 | -200 | $1,000 | $0 | -$1,000 |
|---|
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