UBS AG quarter change: Foreign ADRs, Added
In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 12 positions, added to 104, reduced 61, sold out of 21 and left 3 unchanged. The largest increase in value was QIHOO 360 TECHNOLOGY CO LTD (+$29,970,000); the largest decrease was GLAXOSMITHKLINE PLC (-$26,399,000).
- QIHOO 360 TECHNOLOGY CO LTD: Country of operation —; Class ADS; Shares 2014-06-30 222,774; Shares 2014-09-30 748,101.
- BITAUTO HLDGS LTD: Country of operation —; Class SPONSORED ADS; Shares 2014-06-30 10,088; Shares 2014-09-30 329,211.
- TATA MTRS LTD: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 764,801; Shares 2014-09-30 985,848.
- 58 COM INC: Country of operation —; Class SPON ADR REP A; Shares 2014-06-30 765,075; Shares 2014-09-30 769,219.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| QIHOO 360 TECHNOLOGY CO LTD CUSIP 74734M109 | ADS | 222,774 | 748,101 | +525,327 | $20,504,000 | $50,474,000 | +$29,970,000 | |
| BITAUTO HLDGS LTD CUSIP 091727107 | SPONSORED ADS | 10,088 | 329,211 | +319,123 | $491,000 | $25,679,000 | +$25,188,000 | |
| TATA MTRS LTD CUSIP 876568502 | SPONSORED ADR | 764,801 | 985,848 | +221,047 | $29,874,000 | $43,091,000 | +$13,217,000 | |
| 58 COM INC CUSIP 31680Q104 | SPON ADR REP A | 765,075 | 769,219 | +4,144 | $41,360,000 | $28,654,000 | -$12,706,000 | |
| MINDRAY MEDICAL INTL LTD CUSIP 602675100 | SPON ADR | 126,664 | 456,671 | +330,007 | $3,990,000 | $13,773,000 | +$9,783,000 | |
| CREDIT SUISSE GROUP CUSIP 225401108 | SPONSORED ADR | 382,331 | 650,886 | +268,555 | $10,847,000 | $17,990,000 | +$7,143,000 | |
| QIWI PLC CUSIP 74735M108 | SPON ADR REP B | 15,200 | 224,251 | +209,051 | $613,000 | $7,084,000 | +$6,471,000 | |
| NQ MOBILE INC CUSIP 64118U108 | ADR REPSTG CL A | 321,709 | 1,188,906 | +867,197 | $1,975,000 | $8,286,000 | +$6,311,000 | |
| WESTPAC BKG CORP CUSIP 961214301 | SPONSORED ADR | 84,897 | 282,777 | +197,880 | $2,727,000 | $7,949,000 | +$5,222,000 | |
| ADVANCED SEMICONDUCTOR ENGR CUSIP 00756M404 | SPONSORED ADR | 269,801 | 1,142,970 | +873,169 | $1,754,000 | $6,755,000 | +$5,001,000 | |
| VIMPELCOM LTD CUSIP 92719A106 | SPONSORED ADR | 140,139 | 800,715 | +660,576 | $1,177,000 | $5,781,000 | +$4,604,000 | |
| ROYAL DUTCH SHELL PLC CUSIP 780259206 | SPONS ADR A | 873,092 | 885,206 | +12,114 | $71,917,000 | $67,391,000 | -$4,526,000 | |
| YOUKU TUDOU INC CUSIP 98742U100 | SPONSORED ADR | 82,125 | 273,145 | +191,020 | $1,960,000 | $4,894,000 | +$2,934,000 | |
| TOTAL S A CUSIP 89151E109 | SPONSORED ADR | 1,376,074 | 1,518,388 | +142,314 | $99,353,000 | $97,860,000 | -$1,493,000 | |
| CHINACACHE INTL HLDG LTD CUSIP 16950M107 | SPON ADR | 10,866 | 111,100 | +100,234 | $170,000 | $1,531,000 | +$1,361,000 | |
| SYNGENTA AG CUSIP 87160A100 | SPONSORED ADR | 76,219 | 109,490 | +33,271 | $5,701,000 | $6,938,000 | +$1,237,000 | |
| BHP BILLITON PLC CUSIP 05545E209 | SPONSORED ADR | 28,136 | 54,311 | +26,175 | $1,835,000 | $3,016,000 | +$1,181,000 | |
| MOBILE TELESYSTEMS OJSC CUSIP 607409109 | SPONSORED ADR | 277,947 | 291,614 | +13,667 | $5,486,000 | $4,356,000 | -$1,130,000 | |
| ANGLOGOLD ASHANTI LTD CUSIP 035128206 | SPONSORED ADR | 154,754 | 312,185 | +157,431 | $2,663,000 | $3,746,000 | +$1,083,000 | |
| CPFL ENERGIA S A CUSIP 126153105 | SPONSORED ADR | 360,655 | 367,065 | +6,410 | $6,563,000 | $5,708,000 | -$855,000 | |
| SEMICONDUCTOR MFG INTL CORP CUSIP 81663N206 | SPONSORED ADR | 403,424 | 486,305 | +82,881 | $1,702,000 | $2,475,000 | +$773,000 | |
| ROYAL DUTCH SHELL PLC CUSIP 780259107 | SPON ADR B | 233,685 | 248,231 | +14,546 | $20,333,000 | $19,640,000 | -$693,000 | |
| ARM HLDGS PLC CUSIP 042068106 | SPONSORED ADR | 135,601 | 155,301 | +19,700 | $6,135,000 | $6,785,000 | +$650,000 | |
| MARINE HARVEST ASA CUSIP 56824R205 | SPONSORED ADR | 333,726 | 366,380 | +32,654 | $4,579,000 | $5,151,000 | +$572,000 | |
| CRITEO S A CUSIP 226718104 | SPONS ADS | 2,212 | 19,196 | +16,984 | $75,000 | $646,000 | +$571,000 | |
| CHINA LIFE INS CO LTD CUSIP 16939P106 | SPON ADR REP H | 44,028 | 54,101 | +10,073 | $1,726,000 | $2,256,000 | +$530,000 | |
| STATOIL ASA CUSIP 85771P102 | SPONSORED ADR | 280,123 | 298,636 | +18,513 | $8,636,000 | $8,111,000 | -$525,000 | |
| RANDGOLD RES LTD CUSIP 752344309 | ADR | 35,546 | 37,683 | +2,137 | $3,007,000 | $2,547,000 | -$460,000 | |
| JUMEI INTL HLDG LTD CUSIP 48138L107 | SPONSORED ADR | 36,953 | 59,467 | +22,514 | $1,005,000 | $1,396,000 | +$391,000 | |
| SILICONWARE PRECISION INDS L CUSIP 827084864 | SPONSD ADR SPL | 281,805 | 285,280 | +3,475 | $2,313,000 | $1,945,000 | -$368,000 | |
| PORTUGAL TELECOM SGPS S A CUSIP 737273102 | SPONSORED ADR | 137,209 | 399,691 | +262,482 | $502,000 | $835,000 | +$333,000 | |
| BT GROUP PLC CUSIP 05577E101 | ADR | 43,775 | 51,936 | +8,161 | $2,873,000 | $3,193,000 | +$320,000 | |
| CHINA TELECOM CORP LTD CUSIP 169426103 | SPON ADR H SHS | 13,762 | 16,140 | +2,378 | $674,000 | $992,000 | +$318,000 | |
| CHINA MOBILE GAMES & ENTMT G CUSIP 16952T100 | SPONSORED ADR | 14,392 | 23,675 | +9,283 | $228,000 | $499,000 | +$271,000 | |
| AMARIN CORP PLC CUSIP 023111206 | SPONS ADR NEW | 460,339 | 505,478 | +45,139 | $811,000 | $551,000 | -$260,000 | |
| YY INC CUSIP 98426T106 | ADS REPCOM CLA | 43,587 | 47,301 | +3,714 | $3,291,000 | $3,542,000 | +$251,000 | |
| MAZOR ROBOTICS LTD CUSIP 57886P103 | SPONSORED ADS | 11,900 | 38,605 | +26,705 | $209,000 | $455,000 | +$246,000 | |
| FLY LEASING LTD CUSIP 34407D109 | SPONSORED ADR | 142,153 | 142,951 | +798 | $2,060,000 | $1,831,000 | -$229,000 | |
| SKY-MOBI LTD CUSIP 83084G109 | SPONSORED ADS | 5,132 | 32,830 | +27,698 | $42,000 | $267,000 | +$225,000 | |
| BARCLAYS BANK PLC CUSIP 06739H776 | SP ADR 7.1%PF3 | 413,900 | 420,420 | +6,520 | $10,600,000 | $10,821,000 | +$221,000 | |
| IRELAND BK CUSIP 46267Q202 | SPNSRD ADR NEW | 14,029 | 24,960 | +10,931 | $195,000 | $395,000 | +$200,000 | |
| ROYAL BK SCOTLAND GROUP PLC CUSIP 780097804 | SPON ADR F | 126,284 | 133,286 | +7,002 | $3,271,000 | $3,445,000 | +$174,000 | |
| CHINA PETE & CHEM CORP CUSIP 16941R108 | SPON ADR H SHS | 56,239 | 59,215 | +2,976 | $5,344,000 | $5,173,000 | -$171,000 | |
| EMPRESAS ICA S A DE CV CUSIP 292448206 | SPONS ADR NEW | 230,788 | 238,153 | +7,365 | $1,805,000 | $1,648,000 | -$157,000 | |
| SINOPEC SHANGHAI PETROCHEMIC CUSIP 82935M109 | SPON ADR H | 6,884 | 10,351 | +3,467 | $191,000 | $340,000 | +$149,000 | |
| E HOUSE CHINA HLDGS LTD CUSIP 26852W103 | ADR | 2,295 | 17,253 | +14,958 | $20,000 | $164,000 | +$144,000 | |
| HSBC HLDGS PLC CUSIP 404280604 | ADR A 1/40PF A | 357,063 | 365,060 | +7,997 | $9,048,000 | $9,185,000 | +$137,000 | |
| ALUMINUM CORP CHINA LTD CUSIP 022276109 | SPON ADR H SHS | 16,624 | 28,024 | +11,400 | $150,000 | $283,000 | +$133,000 | |
| NEW ORIENTAL ED & TECH GRP I CUSIP 647581107 | SPON ADR | 70,138 | 74,952 | +4,814 | $1,864,000 | $1,739,000 | -$125,000 | |
| REED ELSEVIER N V CUSIP 758204200 | SPONS ADR NEW | 31,727 | 34,937 | +3,210 | $1,457,000 | $1,579,000 | +$122,000 | |
| CHINA SOUTHN AIRLS LTD CUSIP 169409109 | SPON ADR CL H | 32,321 | 36,718 | +4,397 | $484,000 | $599,000 | +$115,000 | |
| CHINA LODGING GROUP LTD CUSIP 16949N109 | SPONSORED ADR | 63,644 | 66,351 | +2,707 | $1,598,000 | $1,710,000 | +$112,000 | |
| YINGLI GREEN ENERGY HLDG CO CUSIP 98584B103 | ADR | 271,202 | 290,520 | +19,318 | $1,015,000 | $904,000 | -$111,000 | |
| TELEFONICA BRASIL SA CUSIP 87936R106 | SPONSORED ADR | 268,546 | 284,817 | +16,271 | $5,507,000 | $5,605,000 | +$98,000 | |
| HUANENG PWR INTL INC CUSIP 443304100 | SPON ADR H SHS | 142,195 | 145,247 | +3,052 | $6,433,000 | $6,341,000 | -$92,000 | |
| CNINSURE INC CUSIP 18976M103 | SPONSORED ADR | 60,155 | 60,701 | +546 | $413,000 | $334,000 | -$79,000 | |
| PETROBRAS ARGENTINA S A CUSIP 71646J109 | SPONS ADR | 448 | 12,047 | +11,599 | $3,000 | $79,000 | +$76,000 | |
| SHANDA GAMES LTD CUSIP 81941U105 | SP ADR REPTG A | 9,654 | 20,484 | +10,830 | $64,000 | $134,000 | +$70,000 | |
| AIXTRON SE CUSIP 009606104 | SPONSORED ADR | 316 | 4,603 | +4,287 | $4,000 | $70,000 | +$66,000 | |
| CHEETAH MOBILE INC CUSIP 163075104 | ADR | 805 | 4,443 | +3,638 | $17,000 | $81,000 | +$64,000 | |
| TIM PARTICIPACOES S A CUSIP 88706P205 | SPONSORED ADR | 7,028 | 10,120 | +3,092 | $204,000 | $265,000 | +$61,000 | |
| OI S.A. CUSIP 670851104 | SPONSORED ADR | 5,632 | 89,115 | +83,483 | $5,000 | $66,000 | +$61,000 | |
| MECHEL OAO CUSIP 583840103 | SPONSORED ADR | 1,755 | 53,784 | +52,029 | $4,000 | $61,000 | +$57,000 | |
| LE GAGA HLDGS LTD CUSIP 521168104 | SPONSORED ADR | 1,448 | 15,465 | +14,017 | $5,000 | $62,000 | +$57,000 | |
| CNOOC LTD CUSIP 126132109 | SPONSORED ADR | 18,534 | 18,940 | +406 | $3,323,000 | $3,268,000 | -$55,000 | |
| REED ELSEVIER P L C CUSIP 758205207 | SPONS ADR NEW | 20,821 | 21,698 | +877 | $1,347,000 | $1,398,000 | +$51,000 | |
| LIGHTINTHEBOX HLDG CO LTD CUSIP 53225G102 | SPONSORED ADR | 39,335 | 48,077 | +8,742 | $250,000 | $300,000 | +$50,000 | |
| GRUMA SAB DE CV CUSIP 400131306 | SPON ADR CL B | 200 | 1,118 | +918 | $10,000 | $48,000 | +$38,000 | |
| GUANGSHEN RY LTD CUSIP 40065W107 | SPONSORED ADR | 1,519 | 3,424 | +1,905 | $29,000 | $67,000 | +$38,000 | |
| CHINA FIN ONLINE CO LTD CUSIP 169379104 | SPONSORED ADR | 2,543 | 6,524 | +3,981 | $11,000 | $45,000 | +$34,000 | |
| AVIVA PLC CUSIP 05382A104 | ADR | 32,277 | 35,520 | +3,243 | $568,000 | $601,000 | +$33,000 | |
| JA SOLAR HOLDINGS CO LTD CUSIP 466090206 | SPON ADR REP5ORD | 8,029 | 12,124 | +4,095 | $88,000 | $112,000 | +$24,000 | |
| CHINA MING YANG WIND PWR GRO CUSIP 16951C108 | SPONSORED ADR | 34,321 | 46,426 | +12,105 | $118,000 | $141,000 | +$23,000 | |
| 51JOB INC CUSIP 316827104 | SP ADR REP COM | 4,428 | 10,530 | +6,102 | $292,000 | $315,000 | +$23,000 | |
| BBVA BANCO FRANCES S A CUSIP 07329M100 | SPONSORED ADR | 868 | 2,590 | +1,722 | $10,000 | $33,000 | +$23,000 | |
| UBIC INC CUSIP 90346V105 | SPONSORED ADR | 990 | 2,357 | +1,367 | $14,000 | $36,000 | +$22,000 | |
| MIX TELEMATICS LTD CUSIP 60688N102 | SPONSORED ADR | 507 | 2,790 | +2,283 | $5,000 | $26,000 | +$21,000 | |
| CGG CUSIP 12531Q105 | SPONSORED ADR | 401 | 2,484 | +2,083 | $6,000 | $23,000 | +$17,000 | |
| CHINA NEPSTAR CHAIN DRUGSTOR CUSIP 16943C109 | SPONSORED ADR | 46 | 5,274 | +5,228 | $0 | $11,000 | +$11,000 | |
| WOORI FIN HLDGS CO LTD CUSIP 981063209 | ADR NEW | 1,812 | 2,011 | +199 | $63,000 | $74,000 | +$11,000 | |
| CHINA EASTN AIRLS LTD CUSIP 16937R104 | SPON ADR CL H | 1,794 | 2,174 | +380 | $27,000 | $35,000 | +$8,000 | |
| O2MICRO INTERNATIONAL LTD CUSIP 67107W100 | SPONS ADR | 8,383 | 8,753 | +370 | $29,000 | $23,000 | -$6,000 | |
| LUXFER HLDGS PLC CUSIP 550678106 | SPONSORED ADR | 421 | 819 | +398 | $8,000 | $14,000 | +$6,000 | |
| LUXOTTICA GROUP S P A CUSIP 55068R202 | SPONSORED ADR | 35,867 | 39,783 | +3,916 | $2,078,000 | $2,072,000 | -$6,000 | |
| CHINA NEW BORUN CORP CUSIP 16890T105 | ADR | 500 | 4,083 | +3,583 | $1,000 | $7,000 | +$6,000 | |
| CENCOSUD S A CUSIP 15132H101 | SPONSORED ADS | 9,879 | 10,190 | +311 | $98,000 | $92,000 | -$6,000 | |
| COUNTRY STYLE COOKING RESTAU CUSIP 22238M109 | SPONSORED ADR | 200 | 1,274 | +1,074 | $2,000 | $8,000 | +$6,000 | |
| CHINA SUNERGY CO LTD CUSIP 16942X302 | SPONSORED ADR NE | 1,364 | 2,927 | +1,563 | $4,000 | $9,000 | +$5,000 | |
| SAMSON OIL & GAS LTD CUSIP 796043107 | SPON ADR | 2,118 | 16,583 | +14,465 | $1,000 | $5,000 | +$4,000 | |
| RENREN INC CUSIP 759892102 | SPONSORED ADR | 19,861 | 20,510 | +649 | $66,000 | $70,000 | +$4,000 | |
| HANWHA SOLARONE CO LTD CUSIP 41135V103 | SPONSORED ADR | 10,120 | 13,536 | +3,416 | $28,000 | $32,000 | +$4,000 | |
| CSR PLC CUSIP 12640Y205 | SPONSORED ADR | 256 | 300 | +44 | $11,000 | $15,000 | +$4,000 | |
| TRINA SOLAR LIMITED CUSIP 89628E104 | SPON ADR | 133,566 | 141,735 | +8,169 | $1,714,000 | $1,711,000 | -$3,000 | |
| CONCORD MED SVCS HLDGS LTD CUSIP 206277105 | SPONSORED ADR | 1,250 | 1,918 | +668 | $10,000 | $13,000 | +$3,000 | |
| COMPANHIA ENERGETICA DE MINA CUSIP 204409882 | SPONSORED ADR | 1,346 | 2,207 | +861 | $11,000 | $14,000 | +$3,000 | |
| ELONG INC CUSIP 290138205 | SPONSORED ADR | 752 | 928 | +176 | $17,000 | $19,000 | +$2,000 | |
| CHINA XINIYA FASHION LTD CUSIP 16950W105 | SPONSORED ADR | 12,270 | 14,331 | +2,061 | $12,000 | $10,000 | -$2,000 | |
| THE9 LTD CUSIP 88337K104 | ADR | 881 | 1,388 | +507 | $2,000 | $3,000 | +$1,000 | |
| TAOMEE HLDGS LTD CUSIP 87600Y106 | SPONSORED ADR | 588 | 978 | +390 | $3,000 | $4,000 | +$1,000 | |
| MAXCOM TELECOMUNICACIONES SA CUSIP 57773A508 | ADR REP PR CTF | 100 | 890 | +790 | $0 | $1,000 | +$1,000 |
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