UBS AG quarter change: Foreign Options, Reduced
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 40 positions, added to 104, reduced 109, sold out of 49 and left 19 unchanged. The largest increase in value was BIDU (+$154,217,000); the largest decrease was TEVA (-$53,920,000).
- TEVA: Country of operation —; Class ADR · Call; Shares 2014-06-30 13,418,800; Shares 2014-09-30 12,083,600.
- BP: Country of operation —; Class SPONSORED ADR · Call; Shares 2014-06-30 1,028,600; Shares 2014-09-30 699,600.
- MLCO: Country of operation —; Class ADR · Put; Shares 2014-06-30 712,150; Shares 2014-09-30 425,745.
- INFY: Country of operation —; Class SPONSORED ADR · Put; Shares 2014-06-30 178,300; Shares 2014-09-30 53,500.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| TEVA TEVA PHARMACEUTICAL INDS LTD | ADR · Call | 13,418,800 | 12,083,600 | -1,335,200 | $703,414,000 | $649,494,000 | -$53,920,000 | |
| BP BP PLC | SPONSORED ADR · Call | 1,028,600 | 699,600 | -329,000 | $54,259,000 | $30,747,000 | -$23,512,000 | |
| MLCO MELCO CROWN ENTMT LTD | ADR · Put | 712,150 | 425,745 | -286,405 | $25,431,000 | $11,193,000 | -$14,238,000 | |
| INFY INFOSYS LTD | SPONSORED ADR · Put | 178,300 | 53,500 | -124,800 | $9,587,000 | $3,236,000 | -$6,351,000 | |
| NTES NETEASE INC | SPONSORED ADR · Call | 83,800 | 2,700 | -81,100 | $6,567,000 | $231,000 | -$6,336,000 | |
| TSM TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR · Put | 370,800 | 103,800 | -267,000 | $7,931,000 | $2,095,000 | -$5,836,000 | |
| CHUBB CORP CUSIP 171232101 | COM · Call | 49,000 | 1,800 | -47,200 | $4,516,000 | $164,000 | -$4,352,000 | |
| CX CEMEX SAB DE CV | SPON ADR NEW · Call | 2,585,092 | 2,290,964 | -294,128 | $34,201,000 | $29,874,000 | -$4,327,000 | |
| VALE VALE S A | ADR · Call | 1,155,900 | 999,510 | -156,390 | $15,293,000 | $11,005,000 | -$4,288,000 | |
| E ENI S P A | SPONSORED ADR · Call | 52,500 | 1,700 | -50,800 | $2,882,000 | $80,000 | -$2,802,000 | |
| RIO RIO TINTO PLC | SPONSORED ADR · Call | 58,200 | 8,500 | -49,700 | $3,159,000 | $418,000 | -$2,741,000 | |
| ASTRAZENECA PLC CUSIP 046353108 | SPONSORED ADR · Call | 114,500 | 83,200 | -31,300 | $8,509,000 | $5,944,000 | -$2,565,000 | |
| SHIRE PLC CUSIP 82481R106 | SPONSORED ADR · Call | 11,500 | 1,900 | -9,600 | $2,708,000 | $492,000 | -$2,216,000 | |
| 58 COM INC CUSIP 31680Q104 | SPON ADR REP A · Call | 124,700 | 122,900 | -1,800 | $6,741,000 | $4,578,000 | -$2,163,000 | |
| TM TOYOTA MOTOR CORP | SP ADR REP2COM · Call | 22,655 | 7,600 | -15,055 | $2,711,000 | $893,000 | -$1,818,000 | |
| SIBANYE GOLD LTD CUSIP 825724206 | SPONSORED ADR · Call | 687,100 | 681,900 | -5,200 | $7,579,000 | $5,783,000 | -$1,796,000 | |
| GW PHARMACEUTICALS PLC CUSIP 36197T103 | ADS · Put | 17,500 | 5,900 | -11,600 | $1,878,000 | $477,000 | -$1,401,000 | |
| VIMPELCOM LTD CUSIP 92719A106 | SPONSORED ADR · Call | 163,865 | 2,265 | -161,600 | $1,376,000 | $16,000 | -$1,360,000 | |
| YOUKU TUDOU INC CUSIP 98742U100 | SPONSORED ADR · Call | 208,400 | 205,100 | -3,300 | $4,972,000 | $3,675,000 | -$1,297,000 | |
| NVS NOVARTIS A G | SPONSORED ADR · Call | 16,500 | 3,200 | -13,300 | $1,493,000 | $301,000 | -$1,192,000 | |
| SEAGATE TECHNOLOGY PLC CUSIP G7945M107 | SHS · Put | 106,600 | 90,700 | -15,900 | $6,057,000 | $5,194,000 | -$863,000 | |
| YY INC CUSIP 98426T106 | ADS REPCOM CLA · Call | 28,500 | 17,900 | -10,600 | $2,152,000 | $1,341,000 | -$811,000 | |
| CHUBB CORP CUSIP 171232101 | COM · Put | 7,400 | 200 | -7,200 | $682,000 | $18,000 | -$664,000 | |
| CHINA MOBILE LIMITED CUSIP 16941M109 | SPONSORED ADR · Call | 13,800 | 2,000 | -11,800 | $671,000 | $118,000 | -$553,000 | |
| NVO NOVO-NORDISK A S | ADR · Put | 10,900 | 400 | -10,500 | $503,000 | $19,000 | -$484,000 | |
| SEAGATE TECHNOLOGY PLC CUSIP G7945M107 | SHS · Call | 24,900 | 17,200 | -7,700 | $1,415,000 | $985,000 | -$430,000 | |
| YINGLI GREEN ENERGY HLDG CO CUSIP 98584B103 | ADR · Put | 100,000 | 800 | -99,200 | $374,000 | $2,000 | -$372,000 | |
| VOD VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR · Call | 455,800 | 452,200 | -3,600 | $15,219,000 | $14,873,000 | -$346,000 | |
| YOUKU TUDOU INC CUSIP 98742U100 | SPONSORED ADR · Put | 44,500 | 41,100 | -3,400 | $1,062,000 | $737,000 | -$325,000 | |
| CHINA MOBILE LIMITED CUSIP 16941M109 | SPONSORED ADR · Put | 8,600 | 1,700 | -6,900 | $418,000 | $100,000 | -$318,000 | |
| VIPS VIPSHOP HLDGS LTD | SPONSORED ADR · Put | 1,800 | 400 | -1,400 | $338,000 | $76,000 | -$262,000 | |
| E ENI S P A | SPONSORED ADR · Put | 5,000 | 300 | -4,700 | $275,000 | $14,000 | -$261,000 | |
| CREDIT SUISSE GROUP CUSIP 225401108 | SPONSORED ADR · Put | 85,600 | 79,000 | -6,600 | $2,428,000 | $2,184,000 | -$244,000 | |
| VIPS VIPSHOP HLDGS LTD | SPONSORED ADR · Call | 20,700 | 19,300 | -1,400 | $3,886,000 | $3,648,000 | -$238,000 | |
| HSBC HSBC HLDGS PLC | SPON ADR NEW · Call | 18,800 | 14,500 | -4,300 | $955,000 | $738,000 | -$217,000 | |
| TM TOYOTA MOTOR CORP | SP ADR REP2COM · Put | 6,400 | 4,700 | -1,700 | $766,000 | $552,000 | -$214,000 | |
| GW PHARMACEUTICALS PLC CUSIP 36197T103 | ADS · Call | 7,200 | 7,000 | -200 | $772,000 | $566,000 | -$206,000 | |
| BUD ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR · Put | 2,000 | 400 | -1,600 | $230,000 | $44,000 | -$186,000 | |
| NVS NOVARTIS A G | SPONSORED ADR · Put | 27,800 | 24,800 | -3,000 | $2,516,000 | $2,334,000 | -$182,000 | |
| BCS BARCLAYS PLC | ADR · Call | 35,600 | 24,500 | -11,100 | $520,000 | $363,000 | -$157,000 | |
| ROYAL BK SCOTLAND GROUP PLC CUSIP 780097689 | SPONS ADR 20 ORD · Put | 14,000 | 500 | -13,500 | $158,000 | $6,000 | -$152,000 | |
| E-COMMERCE CHINA DANGDANG IN CUSIP 26833A105 | SPN ADS COM A · Call | 34,800 | 26,200 | -8,600 | $466,000 | $320,000 | -$146,000 | |
| SOUFUN HLDGS LTD CUSIP 836034108 | ADR · Call | 27,700 | 13,400 | -14,300 | $271,000 | $133,000 | -$138,000 | |
| NQ MOBILE INC CUSIP 64118U108 | ADR REPSTG CL A · Put | 27,800 | 4,900 | -22,900 | $171,000 | $34,000 | -$137,000 | |
| DEO DIAGEO P L C | SPON ADR NEW · Call | 7,400 | 7,000 | -400 | $941,000 | $808,000 | -$133,000 | |
| NTES NETEASE INC | SPONSORED ADR · Put | 1,900 | 200 | -1,700 | $149,000 | $17,000 | -$132,000 | |
| GGB GERDAU S A | SPON ADR REP PFD · Call | 51,100 | 35,500 | -15,600 | $301,000 | $170,000 | -$131,000 | |
| ING ING GROEP N V | SPONSORED ADR · Call | 13,000 | 4,000 | -9,000 | $182,000 | $57,000 | -$125,000 | |
| STATOIL ASA CUSIP 85771P102 | SPONSORED ADR · Call | 4,100 | 800 | -3,300 | $126,000 | $22,000 | -$104,000 | |
| SAP SAP AG | SPON ADR · Put | 3,300 | 2,100 | -1,200 | $254,000 | $152,000 | -$102,000 | |
| EMBJ EMBRAER S A | SP ADR REP 4 COM · Call | 2,700 | 200 | -2,500 | $98,000 | $8,000 | -$90,000 | |
| COCA COLA ENTERPRISES INC NE CUSIP 19122T109 | COM · Call | 6,400 | 4,900 | -1,500 | $306,000 | $217,000 | -$89,000 | |
| NTPIF NAM TAI PPTY INC | British Virgin Islands | SHS · Call | 12,300 | 1,100 | -11,200 | $93,000 | $7,000 | -$86,000 |
| TRANSCANADA CORP CUSIP 89353D107 | COM · Call | 1,700 | 100 | -1,600 | $81,000 | $5,000 | -$76,000 | |
| GRFS GRIFOLS S A | SP ADR REP B NVT · Call | 2,600 | 1,100 | -1,500 | $115,000 | $39,000 | -$76,000 | |
| HSBC HSBC HLDGS PLC | SPON ADR NEW · Put | 4,900 | 3,500 | -1,400 | $249,000 | $178,000 | -$71,000 | |
| ALCATEL-LUCENT CUSIP 013904305 | SPONSORED ADR · Call | 40,300 | 24,000 | -16,300 | $143,000 | $73,000 | -$70,000 | |
| LYG LLOYDS BANKING GROUP PLC | SPONSORED ADR · Call | 25,200 | 12,200 | -13,000 | $130,000 | $61,000 | -$69,000 | |
| CHINACACHE INTL HLDG LTD CUSIP 16950M107 | SPON ADR · Put | 4,400 | 300 | -4,100 | $69,000 | $4,000 | -$65,000 | |
| SNY SANOFI | SPONSORED ADR · Call | 4,600 | 3,200 | -1,400 | $245,000 | $181,000 | -$64,000 | |
| TELEFONICA BRASIL SA CUSIP 87936R106 | SPONSORED ADR · Put | 4,200 | 1,100 | -3,100 | $86,000 | $22,000 | -$64,000 | |
| TELFY TELEFONICA S A | Spain | SPONSORED ADR · Put | 7,300 | 4,000 | -3,300 | $125,000 | $61,000 | -$64,000 |
| TRINA SOLAR LIMITED CUSIP 89628E104 | SPON ADR · Put | 12,000 | 7,800 | -4,200 | $154,000 | $94,000 | -$60,000 | |
| TELEFONICA BRASIL SA CUSIP 87936R106 | SPONSORED ADR · Call | 4,900 | 2,100 | -2,800 | $101,000 | $41,000 | -$60,000 | |
| STATOIL ASA CUSIP 85771P102 | SPONSORED ADR · Put | 2,100 | 200 | -1,900 | $65,000 | $5,000 | -$60,000 | |
| ATHM AUTOHOME INC | SP ADR RP CL A · Put | 2,000 | 300 | -1,700 | $69,000 | $13,000 | -$56,000 | |
| CELJF CELLCOM ISRAEL LTD | SHS · Call | 4,900 | 500 | -4,400 | $59,000 | $5,000 | -$54,000 | |
| NWBO NORTHWEST BIOTHERAPEUTICS IN | United States | COM PAR $0.001 · Call | 11,100 | 4,500 | -6,600 | $74,000 | $23,000 | -$51,000 |
| FOCL EDAP TMS S A | SPONSORED ADR · Call | 11,100 | 3,500 | -7,600 | $55,000 | $5,000 | -$50,000 | |
| GRFS GRIFOLS S A | SP ADR REP B NVT · Put | 1,200 | 100 | -1,100 | $53,000 | $4,000 | -$49,000 | |
| MECHEL OAO CUSIP 583840103 | SPONSORED ADR · Call | 39,800 | 35,800 | -4,000 | $87,000 | $40,000 | -$47,000 | |
| ERIC ERICSSON | ADR B SEK 10 · Put | 56,400 | 50,400 | -6,000 | $681,000 | $635,000 | -$46,000 | |
| CHINA LIFE INS CO LTD CUSIP 16939P106 | SPON ADR REP H · Put | 1,500 | 500 | -1,000 | $59,000 | $21,000 | -$38,000 | |
| BTI BRITISH AMERN TOB PLC | SPONSORED ADR · Call | 400 | 100 | -300 | $48,000 | $11,000 | -$37,000 | |
| ECTM ECA MARCELLUS TR I | United States | COM UNIT · Call | 5,800 | 1,100 | -4,700 | $43,000 | $6,000 | -$37,000 |
| TOTAL S A CUSIP 89151E109 | SPONSORED ADR · Call | 2,800 | 2,600 | -200 | $202,000 | $168,000 | -$34,000 | |
| EMBJ EMBRAER S A | SP ADR REP 4 COM · Put | 1,000 | 100 | -900 | $36,000 | $4,000 | -$32,000 | |
| CHKR CHESAPEAKE GRANITE WASH TR | United States | COM SH BEN INT · Put | 3,200 | 400 | -2,800 | $35,000 | $4,000 | -$31,000 |
| JKS JINKOSOLAR HLDG CO LTD | SPONSORED ADR · Put | 1,200 | 200 | -1,000 | $36,000 | $6,000 | -$30,000 | |
| QIWI PLC CUSIP 74735M108 | SPON ADR REP B · Call | 1,000 | 400 | -600 | $40,000 | $13,000 | -$27,000 | |
| HOME INNS & HOTELS MGMT INC CUSIP 43713W107 | SPON ADR · Call | 1,200 | 500 | -700 | $41,000 | $15,000 | -$26,000 | |
| VEOEY VEOLIA ENVIRONNEMENT | SPONSORED ADR · Call | 5,200 | 4,300 | -900 | $99,000 | $75,000 | -$24,000 | |
| VOXELJET AG CUSIP 92912L107 | ADS · Call | 1,800 | 1,300 | -500 | $38,000 | $18,000 | -$20,000 | |
| PORTUGAL TELECOM SGPS S A CUSIP 737273102 | SPONSORED ADR · Call | 5,800 | 2,000 | -3,800 | $21,000 | $4,000 | -$17,000 | |
| ULXXXX UNILEVER PLC | SPON ADR NEW · Put | 800 | 500 | -300 | $36,000 | $21,000 | -$15,000 | |
| VEOEY VEOLIA ENVIRONNEMENT | SPONSORED ADR · Put | 1,500 | 800 | -700 | $29,000 | $14,000 | -$15,000 | |
| XINYUAN REAL ESTATE CO LTD CUSIP 98417P105 | SPONS ADR · Put | 4,000 | 700 | -3,300 | $17,000 | $2,000 | -$15,000 | |
| YINGLI GREEN ENERGY HLDG CO CUSIP 98584B103 | ADR · Call | 7,100 | 3,800 | -3,300 | $27,000 | $12,000 | -$15,000 | |
| SONY SONY CORP | ADR NEW · Put | 17,500 | 16,900 | -600 | $293,000 | $305,000 | +$12,000 | |
| FORTUNA SILVER MINES INC CUSIP 349915108 | COM · Call | 2,100 | 400 | -1,700 | $12,000 | $2,000 | -$10,000 | |
| VOXELJET AG CUSIP 92912L107 | ADS · Put | 1,300 | 1,200 | -100 | $27,000 | $17,000 | -$10,000 | |
| AMERICA MOVIL SAB DE CV CUSIP 02364W105 | SPON ADR L SHS · Put | 5,100 | 4,600 | -500 | $106,000 | $116,000 | +$10,000 | |
| SESA STERLITE LTD CUSIP 78413F103 | SPONSORED ADR · Call | 2,700 | 2,500 | -200 | $52,000 | $43,000 | -$9,000 | |
| BHP BILLITON PLC CUSIP 05545E209 | SPONSORED ADR · Put | 300 | 200 | -100 | $20,000 | $11,000 | -$9,000 | |
| BVN COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR · Put | 1,000 | 300 | -700 | $12,000 | $3,000 | -$9,000 | |
| ZNOG ZION OIL & GAS INC | United States | COM · Call | 4,700 | 500 | -4,200 | $10,000 | $1,000 | -$9,000 |
| CHINA NEW BORUN CORP CUSIP 16890T105 | ADR · Call | 6,000 | 5,000 | -1,000 | $17,000 | $9,000 | -$8,000 | |
| YY INC CUSIP 98426T106 | ADS REPCOM CLA · Put | 300 | 200 | -100 | $23,000 | $15,000 | -$8,000 | |
| REDIFF COM INDIA LTD CUSIP 757479100 | SPONSORED ADR · Call | 4,300 | 2,700 | -1,600 | $13,000 | $6,000 | -$7,000 | |
| BONA FILM GROUP LTD CUSIP 09777B107 | SPONSORED ADS · Call | 1,600 | 600 | -1,000 | $10,000 | $4,000 | -$6,000 |
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|---|---|---|---|
| Not available yet | |||