UBS AG quarter change: Foreign Options, New
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 40 positions, added to 104, reduced 109, sold out of 49 and left 19 unchanged. The largest increase in value was BIDU (+$154,217,000); the largest decrease was TEVA (-$53,920,000).
- BABA: Country of operation —; Class SPONSORED ADS · Put; Shares 2014-06-30 0; Shares 2014-09-30 283,800.
- IBN: Country of operation —; Class ADR · Call; Shares 2014-06-30 0; Shares 2014-09-30 292,900.
- WEATHERFORD INTL PLC: Country of operation —; Class ORD SHS · Call; Shares 2014-06-30 0; Shares 2014-09-30 574,110.
- WEATHERFORD INTL PLC: Country of operation —; Class ORD SHS · Put; Shares 2014-06-30 0; Shares 2014-09-30 125,900.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Put | 0 | 283,800 | +283,800 | $0 | $25,216,000 | +$25,216,000 |
|---|
IBN
ICICI BK LTD | | ADR · Call | 0 | 292,900 | +292,900 | $0 | $14,381,000 | +$14,381,000 |
|---|
WEATHERFORD INTL PLC
CUSIP G48833100 | | ORD SHS · Call | 0 | 574,110 | +574,110 | $0 | $11,941,000 | +$11,941,000 |
|---|
WEATHERFORD INTL PLC
CUSIP G48833100 | | ORD SHS · Put | 0 | 125,900 | +125,900 | $0 | $2,619,000 | +$2,619,000 |
|---|
BBD
BANCO BRADESCO S A | | SP ADR PFD NEW · Put | 0 | 119,100 | +119,100 | $0 | $1,697,000 | +$1,697,000 |
|---|
BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Call | 0 | 14,500 | +14,500 | $0 | $1,288,000 | +$1,288,000 |
|---|
ITUB
ITAU UNIBANCO HLDG SA | | SPON ADR REP PFD · Call | 0 | 85,500 | +85,500 | $0 | $1,187,000 | +$1,187,000 |
|---|
NEW ORIENTAL ED & TECH GRP I
CUSIP 647581107 | | SPON ADR · Put | 0 | 20,000 | +20,000 | $0 | $464,000 | +$464,000 |
|---|
NOK
NOKIA CORP | | SPONSORED ADR · Put | 0 | 23,800 | +23,800 | $0 | $201,000 | +$201,000 |
|---|
CRITEO S A
CUSIP 226718104 | | SPONS ADS · Put | 0 | 5,900 | +5,900 | $0 | $199,000 | +$199,000 |
|---|
JUMEI INTL HLDG LTD
CUSIP 48138L107 | | SPONSORED ADR · Call | 0 | 5,000 | +5,000 | $0 | $117,000 | +$117,000 |
|---|
IDREAMSKY TECHNOLOGY LIMITED
CUSIP 45173K101 | | SPONSORED ADS · Put | 0 | 2,900 | +2,900 | $0 | $49,000 | +$49,000 |
|---|
CIG
COMPANHIA ENERGETICA DE MINA | | SP ADR N-V PFD · Call | 0 | 4,800 | +4,800 | $0 | $30,000 | +$30,000 |
|---|
ITUB
ITAU UNIBANCO HLDG SA | | SPON ADR REP PFD · Put | 0 | 1,500 | +1,500 | $0 | $21,000 | +$21,000 |
|---|
ALUMINUM CORP CHINA LTD
CUSIP 022276109 | | SPON ADR H SHS · Call | 0 | 1,800 | +1,800 | $0 | $18,000 | +$18,000 |
|---|
VIMICRO INTL CORP
CUSIP 92718N109 | | ADR · Put | 0 | 1,700 | +1,700 | $0 | $17,000 | +$17,000 |
|---|
NTTYY
NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR · Call | 0 | 500 | +500 | $0 | $16,000 | +$16,000 |
|---|
FLAMEL TECHNOLOGIES SA
CUSIP 338488109 | | SPONSORED ADR · Call | 0 | 1,000 | +1,000 | $0 | $14,000 | +$14,000 |
|---|
IDREAMSKY TECHNOLOGY LIMITED
CUSIP 45173K101 | | SPONSORED ADS · Call | 0 | 800 | +800 | $0 | $14,000 | +$14,000 |
|---|
ASR
GRUPO AEROPORTUARIO DEL SURE | | SPON ADR SER B · Call | 0 | 100 | +100 | $0 | $13,000 | +$13,000 |
|---|
SYNGENTA AG
CUSIP 87160A100 | | SPONSORED ADR · Put | 0 | 200 | +200 | $0 | $13,000 | +$13,000 |
|---|
KT
KT CORP | | SPONSORED ADR · Call | 0 | 700 | +700 | $0 | $11,000 | +$11,000 |
|---|
TAL
TAL ED GROUP | | ADS REPSTG COM · Call | 0 | 300 | +300 | $0 | $10,000 | +$10,000 |
|---|
VIMICRO INTL CORP
CUSIP 92718N109 | | ADR · Call | 0 | 700 | +700 | $0 | $7,000 | +$7,000 |
|---|
WUXI PHARMATECH CAYMAN INC
CUSIP 929352102 | | SPONS ADR SHS · Call | 0 | 200 | +200 | $0 | $7,000 | +$7,000 |
|---|
CHINA FIN ONLINE CO LTD
CUSIP 169379104 | | SPONSORED ADR · Put | 0 | 1,000 | +1,000 | $0 | $7,000 | +$7,000 |
|---|
IKANG HEALTHCARE GROUP INC
CUSIP 45174L108 | | SPONSORED ADR · Call | 0 | 300 | +300 | $0 | $6,000 | +$6,000 |
|---|
HDB
HDFC BANK LTD | | ADR REPS 3 SHS · Call | 0 | 100 | +100 | $0 | $5,000 | +$5,000 |
|---|
ARM HLDGS PLC
CUSIP 042068106 | | SPONSORED ADR · Call | 0 | 100 | +100 | $0 | $4,000 | +$4,000 |
|---|
YZCAY
YANZHOU COAL MNG CO LTD | | SPON ADR H SHS · Call | 0 | 500 | +500 | $0 | $4,000 | +$4,000 |
|---|
PUK
PRUDENTIAL PLC | | ADR · Call | 0 | 100 | +100 | $0 | $4,000 | +$4,000 |
|---|
CUK
CARNIVAL PLC | | ADR · Call | 0 | 100 | +100 | $0 | $4,000 | +$4,000 |
|---|
NTTYY
NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR · Put | 0 | 100 | +100 | $0 | $3,000 | +$3,000 |
|---|
TIM PARTICIPACOES S A
CUSIP 88706P205 | | SPONSORED ADR · Call | 0 | 100 | +100 | $0 | $3,000 | +$3,000 |
|---|
TV
GRUPO TELEVISA SA | | SPON ADR REP ORD · Call | 0 | 100 | +100 | $0 | $3,000 | +$3,000 |
|---|
CPFL ENERGIA S A
CUSIP 126153105 | | SPONSORED ADR · Put | 0 | 200 | +200 | $0 | $3,000 | +$3,000 |
|---|
ENERSIS S A
CUSIP 29274F104 | | SPONSORED ADR · Call | 0 | 100 | +100 | $0 | $2,000 | +$2,000 |
|---|
GENETIC TECHNOLOGIES LTD
CUSIP 37185R109 | | SPONSORED ADR · Call | 0 | 3,000 | +3,000 | $0 | $2,000 | +$2,000 |
|---|
OI S.A.
CUSIP 670851203 | | SPN ADR REP PFD · Call | 0 | 1,000 | +1,000 | $0 | $1,000 | +$1,000 |
|---|
CHKR
CHESAPEAKE GRANITE WASH TR | United States | COM SH BEN INT · Call | 0 | 100 | +100 | $0 | $1,000 | +$1,000 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |