UBS AG quarter change: USA Everything Else, Reduced
In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 21 positions, added to 74, reduced 55, sold out of 22 and left 17 unchanged. The largest increase in value was KINDER MORGAN ENERGY PARTNER (+$157,317,000); the largest decrease was LINNCO LLC (-$22,256,000).
- LINNCO LLC: Country of operation —; Class COMSHS LTD INT; Shares 2014-06-30 1,200,228; Shares 2014-09-30 528,448.
- POWERSHS DB MULTI SECT COMM: Country of operation —; Class DB BASE METALS; Shares 2014-06-30 650,622; Shares 2014-09-30 49,406.
- CREDIT SUISSE NASSAU BRH: Country of operation —; Class INVRS VIX STERM; Shares 2014-06-30 642,536; Shares 2014-09-30 633,000.
- BARCLAYS BANK PLC: Country of operation —; Class ETN DJUBSLVSTK37; Shares 2014-06-30 130,822; Shares 2014-09-30 41,726.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
LINNCO LLC
CUSIP 535782106 | | COMSHS LTD INT | 1,200,228 | 528,448 | -671,780 | $37,555,000 | $15,299,000 | -$22,256,000 |
|---|
POWERSHS DB MULTI SECT COMM
CUSIP 73936B705 | | DB BASE METALS | 650,622 | 49,406 | -601,216 | $11,047,000 | $835,000 | -$10,212,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D795 | | INVRS VIX STERM | 642,536 | 633,000 | -9,536 | $28,901,000 | $24,212,000 | -$4,689,000 |
|---|
BARCLAYS BANK PLC
CUSIP 06739H743 | | ETN DJUBSLVSTK37 | 130,822 | 41,726 | -89,096 | $4,318,000 | $1,339,000 | -$2,979,000 |
|---|
BARCLAYS BANK PLC
CUSIP 06739H313 | | ETN DJUBSCOCO 38 | 72,864 | 12,796 | -60,068 | $2,985,000 | $559,000 | -$2,426,000 |
|---|
JPMORGAN CHASE & CO
CUSIP 46625H365 | | ALERIAN ML ETN | 639,162 | 586,981 | -52,181 | $33,479,000 | $31,157,000 | -$2,322,000 |
|---|
TEEKAY OFFSHORE PARTNERS L P
CUSIP Y8565J101 | | PARTNERSHIP UN | 607,777 | 590,495 | -17,282 | $21,941,000 | $19,840,000 | -$2,101,000 |
|---|
SWEDISH EXPT CR CORP
CUSIP 870297801 | | ROG TTL ETN 22 | 744,550 | 581,213 | -163,337 | $6,396,000 | $4,377,000 | -$2,019,000 |
|---|
WESTERN GAS EQUITY PARTNERS
CUSIP 95825R103 | | COMUNT LTD PT | 98,171 | 70,963 | -27,208 | $6,155,000 | $4,325,000 | -$1,830,000 |
|---|
AEGON N V
CUSIP 007924103 | | NY REGISTRY SH | 760,197 | 603,216 | -156,981 | $6,667,000 | $4,958,000 | -$1,709,000 |
|---|
BARCLAYS BANK PLC
CUSIP 06739H230 | | ETN DJUBSSOFT 38 | 18,055 | 963 | -17,092 | $885,000 | $42,000 | -$843,000 |
|---|
ROYAL BK OF SCOTLAND PLC
CUSIP 78009P143 | | RBS NASD LKD41 | 92,897 | 71,293 | -21,604 | $3,479,000 | $2,809,000 | -$670,000 |
|---|
POWERSHS DB MULTI SECT COMM
CUSIP 73936B507 | | DB OIL FUND | 44,077 | 26,162 | -17,915 | $1,356,000 | $710,000 | -$646,000 |
|---|
BARCLAYS BK PLC
CUSIP 06739F119 | | ETN DJUBS NCKL37 | 30,329 | 8,916 | -21,413 | $783,000 | $193,000 | -$590,000 |
|---|
POWERSHS DB US DOLLAR INDEX
CUSIP 73936D206 | | DOLL INDX BEAR | 22,860 | 4,656 | -18,204 | $622,000 | $117,000 | -$505,000 |
|---|
CURRENCYSHARES AUSTRALIAN DL
CUSIP 23129U101 | | AUSTRALIAN DOL | 17,388 | 15,797 | -1,591 | $1,642,000 | $1,385,000 | -$257,000 |
|---|
POWERSHS DB MULTI SECT COMM
CUSIP 73936B200 | | DB PREC MTLS | 20,809 | 16,988 | -3,821 | $897,000 | $645,000 | -$252,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D688 | | 3X LONG GOLD | 23,816 | 12,072 | -11,744 | $398,000 | $149,000 | -$249,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740C519 | | IPATH S&P MT ETN | 28,937 | 9,530 | -19,407 | $366,000 | $125,000 | -$241,000 |
|---|
POWERSHS DB MULTI SECT COMM
CUSIP 73936B309 | | DB SILVER FUND | 21,640 | 20,682 | -958 | $757,000 | $573,000 | -$184,000 |
|---|
ROYAL BK SCOTLAND PLC
CUSIP 78009L407 | | GOLD TRENDP ETN | 47,616 | 44,145 | -3,471 | $1,277,000 | $1,104,000 | -$173,000 |
|---|
BARCLAYS BK PLC
CUSIP 06739F291 | | IPMS INDIA ETN | 29,340 | 27,174 | -2,166 | $2,020,000 | $1,908,000 | -$112,000 |
|---|
SWEDISH EXPT CR CORP
CUSIP 870297603 | | ROG AGRI ETN22 | 29,876 | 21,251 | -8,625 | $246,000 | $148,000 | -$98,000 |
|---|
BARCLAYS BK PLC
CUSIP 06742C152 | | BARC YLD ETN LKD | 2,175 | 1,585 | -590 | $286,000 | $194,000 | -$92,000 |
|---|
POPE RES DEL LTD PARTNERSHIP
CUSIP 732857107 | | DEPOSITRY RCPT | 46,798 | 46,601 | -197 | $3,196,000 | $3,123,000 | -$73,000 |
|---|
POWERSHS DB MULTI SECT COMM
CUSIP 73936B101 | | DB ENERGY FUND | 16,592 | 16,299 | -293 | $510,000 | $439,000 | -$71,000 |
|---|
SWEDISH EXPT CR CORP
CUSIP 870297306 | | RG ENRGY ETN22 | 14,306 | 6,370 | -7,936 | $107,000 | $41,000 | -$66,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D480 | | GOLDINC LKD32ETN | 27,418 | 26,602 | -816 | $381,000 | $335,000 | -$46,000 |
|---|
CREDIT SUISSE AG NASSAU BRH
CUSIP 22539T563 | | BG CP GRTH ETN | 1,057 | 244 | -813 | $53,000 | $12,000 | -$41,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740P148 | | IPT COFFEE ETN | 2,494 | 844 | -1,650 | $56,000 | $20,000 | -$36,000 |
|---|
BARCLAYS BK PLC
CUSIP 06738G878 | | IPATH GEMS ASIA8 | 15,306 | 15,006 | -300 | $697,000 | $662,000 | -$35,000 |
|---|
BARCLAYS BANK PLC
CUSIP 06739H271 | | ETN DJUBSCOTTN38 | 2,774 | 2,699 | -75 | $138,000 | $110,000 | -$28,000 |
|---|
UBS AG LONDON BRH
CUSIP 90267B765 | | 2X LEV LNG LKD | 2,393 | 1,800 | -593 | $69,000 | $43,000 | -$26,000 |
|---|
DEUTSCHE BK AG LONDON
CUSIP 25153Q708 | | ELE MORN TTL22 | 1,591 | 402 | -1,189 | $33,000 | $9,000 | -$24,000 |
|---|
MORGAN STANLEY TRUSTS
CUSIP 61745P874 | | INCOME SECS INC | 18,932 | 17,790 | -1,142 | $341,000 | $317,000 | -$24,000 |
|---|
MORGAN STANLEY
CUSIP 617480272 | | LNG EURO ETN20 | 1,421 | 811 | -610 | $41,000 | $20,000 | -$21,000 |
|---|
UBS AG JERSEY BRH
CUSIP 902641752 | | CMCI INDL ETN | 2,149 | 1,052 | -1,097 | $38,000 | $18,000 | -$20,000 |
|---|
BARCLAYS BANK PLC
CUSIP 06739G851 | | IPTH JPY/USD ETN | 3,240 | 3,140 | -100 | $183,000 | $163,000 | -$20,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740L485 | | US TRES FLATT | 885 | 584 | -301 | $52,000 | $35,000 | -$17,000 |
|---|
SWEDISH EXPT CR CORP
CUSIP 870297405 | | RG METAL ETN22 | 4,154 | 2,655 | -1,499 | $38,000 | $22,000 | -$16,000 |
|---|
ROYAL BK OF SCOTLAND PLC
CUSIP 78009P168 | | LCAP ALT EXC ETN | 594 | 166 | -428 | $21,000 | $6,000 | -$15,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740P213 | | IPT NICKEL ETN | 2,046 | 1,904 | -142 | $69,000 | $55,000 | -$14,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740P239 | | IPTH NAT GAS | 3,445 | 3,245 | -200 | $104,000 | $91,000 | -$13,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740P403 | | RUSS2000 3X LG | 596 | 582 | -14 | $90,000 | $77,000 | -$13,000 |
|---|
BARCLAYS BANK PLC
CUSIP 06739H198 | | ETN DJUBS TIN 38 | 979 | 911 | -68 | $49,000 | $41,000 | -$8,000 |
|---|
BARCLAYS BK PLC
CUSIP 06739F176 | | IP GBP/USD ETN | 758 | 635 | -123 | $35,000 | $27,000 | -$8,000 |
|---|
BARCLAYS BK PLC
CUSIP 06739F101 | | ETN DJUBS COPR37 | 937 | 837 | -100 | $37,000 | $30,000 | -$7,000 |
|---|
DEUTSCHE BK AG LDN BRH
CUSIP 25154H467 | | PS CMDTY SH ETN | 1,447 | 1,143 | -304 | $45,000 | $39,000 | -$6,000 |
|---|
DEUTSCHE BK AG LONDON BRH
CUSIP 25154K874 | | PS CR OIL SH ETN | 1,211 | 1,196 | -15 | $42,000 | $47,000 | +$5,000 |
|---|
DEUTSCHE BK AG LONDON BRH
CUSIP 25154N530 | | DB 3X SHRT UST | 926 | 528 | -398 | $7,000 | $3,000 | -$4,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D449 | | SLVRFLO ETN LK | 1,247 | 1,219 | -28 | $19,000 | $15,000 | -$4,000 |
|---|
BARCLAYS BK PLC
CUSIP 06742A750 | | IPATH S&P MLP | 350 | 250 | -100 | $12,000 | $9,000 | -$3,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D472 | | CMDT BCH TOT RET | 237 | 178 | -59 | $5,000 | $3,000 | -$2,000 |
|---|
UBS AG LONDON BRH
CUSIP 90270L792 | | ETRACS 2XLEV | 191 | 134 | -57 | $5,000 | $4,000 | -$1,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740L592 | | IPATH INVS&P STF | 4,433 | 4,430 | -3 | $171,000 | $170,000 | -$1,000 |
|---|
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