UBS AG quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 21 positions, added to 74, reduced 55, sold out of 22 and left 17 unchanged. The largest increase in value was KINDER MORGAN ENERGY PARTNER (+$157,317,000); the largest decrease was LINNCO LLC (-$22,256,000).
- GOLDMAN SACHS GROUP INC: Country of operation —; Class SP ENHCMD37ETN; Shares 2014-06-30 0; Shares 2014-09-30 3,913.
- UBS AG JERSEY BRH: Country of operation —; Class ALERIAN INFRST; Shares 2014-06-30 0; Shares 2014-09-30 2,922.
- ROYAL BK OF SCOTLAND PLC: Country of operation —; Class BIG PHARMA ETN; Shares 2014-06-30 0; Shares 2014-09-30 1,460.
- CREDIT SUISSE NASSAU BRH: Country of operation —; Class INVRS VIX MDTERM; Shares 2014-06-30 0; Shares 2014-09-30 1,655.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
GOLDMAN SACHS GROUP INC
CUSIP 38144L852 | | SP ENHCMD37ETN | 0 | 3,913 | +3,913 | $0 | $168,000 | +$168,000 |
|---|
UBS AG JERSEY BRH
CUSIP 902641646 | | ALERIAN INFRST | 0 | 2,922 | +2,922 | $0 | $133,000 | +$133,000 |
|---|
ROYAL BK OF SCOTLAND PLC
CUSIP 78009P135 | | BIG PHARMA ETN | 0 | 1,460 | +1,460 | $0 | $74,000 | +$74,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D829 | | INVRS VIX MDTERM | 0 | 1,655 | +1,655 | $0 | $73,000 | +$73,000 |
|---|
CREDIT SUISSE AG NASSAU BRH
CUSIP 22539T100 | | EXCH TRAD SPVXSP | 0 | 1,594 | +1,594 | $0 | $37,000 | +$37,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740P643 | | TRES 5YR BEAR | 0 | 976 | +976 | $0 | $37,000 | +$37,000 |
|---|
DEUTSCHE BK AG LONDON BRH
CUSIP 25154W506 | | PWRSHR DB GERM | 0 | 825 | +825 | $0 | $22,000 | +$22,000 |
|---|
MORGAN STANLEY
CUSIP 61747W265 | | RUPEE/USD ETN | 0 | 531 | +531 | $0 | $18,000 | +$18,000 |
|---|
HSBC USA INC
CUSIP 4042EP602 | | S&P CTI ETN 23 | 0 | 2,312 | +2,312 | $0 | $15,000 | +$15,000 |
|---|
SWEDISH EXPT CR CORP
CUSIP 870297504 | | ELEMENT USETN22 | 0 | 469 | +469 | $0 | $11,000 | +$11,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D720 | | EQT MKT LKD31 | 0 | 533 | +533 | $0 | $10,000 | +$10,000 |
|---|
CITIGROUP INC NEW
CUSIP 17318Q475 | | ETN CITI VOL 20 | 0 | 7,112 | +7,112 | $0 | $10,000 | +$10,000 |
|---|
CREDIT SUISSE NASSAU BRH
CUSIP 22542D878 | | EXCH NT LKD 20 | 0 | 364 | +364 | $0 | $9,000 | +$9,000 |
|---|
GS FIN CORP
CUSIP 362273104 | | ETN CLAYMORE37 | 0 | 460 | +460 | $0 | $8,000 | +$8,000 |
|---|
DEUTSCHE BK AG LONDON BRH
CUSIP 25154K825 | | MTLS LNG ETN38 | 0 | 371 | +371 | $0 | $7,000 | +$7,000 |
|---|
DEUTSCHE BK AG LDN BRH
CUSIP 25154H483 | | PS CMDT DS ETN | 0 | 96 | +96 | $0 | $4,000 | +$4,000 |
|---|
DEUTSCHE BK AG LONDON
CUSIP 25153Q658 | | ETN DJ HY 2022 | 0 | 193 | +193 | $0 | $3,000 | +$3,000 |
|---|
BARCLAYS BK PLC
CUSIP 06740P312 | | IPTH ENRGY ETN | 0 | 38 | +38 | $0 | $2,000 | +$2,000 |
|---|
DEUTSCHE BK AG LONDON BRH
CUSIP 25154K858 | | PS MTL DDL ETN | 0 | 66 | +66 | $0 | $1,000 | +$1,000 |
|---|
ROYAL BK OF SCOTLAND PLC
CUSIP 78009P192 | | ROGR ENH ENERG | 0 | 10 | +10 | $0 | $0 | $0 |
|---|
MORGAN STANLEY
CUSIP 61760E846 | | CUSHNG MLP ETN | 0 | 12 | +12 | $0 | $0 | $0 |
|---|
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