UBS AG Last Quarter Change: USA Bonds: Zero-Coupon Convertibles, Unchanged

UBS AG quarter change: USA Bonds: Zero-Coupon Convertibles, Unchanged

In zero-coupon convertible notes (no coupon in the filed class) (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 0 positions, added to 0, reduced 0, sold out of 1 and left 4 unchanged. The largest increase in value was COSTCO COMPANIES INC (+$6,000); the largest decrease was DANAHER CORP DEL (-$4,000).

COSTCO COMPANIES INC: Country of operation —; Class NOTE 8/1; Principal 2014-06-30 $27,000; Principal 2014-09-30 $27,000.
DANAHER CORP DEL: Country of operation —; Class NOTE 1/2; Principal 2014-06-30 $46,000; Principal 2014-09-30 $46,000.
CSX CORP: Country of operation —; Class DBCV 10/3; Principal 2014-06-30 $4,000; Principal 2014-09-30 $4,000.
LABORATORY CORP AMER HLDGS: Country of operation —; Class NOTE 9/1; Principal 2014-06-30 $2,000; Principal 2014-09-30 $2,000.

Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Principal 2014-06-30	Principal 2014-09-30	Value 2014-06-30	Value 2014-09-30	Value change
COSTCO COMPANIES INC CUSIP 22160QAC6	NOTE 8/1	$27,000	$27,000	$71,000	$77,000	+$6,000
DANAHER CORP DEL CUSIP 235851AF9	NOTE 1/2	$46,000	$46,000	$105,000	$101,000	-$4,000
CSX CORP CUSIP 126408GA5	DBCV 10/3	$4,000	$4,000	$13,000	$14,000	+$1,000
LABORATORY CORP AMER HLDGS CUSIP 50540RAG7	NOTE 9/1	$2,000	$2,000	$3,000	$3,000	$0

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet