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UBS AG Last Quarter Change: USA Bonds: Other Debt, Added

UBS AG quarter change: USA Bonds: Other Debt, Added

In other debt filed by principal amount (debentures, bonds) (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 1 positions, added to 1, reduced 2, sold out of 0 and left 4 unchanged. The largest increase in value was GOLDMAN SACHS GROUP INC (+$13,000); the largest decrease was MICROCHIP TECHNOLOGY INC (-$7,000).

  • ALZA CORP: Country of operation —; Class SDCV 7/2; Principal 2014-06-30 $2,000; Principal 2014-09-30 $5,000.

Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassPrincipal 2014-06-30Principal 2014-09-30Share changeValue 2014-06-30Value 2014-09-30Value change
ALZA CORP
CUSIP 02261WAB5
SDCV 7/2$2,000$5,000+3,000$3,000$7,000+$4,000

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