UBS AG quarter change: USA Bonds: Convertible Notes, Reduced
In convertible notes that pay a coupon (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 3 positions, added to 3, reduced 6, sold out of 10 and left 41 unchanged. The largest increase in value was WELLPOINT INC (+$13,109,000); the largest decrease was GOLDCORP INC NEW (-$8,487,000).
- MGM RESORTS INTERNATIONAL: Country of operation —; Class NOTE 4.250% 4/1; Principal 2014-06-30 $3,908,000; Principal 2014-09-30 $3,158,000.
- SANDISK CORP: Country of operation —; Class NOTE 1.500% 8/1; Principal 2014-06-30 $9,009,000; Principal 2014-09-30 $8,825,000.
- COBALT INTL ENERGY INC: Country of operation —; Class NOTE 2.625%12/0; Principal 2014-06-30 $5,000,000; Principal 2014-09-30 $4,000,000.
- TESLA MTRS INC: Country of operation —; Class NOTE 1.250% 3/0; Principal 2014-06-30 $9,115,000; Principal 2014-09-30 $8,638,000.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||