UBS AG historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 35 positions, added to 365, reduced 285 and sold out of 28.
- Q4 2013: Stock TEVA; Country of operation —; Class ADR; Shares before 5,767,957.
- Q4 2013: Stock ULXXXX; Country of operation —; Class SPON ADR NEW; Shares before 4,558,346.
- Q4 2013: Stock BIDU; Country of operation —; Class SPON ADR REP A; Shares before 711,750.
- Q4 2013: Stock PSO; Country of operation —; Class SPONSORED ADR; Shares before 7,978,063.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2013 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 5,767,957 | 6,607,257 | +839,300 | $217,913,000 | $264,819,000 | +$46,906,000 | 2014-05-21 |
|---|
| Q4 2013 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 4,558,346 | 5,248,222 | +689,876 | $175,861,000 | $216,226,000 | +$40,365,000 | 2014-05-21 |
|---|
| Q4 2013 | BIDU
BAIDU INC | | SPON ADR REP A | 711,750 | 834,967 | +123,217 | $110,449,000 | $148,524,000 | +$38,075,000 | 2014-05-21 |
|---|
| Q4 2013 | PSO
PEARSON PLC | | SPONSORED ADR | 7,978,063 | 8,912,931 | +934,868 | $162,274,000 | $199,650,000 | +$37,376,000 | 2014-05-21 |
|---|
| Q4 2013 | NVS
NOVARTIS A G | | SPONSORED ADR | 3,698,961 | 3,991,232 | +292,271 | $283,747,000 | $320,816,000 | +$37,069,000 | 2014-05-21 |
|---|
| Q4 2013 | DEO
DIAGEO P L C | | SPON ADR NEW | 1,639,359 | 1,850,157 | +210,798 | $208,329,000 | $244,998,000 | +$36,669,000 | 2014-05-21 |
|---|
| Q4 2013 | SNY
SANOFI | | SPONSORED ADR | 3,841,963 | 4,219,986 | +378,023 | $194,518,000 | $226,319,000 | +$31,801,000 | 2014-05-21 |
|---|
| Q4 2013 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 1,625,625 | 1,838,361 | +212,736 | $170,934,000 | $197,476,000 | +$26,542,000 | 2014-05-21 |
|---|
| Q4 2013 | BP
BP PLC | | SPONSORED ADR | 2,053,558 | 2,215,563 | +162,005 | $86,311,000 | $107,698,000 | +$21,387,000 | 2014-05-21 |
|---|
| Q4 2013 | INFY
INFOSYS LTD | | SPONSORED ADR | 98,769 | 244,114 | +145,345 | $4,751,000 | $13,817,000 | +$9,066,000 | 2014-05-21 |
|---|
| Q4 2013 | IBN
ICICI BK LTD | | ADR | 94,450 | 266,835 | +172,385 | $2,878,000 | $9,919,000 | +$7,041,000 | 2014-05-21 |
|---|
| Q4 2013 | RIO
RIO TINTO PLC | | SPONSORED ADR | 539,462 | 575,575 | +36,113 | $26,304,000 | $32,480,000 | +$6,176,000 | 2014-05-21 |
|---|
| Q4 2013 | BCS
BARCLAYS PLC | | ADR | 154,337 | 410,256 | +255,919 | $2,630,000 | $7,438,000 | +$4,808,000 | 2014-05-21 |
|---|
| Q4 2013 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 767,212 | 840,363 | +73,151 | $41,629,000 | $46,330,000 | +$4,701,000 | 2014-05-21 |
|---|
| Q4 2013 | BBVA
BANCO BILBAO VIZCAYA ARGENTA | | SPONSORED ADR | 429,353 | 612,085 | +182,732 | $4,801,000 | $7,584,000 | +$2,783,000 | 2014-05-21 |
|---|
| Q4 2013 | HIMX
HIMAX TECHNOLOGIES INC | | SPONSORED ADR | 284,154 | 366,965 | +82,811 | $2,842,000 | $5,398,000 | +$2,556,000 | 2014-05-21 |
|---|
| Q4 2013 | KT
KT CORP | | SPONSORED ADR | 190,823 | 369,985 | +179,162 | $3,199,000 | $5,501,000 | +$2,302,000 | 2014-05-21 |
|---|
| Q4 2013 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 63,246 | 85,847 | +22,601 | $6,141,000 | $8,402,000 | +$2,261,000 | 2014-05-21 |
|---|
| Q4 2013 | BSAC
BANCO SANTANDER CHILE NEW | | SP ADR REP COM | 31,892 | 124,324 | +92,432 | $839,000 | $2,930,000 | +$2,091,000 | 2014-05-21 |
|---|
| Q4 2013 | SAN
BANCO SANTANDER SA | | ADR | 1,084,042 | 1,206,993 | +122,951 | $8,857,000 | $10,948,000 | +$2,091,000 | 2014-05-21 |
|---|
| Q4 2013 | SAP
SAP AG | | SPON ADR | 68,340 | 80,193 | +11,853 | $5,052,000 | $6,988,000 | +$1,936,000 | 2014-05-21 |
|---|
| Q4 2013 | CX
CEMEX SAB DE CV | | SPON ADR NEW | 361,391 | 491,540 | +130,149 | $4,041,000 | $5,815,000 | +$1,774,000 | 2014-05-21 |
|---|
| Q4 2013 | LYG
LLOYDS BANKING GROUP PLC | | SPONSORED ADR | 1,059,812 | 1,271,811 | +211,999 | $5,098,000 | $6,766,000 | +$1,668,000 | 2014-05-21 |
|---|
| Q4 2013 | ING
ING GROEP N V | | SPONSORED ADR | 125,786 | 218,112 | +92,326 | $1,428,000 | $3,055,000 | +$1,627,000 | 2014-05-21 |
|---|
| Q4 2013 | NMR
NOMURA HLDGS INC | | SPONSORED ADR | 263,872 | 448,566 | +184,694 | $2,061,000 | $3,485,000 | +$1,424,000 | 2014-05-21 |
|---|
| Q4 2013 | E
ENI S P A | | SPONSORED ADR | 168,643 | 187,237 | +18,594 | $7,763,000 | $9,079,000 | +$1,316,000 | 2014-05-21 |
|---|
| Q4 2013 | YPF
YPF SOCIEDAD ANONIMA | | SPON ADR CL D | 24,162 | 52,334 | +28,172 | $486,000 | $1,725,000 | +$1,239,000 | 2014-05-21 |
|---|
| Q4 2013 | PKX
POSCO | | SPONSORED ADR | 167,739 | 174,188 | +6,449 | $12,353,000 | $13,587,000 | +$1,234,000 | 2014-05-21 |
|---|
| Q4 2013 | HDB
HDFC BANK LTD | | ADR REPS 3 SHS | 192,382 | 203,791 | +11,409 | $5,921,000 | $7,019,000 | +$1,098,000 | 2014-05-21 |
|---|
| Q4 2013 | TAL
TAL ED GROUP | | ADS REPSTG COM | 18,793 | 58,117 | +39,324 | $272,000 | $1,278,000 | +$1,006,000 | 2014-05-21 |
|---|
| Q4 2013 | EMBJ
EMBRAER S A | | SP ADR REP 4 COM | 35,778 | 66,226 | +30,448 | $1,161,000 | $2,131,000 | +$970,000 | 2014-05-21 |
|---|
| Q4 2013 | NOAH
NOAH HLDGS LTD | | SPONSORED ADS | 10,567 | 60,427 | +49,860 | $181,000 | $1,088,000 | +$907,000 | 2014-05-21 |
|---|
| Q4 2013 | BVN
COMPANIA DE MINAS BUENAVENTU | | SPONSORED ADR | 253,504 | 344,138 | +90,634 | $2,969,000 | $3,861,000 | +$892,000 | 2014-05-21 |
|---|
| Q4 2013 | ERIC
ERICSSON | | ADR B SEK 10 | 375,785 | 480,779 | +104,994 | $5,016,000 | $5,884,000 | +$868,000 | 2014-05-21 |
|---|
| Q4 2013 | VIPS
VIPSHOP HLDGS LTD | | SPONSORED ADR | 7,026 | 14,191 | +7,165 | $399,000 | $1,187,000 | +$788,000 | 2014-05-21 |
|---|
| Q4 2013 | KB
KB FINANCIAL GROUP INC | | SPONSORED ADR | 42,662 | 50,424 | +7,762 | $1,494,000 | $2,042,000 | +$548,000 | 2014-05-21 |
|---|
| Q4 2013 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 18,861 | 19,004 | +143 | $1,570,000 | $2,079,000 | +$509,000 | 2014-05-21 |
|---|
| Q4 2013 | TV
GRUPO TELEVISA SA | | SPON ADR REP ORD | 33,671 | 45,350 | +11,679 | $941,000 | $1,373,000 | +$432,000 | 2014-05-21 |
|---|
| Q4 2013 | CHKR
CHESAPEAKE GRANITE WASH TR | United States | COM SH BEN INT | 38,701 | 87,594 | +48,893 | $517,000 | $928,000 | +$411,000 | 2014-05-21 |
|---|
| Q4 2013 | SHG
SHINHAN FINANCIAL GROUP CO L | | SPN ADR RESTRD | 18,567 | 24,259 | +5,692 | $752,000 | $1,109,000 | +$357,000 | 2014-05-21 |
|---|
| Q4 2013 | RDY
DR REDDYS LABS LTD | | ADR | 108,247 | 108,415 | +168 | $4,091,000 | $4,448,000 | +$357,000 | 2014-05-21 |
|---|
| Q4 2013 | TKC
TURKCELL ILETISIM HIZMETLERI | | SPON ADR NEW | 21,835 | 46,398 | +24,563 | $323,000 | $620,000 | +$297,000 | 2014-05-21 |
|---|
| Q4 2013 | LNWO
SCIENTIFIC GAMES CORP | United States | CL A | 1,039 | 15,419 | +14,380 | $17,000 | $261,000 | +$244,000 | 2014-05-21 |
|---|
| Q4 2013 | MUFG
MITSUBISHI UFJ FINL GROUP IN | | SPONSORED ADR | 111,798 | 143,012 | +31,214 | $717,000 | $955,000 | +$238,000 | 2014-05-21 |
|---|
| Q4 2013 | IX
ORIX CORP | | SPONSORED ADR | 15,722 | 17,100 | +1,378 | $1,287,000 | $1,523,000 | +$236,000 | 2014-05-21 |
|---|
| Q4 2013 | PBRA
PETROLEO BRASILEIRO SA PETRO | | SP ADR NON VTG | 417,299 | 460,638 | +43,339 | $6,982,000 | $6,767,000 | -$215,000 | 2014-05-21 |
|---|
| Q4 2013 | SMFG
SUMITOMO MITSUI FINL GROUP I | | SPONSORED ADR | 47,960 | 60,129 | +12,169 | $467,000 | $631,000 | +$164,000 | 2014-05-21 |
|---|
| Q4 2013 | NWBO
NORTHWEST BIOTHERAPEUTICS IN | United States | COM PAR $0.001 | 2,812 | 45,024 | +42,212 | $9,000 | $169,000 | +$160,000 | 2014-05-21 |
|---|
| Q4 2013 | TS
TENARIS S A | | SPONSORED ADR | 39,302 | 39,425 | +123 | $1,839,000 | $1,722,000 | -$117,000 | 2014-05-21 |
|---|
| Q4 2013 | FMS
FRESENIUS MED CARE AG&CO KGA | | SPONSORED ADR | 23,947 | 24,799 | +852 | $775,000 | $883,000 | +$108,000 | 2014-05-21 |
|---|
| Q4 2013 | KYOCY
KYOCERA CORP | | ADR | 3,854 | 9,946 | +6,092 | $411,000 | $499,000 | +$88,000 | 2014-05-21 |
|---|
| Q4 2013 | SNN
SMITH & NEPHEW PLC | | SPDN ADR NEW | 4,989 | 5,251 | +262 | $312,000 | $377,000 | +$65,000 | 2014-05-21 |
|---|
| Q4 2013 | TIIAY
TELECOM ITALIA S P A NEW | | SPON ADR ORD | 14,204 | 18,010 | +3,806 | $116,000 | $179,000 | +$63,000 | 2014-05-21 |
|---|
| Q4 2013 | ASR
GRUPO AEROPORTUARIO DEL SURE | | SPON ADR SER B | 967 | 1,297 | +330 | $105,000 | $162,000 | +$57,000 | 2014-05-21 |
|---|
| Q4 2013 | CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 6,500 | 10,676 | +4,176 | $57,000 | $108,000 | +$51,000 | 2014-05-21 |
|---|
| Q4 2013 | VEOEY
VEOLIA ENVIRONNEMENT | | SPONSORED ADR | 73,019 | 78,530 | +5,511 | $1,250,000 | $1,285,000 | +$35,000 | 2014-05-21 |
|---|
| Q4 2013 | SIMO
SILICON MOTION TECHNOLOGY CO | | SPONSORED ADR | 18,200 | 18,875 | +675 | $238,000 | $267,000 | +$29,000 | 2014-05-21 |
|---|
| Q4 2013 | FORTY
FORMULA SYS 1985 LTD | | SPONSORED ADR | 2,528 | 3,405 | +877 | $63,000 | $85,000 | +$22,000 | 2014-05-21 |
|---|
| Q4 2013 | NJDCY
NIDEC CORP | | SPONSORED ADR | 2,322 | 2,693 | +371 | $49,000 | $67,000 | +$18,000 | 2014-05-21 |
|---|
| Q4 2013 | CUK
CARNIVAL PLC | | ADR | 338 | 545 | +207 | $11,000 | $23,000 | +$12,000 | 2014-05-21 |
|---|
| Q4 2013 | KOF
COCA COLA FEMSA S A B DE C V | | SPON ADR REP L | 3,864 | 4,082 | +218 | $486,000 | $497,000 | +$11,000 | 2014-05-21 |
|---|
| Q4 2013 | GZTGF
GAZIT GLOBE LTD | | SHS | 2,561 | 3,342 | +781 | $34,000 | $45,000 | +$11,000 | 2014-05-21 |
|---|
| Q4 2013 | SIM
GRUPO SIMEC S A B DE C V | | ADR | 9,198 | 9,717 | +519 | $109,000 | $119,000 | +$10,000 | 2014-05-21 |
|---|
| Q4 2013 | CAJPY
CANON INC | Japan | SPONSORED ADR | 16,361 | 16,659 | +298 | $524,000 | $533,000 | +$9,000 | 2014-05-21 |
|---|
| Q4 2013 | ECTM
ECA MARCELLUS TR I | United States | COM UNIT | 450 | 1,302 | +852 | $4,000 | $10,000 | +$6,000 | 2014-05-21 |
|---|
| Q4 2013 | OMAB
GRUPO AEROPORTUARIO CTR NORT | | SPON ADR | 1,619 | 1,832 | +213 | $43,000 | $49,000 | +$6,000 | 2014-05-21 |
|---|
| Q4 2013 | ZNOG
ZION OIL & GAS INC | United States | COM | 984 | 2,047 | +1,063 | $2,000 | $3,000 | +$1,000 | 2014-05-21 |
|---|
| Q4 2013 | NLST
NETLIST INC | United States | COM | 11,495 | 11,516 | +21 | $9,000 | $9,000 | $0 | 2014-05-21 |
|---|
| Q4 2013 | AXIAY
CENTRAIS ELETRICAS BRASILEIR | Brazil | SPONSORED ADR | 1,362 | 1,671 | +309 | $4,000 | $4,000 | $0 | 2014-05-21 |
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