UBS AG historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 35 positions, added to 365, reduced 285 and sold out of 28.
- Q2 2014: Stock TV; Country of operation —; Class SPON ADR REP ORD; Shares before 567,429.
- Q2 2014: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 4,181,921.
- Q2 2014: Stock PSO; Country of operation —; Class SPONSORED ADR; Shares before 10,400,600.
- Q2 2014: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 2,368,209.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q2 2014 | TV GRUPO TELEVISA SA | SPON ADR REP ORD | 567,429 | 3,073,014 | +2,505,585 | $18,890,000 | $105,435,000 | +$86,545,000 | 2014-08-14 | |
| Q2 2014 | NVS NOVARTIS A G | SPONSORED ADR | 4,181,921 | 4,387,926 | +206,005 | $355,547,000 | $397,239,000 | +$41,692,000 | 2014-08-14 | |
| Q2 2014 | PSO PEARSON PLC | SPONSORED ADR | 10,400,600 | 11,366,156 | +965,556 | $185,235,000 | $225,163,000 | +$39,928,000 | 2014-08-14 | |
| Q2 2014 | BP BP PLC | SPONSORED ADR | 2,368,209 | 2,881,946 | +513,737 | $113,911,000 | $152,023,000 | +$38,112,000 | 2014-08-14 | |
| Q2 2014 | DEO DIAGEO P L C | SPON ADR NEW | 2,051,519 | 2,205,979 | +154,460 | $255,599,000 | $280,756,000 | +$25,157,000 | 2014-08-14 | |
| Q2 2014 | MLCO MELCO CROWN ENTMT LTD | ADR | 296,650 | 970,842 | +674,192 | $11,466,000 | $34,668,000 | +$23,202,000 | 2014-08-14 | |
| Q2 2014 | BTI BRITISH AMERN TOB PLC | SPONSORED ADR | 1,970,539 | 2,024,098 | +53,559 | $219,577,000 | $241,030,000 | +$21,453,000 | 2014-08-14 | |
| Q2 2014 | PBR PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 1,884,737 | 2,123,396 | +238,659 | $24,784,000 | $31,066,000 | +$6,282,000 | 2014-08-14 | |
| Q2 2014 | ING ING GROEP N V | SPONSORED ADR | 209,001 | 653,958 | +444,957 | $2,978,000 | $9,169,000 | +$6,191,000 | 2014-08-14 | |
| Q2 2014 | IBN ICICI BK LTD | ADR | 129,596 | 230,567 | +100,971 | $5,676,000 | $11,505,000 | +$5,829,000 | 2014-08-14 | |
| Q2 2014 | BUD ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 237,125 | 265,914 | +28,789 | $24,969,000 | $30,564,000 | +$5,595,000 | 2014-08-14 | |
| Q2 2014 | BCS BARCLAYS PLC | ADR | 320,638 | 683,431 | +362,793 | $5,033,000 | $9,985,000 | +$4,952,000 | 2014-08-14 | |
| Q2 2014 | SAN BANCO SANTANDER SA | ADR | 1,503,883 | 1,834,880 | +330,997 | $14,407,000 | $19,119,000 | +$4,712,000 | 2014-08-14 | |
| Q2 2014 | RIO RIO TINTO PLC | SPONSORED ADR | 691,978 | 793,701 | +101,723 | $38,633,000 | $43,082,000 | +$4,449,000 | 2014-08-14 | |
| Q2 2014 | AXIAY CENTRAIS ELETRICAS BRASILEIR | Brazil | SPONSORED ADR | 48,535 | 1,476,669 | +1,428,134 | $138,000 | $4,312,000 | +$4,174,000 | 2014-08-14 |
| Q2 2014 | GRFS GRIFOLS S A | SP ADR REP B NVT | 1,256,325 | 1,266,478 | +10,153 | $51,886,000 | $55,788,000 | +$3,902,000 | 2014-08-14 | |
| Q2 2014 | TAL TAL ED GROUP | ADS REPSTG COM | 18,171 | 152,017 | +133,846 | $409,000 | $4,181,000 | +$3,772,000 | 2014-08-14 | |
| Q2 2014 | HDB HDFC BANK LTD | ADR REPS 3 SHS | 97,100 | 158,712 | +61,612 | $3,984,000 | $7,430,000 | +$3,446,000 | 2014-08-14 | |
| Q2 2014 | IEP ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 33,941 | 69,121 | +35,180 | $3,487,000 | $6,892,000 | +$3,405,000 | 2014-08-14 |
| Q2 2014 | VOD VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 4,135,893 | 4,466,282 | +330,389 | $152,243,000 | $149,130,000 | -$3,113,000 | 2014-08-14 | |
| Q2 2014 | LPL LG DISPLAY CO LTD | SPONS ADR REP | 860,904 | 872,510 | +11,606 | $10,761,000 | $13,760,000 | +$2,999,000 | 2014-08-14 | |
| Q2 2014 | HIMX HIMAX TECHNOLOGIES INC | SPONSORED ADR | 707,271 | 772,165 | +64,894 | $8,148,000 | $5,297,000 | -$2,851,000 | 2014-08-14 | |
| Q2 2014 | TEVA TEVA PHARMACEUTICAL INDS LTD | ADR | 2,233,178 | 2,303,762 | +70,584 | $118,002,000 | $120,763,000 | +$2,761,000 | 2014-08-14 | |
| Q2 2014 | VIPS VIPSHOP HLDGS LTD | SPONSORED ADR | 17,129 | 28,128 | +10,999 | $2,557,000 | $5,281,000 | +$2,724,000 | 2014-08-14 | |
| Q2 2014 | SBS COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 555,213 | 688,310 | +133,097 | $5,142,000 | $7,379,000 | +$2,237,000 | 2014-08-14 | |
| Q2 2014 | PKX POSCO | SPONSORED ADR | 196,850 | 213,494 | +16,644 | $13,664,000 | $15,893,000 | +$2,229,000 | 2014-08-14 | |
| Q2 2014 | PBRA PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 160,756 | 282,262 | +121,506 | $2,230,000 | $4,415,000 | +$2,185,000 | 2014-08-14 | |
| Q2 2014 | SAP SAP AG | SPON ADR | 92,378 | 121,963 | +29,585 | $7,512,000 | $9,391,000 | +$1,879,000 | 2014-08-14 | |
| Q2 2014 | ABEV AMBEV SA | SPONSORED ADR | 1,266,494 | 1,594,146 | +327,652 | $9,385,000 | $11,223,000 | +$1,838,000 | 2014-08-14 | |
| Q2 2014 | TLK P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 22,094 | 61,420 | +39,326 | $870,000 | $2,559,000 | +$1,689,000 | 2014-08-14 | |
| Q2 2014 | YPF YPF SOCIEDAD ANONIMA | SPON ADR CL D | 41,160 | 88,737 | +47,577 | $1,283,000 | $2,901,000 | +$1,618,000 | 2014-08-14 | |
| Q2 2014 | BBVA BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 635,048 | 713,459 | +78,411 | $7,627,000 | $9,111,000 | +$1,484,000 | 2014-08-14 | |
| Q2 2014 | TELFY TELEFONICA S A | Spain | SPONSORED ADR | 414,979 | 467,408 | +52,429 | $6,553,000 | $8,021,000 | +$1,468,000 | 2014-08-14 |
| Q2 2014 | UGP ULTRAPAR PARTICIPACOES S A | SP ADR REP COM | 4,820 | 46,774 | +41,954 | $116,000 | $1,104,000 | +$988,000 | 2014-08-14 | |
| Q2 2014 | NTTYY NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR | 52,181 | 76,817 | +24,636 | $1,422,000 | $2,397,000 | +$975,000 | 2014-08-14 |
| Q2 2014 | FMX FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 75,182 | 85,023 | +9,841 | $7,010,000 | $7,963,000 | +$953,000 | 2014-08-14 | |
| Q2 2014 | FMS FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 28,144 | 57,605 | +29,461 | $981,000 | $1,930,000 | +$949,000 | 2014-08-14 | |
| Q2 2014 | SNN SMITH & NEPHEW PLC | SPDN ADR NEW | 4,401 | 13,185 | +8,784 | $337,000 | $1,177,000 | +$840,000 | 2014-08-14 | |
| Q2 2014 | GZTGF GAZIT GLOBE LTD | SHS | 12,421 | 75,002 | +62,581 | $162,000 | $996,000 | +$834,000 | 2014-08-14 | |
| Q2 2014 | BVN COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR | 287,554 | 371,912 | +84,358 | $3,615,000 | $4,392,000 | +$777,000 | 2014-08-14 | |
| Q2 2014 | KEP KOREA ELECTRIC PWR | SPONSORED ADR | 468,110 | 477,804 | +9,694 | $8,038,000 | $8,792,000 | +$754,000 | 2014-08-14 | |
| Q2 2014 | ORANY ORANGE | France | SPONSORED ADR | 105,530 | 143,363 | +37,833 | $1,550,000 | $2,265,000 | +$715,000 | 2014-08-14 |
| Q2 2014 | HMY HARMONY GOLD MNG LTD | SPONSORED ADR | 298,183 | 524,097 | +225,914 | $909,000 | $1,556,000 | +$647,000 | 2014-08-14 | |
| Q2 2014 | MFG MIZUHO FINL GROUP INC | SPONSORED ADR | 432,040 | 566,305 | +134,265 | $1,719,000 | $2,328,000 | +$609,000 | 2014-08-14 | |
| Q2 2014 | INFY INFOSYS LTD | SPONSORED ADR | 157,595 | 169,890 | +12,295 | $8,538,000 | $9,135,000 | +$597,000 | 2014-08-14 | |
| Q2 2014 | NVO NOVO-NORDISK A S | ADR | 456,210 | 462,403 | +6,193 | $20,826,000 | $21,359,000 | +$533,000 | 2014-08-14 | |
| Q2 2014 | KT KT CORP | SPONSORED ADR | 377,676 | 380,594 | +2,918 | $5,245,000 | $5,762,000 | +$517,000 | 2014-08-14 | |
| Q2 2014 | BRFS BRF SA | SPONSORED ADR | 71,976 | 80,281 | +8,305 | $1,438,000 | $1,952,000 | +$514,000 | 2014-08-14 | |
| Q2 2014 | SQM SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B | 124,519 | 151,091 | +26,572 | $3,952,000 | $4,429,000 | +$477,000 | 2014-08-14 | |
| Q2 2014 | WPP WPP PLC NEW | ADR | 40,929 | 42,748 | +1,819 | $4,219,000 | $4,659,000 | +$440,000 | 2014-08-14 | |
| Q2 2014 | KOF COCA COLA FEMSA S A B DE C V | SPON ADR REP L | 23,894 | 25,729 | +1,835 | $2,522,000 | $2,923,000 | +$401,000 | 2014-08-14 | |
| Q2 2014 | JKS JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 3,676 | 16,282 | +12,606 | $103,000 | $491,000 | +$388,000 | 2014-08-14 | |
| Q2 2014 | SHG SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 13,432 | 21,189 | +7,757 | $590,000 | $972,000 | +$382,000 | 2014-08-14 | |
| Q2 2014 | NICE NICE SYS LTD | SPONSORED ADR | 102,202 | 102,887 | +685 | $4,565,000 | $4,199,000 | -$366,000 | 2014-08-14 | |
| Q2 2014 | CRESY CRESUD S A C I F Y A | SPONSORED ADR | 8,141 | 32,547 | +24,406 | $76,000 | $424,000 | +$348,000 | 2014-08-14 | |
| Q2 2014 | KB KB FINANCIAL GROUP INC | SPONSORED ADR | 39,247 | 49,567 | +10,320 | $1,380,000 | $1,724,000 | +$344,000 | 2014-08-14 | |
| Q2 2014 | IX ORIX CORP | SPONSORED ADR | 17,002 | 17,411 | +409 | $1,198,000 | $1,446,000 | +$248,000 | 2014-08-14 | |
| Q2 2014 | KYOCY KYOCERA CORP | ADR | 11,021 | 14,759 | +3,738 | $499,000 | $702,000 | +$203,000 | 2014-08-14 | |
| Q2 2014 | PAC GPO AEROPORTUARIO DEL PAC SA | SPON ADR B | 4,603 | 6,523 | +1,920 | $269,000 | $441,000 | +$172,000 | 2014-08-14 | |
| Q2 2014 | EC ECOPETROL S A | SPONSORED ADS | 36,787 | 45,889 | +9,102 | $1,500,000 | $1,654,000 | +$154,000 | 2014-08-14 | |
| Q2 2014 | VEOEY VEOLIA ENVIRONNEMENT | SPONSORED ADR | 92,653 | 103,918 | +11,265 | $1,842,000 | $1,975,000 | +$133,000 | 2014-08-14 | |
| Q2 2014 | ASR GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 1,640 | 2,591 | +951 | $201,000 | $329,000 | +$128,000 | 2014-08-14 | |
| Q2 2014 | CHKR CHESAPEAKE GRANITE WASH TR | United States | COM SH BEN INT | 75,669 | 80,822 | +5,153 | $792,000 | $885,000 | +$93,000 | 2014-08-14 |
| Q2 2014 | GGAL GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 752 | 5,998 | +5,246 | $9,000 | $88,000 | +$79,000 | 2014-08-14 | |
| Q2 2014 | CCU COMPANIA CERVECERIAS UNIDAS | SPONSORED ADR | 16,038 | 18,220 | +2,182 | $359,000 | $427,000 | +$68,000 | 2014-08-14 | |
| Q2 2014 | TIAIY TELECOM ITALIA S P A NEW | SPON ADR SVGS | 10,426 | 15,924 | +5,498 | $98,000 | $157,000 | +$59,000 | 2014-08-14 | |
| Q2 2014 | SID COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 109,736 | 123,748 | +14,012 | $478,000 | $527,000 | +$49,000 | 2014-08-14 | |
| Q2 2014 | PAM PAMPA ENERGIA S A | SPONS ADR LVL I | 7,700 | 9,329 | +1,629 | $45,000 | $91,000 | +$46,000 | 2014-08-14 | |
| Q2 2014 | NJDCY NIDEC CORP | SPONSORED ADR | 2,550 | 2,598 | +48 | $79,000 | $40,000 | -$39,000 | 2014-08-14 | |
| Q2 2014 | FOCL EDAP TMS S A | SPONSORED ADR | 793 | 7,500 | +6,707 | $2,000 | $37,000 | +$35,000 | 2014-08-14 | |
| Q2 2014 | YZCAY YANZHOU COAL MNG CO LTD | SPON ADR H SHS | 18,315 | 22,791 | +4,476 | $138,000 | $171,000 | +$33,000 | 2014-08-14 | |
| Q2 2014 | SIM GRUPO SIMEC S A B DE C V | ADR | 4,202 | 5,487 | +1,285 | $48,000 | $77,000 | +$29,000 | 2014-08-14 | |
| Q2 2014 | SGMOQ SANGAMO BIOSCIENCES INC | United States | COM | 5,300 | 7,600 | +2,300 | $96,000 | $116,000 | +$20,000 | 2014-08-14 |
| Q2 2014 | AKOA EMBOTELLADORA ANDINA S A | SPON ADR A | 385 | 874 | +489 | $7,000 | $16,000 | +$9,000 | 2014-08-14 | |
| Q2 2014 | AACG ATA INC | SPONS ADR | 412 | 1,972 | +1,560 | $2,000 | $9,000 | +$7,000 | 2014-08-14 | |
| Q2 2014 | ATEYY ADVANTEST CORP | Japan | SPON ADR NEW | 2,300 | 2,531 | +231 | $25,000 | $31,000 | +$6,000 | 2014-08-14 |
| Q2 2014 | DRD DRDGOLD LIMITED | SPON ADR REPSTG | 1,173 | 2,803 | +1,630 | $4,000 | $8,000 | +$4,000 | 2014-08-14 | |
| Q2 2014 | REEMF RARE ELEMENT RES LTD | United States | COM | 101,937 | 112,211 | +10,274 | $150,000 | $146,000 | -$4,000 | 2014-08-14 |
| Q2 2014 | BBDO BANCO BRADESCO S A | SPONSORED ADR | 181 | 400 | +219 | $3,000 | $6,000 | +$3,000 | 2014-08-14 | |
| Q2 2014 | MGTI MGT CAPITAL INVTS INC | United States | COM NEW | 1,358 | 2,071 | +713 | $2,000 | $2,000 | $0 | 2014-08-14 |
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| Not available yet | |||