UBS AG historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 35 positions, added to 365, reduced 285 and sold out of 28.
- Q3 2013: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 3,453,259.
- Q3 2013: Stock DEO; Country of operation —; Class SPON ADR NEW; Shares before 1,503,338.
- Q3 2013: Stock PSO; Country of operation —; Class SPONSORED ADR; Shares before 7,297,239.
- Q3 2013: Stock BTI; Country of operation —; Class SPONSORED ADR; Shares before 1,400,406.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2013 | NVS
NOVARTIS A G | | SPONSORED ADR | 3,453,259 | 3,698,961 | +245,702 | $244,180,000 | $283,747,000 | +$39,567,000 | 2013-11-13 |
|---|
| Q3 2013 | DEO
DIAGEO P L C | | SPON ADR NEW | 1,503,338 | 1,639,359 | +136,021 | $172,810,000 | $208,329,000 | +$35,519,000 | 2013-11-13 |
|---|
| Q3 2013 | PSO
PEARSON PLC | | SPONSORED ADR | 7,297,239 | 7,978,063 | +680,824 | $130,694,000 | $162,274,000 | +$31,580,000 | 2013-11-13 |
|---|
| Q3 2013 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 1,400,406 | 1,625,625 | +225,219 | $144,158,000 | $170,934,000 | +$26,776,000 | 2013-11-13 |
|---|
| Q3 2013 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 3,750,422 | 4,558,346 | +807,924 | $151,704,000 | $175,861,000 | +$24,157,000 | 2013-11-13 |
|---|
| Q3 2013 | SNY
SANOFI | | SPONSORED ADR | 3,337,389 | 3,841,963 | +504,574 | $171,909,000 | $194,518,000 | +$22,609,000 | 2013-11-13 |
|---|
| Q3 2013 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 5,204,366 | 5,767,957 | +563,591 | $204,010,000 | $217,913,000 | +$13,903,000 | 2013-11-13 |
|---|
| Q3 2013 | BHP
BHP BILLITON LTD | | SPONSORED ADR | 1,115,114 | 1,145,259 | +30,145 | $64,297,000 | $76,160,000 | +$11,863,000 | 2013-11-13 |
|---|
| Q3 2013 | BP
BP PLC | | SPONSORED ADR | 1,876,096 | 2,053,558 | +177,462 | $78,309,000 | $86,311,000 | +$8,002,000 | 2013-11-13 |
|---|
| Q3 2013 | SAN
BANCO SANTANDER SA | | ADR | 669,204 | 1,084,042 | +414,838 | $4,330,000 | $8,857,000 | +$4,527,000 | 2013-11-13 |
|---|
| Q3 2013 | NVO
NOVO-NORDISK A S | | ADR | 93,710 | 111,391 | +17,681 | $14,522,000 | $18,850,000 | +$4,328,000 | 2013-11-13 |
|---|
| Q3 2013 | LYG
LLOYDS BANKING GROUP PLC | | SPONSORED ADR | 224,421 | 1,059,812 | +835,391 | $862,000 | $5,098,000 | +$4,236,000 | 2013-11-13 |
|---|
| Q3 2013 | MLCO
MELCO CROWN ENTMT LTD | | ADR | 44,380 | 150,362 | +105,982 | $992,000 | $4,786,000 | +$3,794,000 | 2013-11-13 |
|---|
| Q3 2013 | E
ENI S P A | | SPONSORED ADR | 99,451 | 168,643 | +69,192 | $4,081,000 | $7,763,000 | +$3,682,000 | 2013-11-13 |
|---|
| Q3 2013 | ABBNY
ABB LTD | Switzerland | SPONSORED ADR | 729,744 | 820,665 | +90,921 | $15,807,000 | $19,360,000 | +$3,553,000 | 2013-11-13 |
|---|
| Q3 2013 | HDB
HDFC BANK LTD | | ADR REPS 3 SHS | 81,026 | 192,382 | +111,356 | $2,936,000 | $5,921,000 | +$2,985,000 | 2013-11-13 |
|---|
| Q3 2013 | CX
CEMEX SAB DE CV | | SPON ADR NEW | 113,665 | 361,391 | +247,726 | $1,203,000 | $4,041,000 | +$2,838,000 | 2013-11-13 |
|---|
| Q3 2013 | KEP
KOREA ELECTRIC PWR | | SPONSORED ADR | 541,808 | 632,657 | +90,849 | $6,128,000 | $8,883,000 | +$2,755,000 | 2013-11-13 |
|---|
| Q3 2013 | NTES
NETEASE INC | | SPONSORED ADR | 30,237 | 60,927 | +30,690 | $1,910,000 | $4,423,000 | +$2,513,000 | 2013-11-13 |
|---|
| Q3 2013 | TLK
P T TELEKOMUNIKASI INDONESIA | | SPONSORED ADR | 18,920 | 88,653 | +69,733 | $809,000 | $3,219,000 | +$2,410,000 | 2013-11-13 |
|---|
| Q3 2013 | BBVA
BANCO BILBAO VIZCAYA ARGENTA | | SPONSORED ADR | 291,064 | 429,353 | +138,289 | $2,448,000 | $4,801,000 | +$2,353,000 | 2013-11-13 |
|---|
| Q3 2013 | HIMX
HIMAX TECHNOLOGIES INC | | SPONSORED ADR | 144,267 | 284,154 | +139,887 | $753,000 | $2,842,000 | +$2,089,000 | 2013-11-13 |
|---|
| Q3 2013 | TM
TOYOTA MOTOR CORP | | SP ADR REP2COM | 117,384 | 125,644 | +8,260 | $14,163,000 | $16,087,000 | +$1,924,000 | 2013-11-13 |
|---|
| Q3 2013 | JKS
JINKOSOLAR HLDG CO LTD | | SPONSORED ADR | 31,961 | 94,207 | +62,246 | $289,000 | $2,124,000 | +$1,835,000 | 2013-11-13 |
|---|
| Q3 2013 | PKX
POSCO | | SPONSORED ADR | 162,628 | 167,739 | +5,111 | $10,584,000 | $12,353,000 | +$1,769,000 | 2013-11-13 |
|---|
| Q3 2013 | UMC
UNITED MICROELECTRONICS CORP | | SPON ADR NEW | 4,148,395 | 5,441,538 | +1,293,143 | $9,666,000 | $11,209,000 | +$1,543,000 | 2013-11-13 |
|---|
| Q3 2013 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 2,520,675 | 2,804,740 | +284,065 | $46,178,000 | $47,569,000 | +$1,391,000 | 2013-11-13 |
|---|
| Q3 2013 | RDY
DR REDDYS LABS LTD | | ADR | 78,015 | 108,247 | +30,232 | $2,951,000 | $4,091,000 | +$1,140,000 | 2013-11-13 |
|---|
| Q3 2013 | WIT
WIPRO LTD | | SPON ADR 1 SH | 216,051 | 256,127 | +40,076 | $1,572,000 | $2,627,000 | +$1,055,000 | 2013-11-13 |
|---|
| Q3 2013 | TX
TERNIUM SA | | SPON ADR | 36,403 | 71,433 | +35,030 | $823,000 | $1,716,000 | +$893,000 | 2013-11-13 |
|---|
| Q3 2013 | EC
ECOPETROL S A | | SPONSORED ADS | 36,483 | 52,392 | +15,909 | $1,535,000 | $2,410,000 | +$875,000 | 2013-11-13 |
|---|
| Q3 2013 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 51,228 | 63,246 | +12,018 | $5,286,000 | $6,141,000 | +$855,000 | 2013-11-13 |
|---|
| Q3 2013 | BSBR
BANCO SANTANDER BRASIL S A | | ADS REP 1 UNIT | 198,386 | 297,991 | +99,605 | $1,234,000 | $2,071,000 | +$837,000 | 2013-11-13 |
|---|
| Q3 2013 | NMR
NOMURA HLDGS INC | | SPONSORED ADR | 194,754 | 263,872 | +69,118 | $1,449,000 | $2,061,000 | +$612,000 | 2013-11-13 |
|---|
| Q3 2013 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 13,288 | 18,861 | +5,573 | $967,000 | $1,570,000 | +$603,000 | 2013-11-13 |
|---|
| Q3 2013 | VEOEY
VEOLIA ENVIRONNEMENT | | SPONSORED ADR | 58,145 | 73,019 | +14,874 | $663,000 | $1,250,000 | +$587,000 | 2013-11-13 |
|---|
| Q3 2013 | KB
KB FINANCIAL GROUP INC | | SPONSORED ADR | 31,000 | 42,662 | +11,662 | $919,000 | $1,494,000 | +$575,000 | 2013-11-13 |
|---|
| Q3 2013 | SQM
SOCIEDAD QUIMICA MINERA DE C | | SPON ADR SER B | 13,561 | 34,818 | +21,257 | $548,000 | $1,064,000 | +$516,000 | 2013-11-13 |
|---|
| Q3 2013 | SAP
SAP AG | | SPON ADR | 62,534 | 68,340 | +5,806 | $4,554,000 | $5,052,000 | +$498,000 | 2013-11-13 |
|---|
| Q3 2013 | BVN
COMPANIA DE MINAS BUENAVENTU | | SPONSORED ADR | 171,649 | 253,504 | +81,855 | $2,533,000 | $2,969,000 | +$436,000 | 2013-11-13 |
|---|
| Q3 2013 | MUFG
MITSUBISHI UFJ FINL GROUP IN | | SPONSORED ADR | 46,410 | 111,798 | +65,388 | $288,000 | $717,000 | +$429,000 | 2013-11-13 |
|---|
| Q3 2013 | SHG
SHINHAN FINANCIAL GROUP CO L | | SPN ADR RESTRD | 9,950 | 18,567 | +8,617 | $324,000 | $752,000 | +$428,000 | 2013-11-13 |
|---|
| Q3 2013 | SONY
SONY CORP | | ADR NEW | 204,095 | 219,774 | +15,679 | $4,325,000 | $4,730,000 | +$405,000 | 2013-11-13 |
|---|
| Q3 2013 | YZCAY
YANZHOU COAL MNG CO LTD | | SPON ADR H SHS | 13,922 | 51,937 | +38,015 | $99,000 | $497,000 | +$398,000 | 2013-11-13 |
|---|
| Q3 2013 | VIPS
VIPSHOP HLDGS LTD | | SPONSORED ADR | 1,698 | 7,026 | +5,328 | $50,000 | $399,000 | +$349,000 | 2013-11-13 |
|---|
| Q3 2013 | HMY
HARMONY GOLD MNG LTD | | SPONSORED ADR | 242,868 | 363,701 | +120,833 | $925,000 | $1,229,000 | +$304,000 | 2013-11-13 |
|---|
| Q3 2013 | GFI
GOLD FIELDS LTD NEW | | SPONSORED ADR | 668,707 | 703,713 | +35,006 | $3,511,000 | $3,217,000 | -$294,000 | 2013-11-13 |
|---|
| Q3 2013 | SBS
COMPANHIA DE SANEAMENTO BASI | | SPONSORED ADR | 598,915 | 600,512 | +1,597 | $6,236,000 | $5,980,000 | -$256,000 | 2013-11-13 |
|---|
| Q3 2013 | IX
ORIX CORP | | SPONSORED ADR | 15,329 | 15,722 | +393 | $1,048,000 | $1,287,000 | +$239,000 | 2013-11-13 |
|---|
| Q3 2013 | UGP
ULTRAPAR PARTICIPACOES S A | | SP ADR REP COM | 35,063 | 43,414 | +8,351 | $839,000 | $1,067,000 | +$228,000 | 2013-11-13 |
|---|
| Q3 2013 | TAL
TAL ED GROUP | | ADS REPSTG COM | 6,012 | 18,793 | +12,781 | $63,000 | $272,000 | +$209,000 | 2013-11-13 |
|---|
| Q3 2013 | SNN
SMITH & NEPHEW PLC | | SPDN ADR NEW | 3,373 | 4,989 | +1,616 | $189,000 | $312,000 | +$123,000 | 2013-11-13 |
|---|
| Q3 2013 | REEMF
RARE ELEMENT RES LTD | United States | COM | 95,139 | 111,116 | +15,977 | $186,000 | $297,000 | +$111,000 | 2013-11-13 |
|---|
| Q3 2013 | MFG
MIZUHO FINL GROUP INC | | SPONSORED ADR | 453,345 | 455,462 | +2,117 | $1,872,000 | $1,968,000 | +$96,000 | 2013-11-13 |
|---|
| Q3 2013 | SGMOQ
SANGAMO BIOSCIENCES INC | United States | COM | 4,200 | 10,800 | +6,600 | $33,000 | $113,000 | +$80,000 | 2013-11-13 |
|---|
| Q3 2013 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 6,237 | 13,728 | +7,491 | $120,000 | $198,000 | +$78,000 | 2013-11-13 |
|---|
| Q3 2013 | GGAL
GRUPO FINANCIERO GALICIA S A | | SP ADR 10 SH B | 797 | 7,695 | +6,898 | $4,000 | $73,000 | +$69,000 | 2013-11-13 |
|---|
| Q3 2013 | PUK
PRUDENTIAL PLC | | ADR | 7,178 | 7,747 | +569 | $235,000 | $289,000 | +$54,000 | 2013-11-13 |
|---|
| Q3 2013 | CCU
COMPANIA CERVECERIAS UNIDAS | | SPONSORED ADR | 832 | 2,180 | +1,348 | $24,000 | $58,000 | +$34,000 | 2013-11-13 |
|---|
| Q3 2013 | PAC
GPO AEROPORTUARIO DEL PAC SA | | SPON ADR B | 2,002 | 2,654 | +652 | $102,000 | $136,000 | +$34,000 | 2013-11-13 |
|---|
| Q3 2013 | TIIAY
TELECOM ITALIA S P A NEW | | SPON ADR ORD | 12,193 | 14,204 | +2,011 | $84,000 | $116,000 | +$32,000 | 2013-11-13 |
|---|
| Q3 2013 | TKC
TURKCELL ILETISIM HIZMETLERI | | SPON ADR NEW | 20,850 | 21,835 | +985 | $300,000 | $323,000 | +$23,000 | 2013-11-13 |
|---|
| Q3 2013 | SIM
GRUPO SIMEC S A B DE C V | | ADR | 9,125 | 9,198 | +73 | $123,000 | $109,000 | -$14,000 | 2013-11-13 |
|---|
| Q3 2013 | FORTY
FORMULA SYS 1985 LTD | | SPONSORED ADR | 2,306 | 2,528 | +222 | $50,000 | $63,000 | +$13,000 | 2013-11-13 |
|---|
| Q3 2013 | CUK
CARNIVAL PLC | | ADR | 11 | 338 | +327 | $0 | $11,000 | +$11,000 | 2013-11-13 |
|---|
| Q3 2013 | CHT
CHUNGHWA TELECOM CO LTD | | SPON ADR NEW11 | 31,654 | 31,852 | +198 | $1,016,000 | $1,006,000 | -$10,000 | 2013-11-13 |
|---|
| Q3 2013 | PFBX
PEOPLES FINL CORP MISS | United States | COM | 374 | 1,114 | +740 | $5,000 | $13,000 | +$8,000 | 2013-11-13 |
|---|
| Q3 2013 | UBOH
UNITED BANCSHARES INC OHIO | United States | COM | 1,121 | 1,345 | +224 | $14,000 | $17,000 | +$3,000 | 2013-11-13 |
|---|
| Q3 2013 | SPPJY
SAPPI LTD | | SPON ADR NEW | 1,707 | 3,061 | +1,354 | $4,000 | $7,000 | +$3,000 | 2013-11-13 |
|---|
| Q3 2013 | GLBZ
GLEN BURNIE BANCORP | United States | COM | 1,194 | 1,262 | +68 | $14,000 | $15,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | HKTVY
HONG KONG TELEVISION NETWK L | Hong Kong | SPONSORED ADR | 299 | 495 | +196 | $2,000 | $3,000 | +$1,000 | 2013-11-13 |
|---|
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