UBS AG historic quarter change: Foreign Stocks, Sold out
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 35 positions, added to 365, reduced 285 and sold out of 28.
- Q3 2014: Stock AKOB; Country of operation —; Class SPON ADR B; Shares before 1,350.
- Q3 2014: Stock ESMC; Country of operation United States; Class COM NEW; Shares before 3,268.
- Q3 2014: Stock MGTI; Country of operation United States; Class COM NEW; Shares before 2,071.
- Q3 2014: Stock TOFB; Country of operation United States; Class COM; Shares before 508.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2014 | AKOB
EMBOTELLADORA ANDINA S A | | SPON ADR B | 1,350 | 0 | -1,350 | $31,000 | $0 | -$31,000 | 2014-11-12 |
|---|
| Q3 2014 | ESMC
ESCALON MED CORP | United States | COM NEW | 3,268 | 0 | -3,268 | $6,000 | $0 | -$6,000 | 2014-11-12 |
|---|
| Q3 2014 | MGTI
MGT CAPITAL INVTS INC | United States | COM NEW | 2,071 | 0 | -2,071 | $2,000 | $0 | -$2,000 | 2014-11-12 |
|---|
| Q3 2014 | TOFB
TOFUTTI BRANDS INC | United States | COM | 508 | 0 | -508 | $2,000 | $0 | -$2,000 | 2014-11-12 |
|---|
| Q2 2014 | SIEGY
SIEMENS A G | | SPONSORED ADR | 245,562 | 0 | -245,562 | $33,187,000 | $0 | -$33,187,000 | 2014-08-14 |
|---|
| Q2 2014 | TAIT
TAITRON COMPONENTS INC | United States | CL A | 2,600 | 0 | -2,600 | $3,000 | $0 | -$3,000 | 2014-08-14 |
|---|
| Q1 2014 | OMAB
GRUPO AEROPORTUARIO CTR NORT | | SPON ADR | 1,832 | 0 | -1,832 | $49,000 | $0 | -$49,000 | 2014-05-16 |
|---|
| Q1 2014 | IIJIY
INTERNET INITIATIVE JAPAN IN | | SPONSORED ADR | 2,440 | 0 | -2,440 | $33,000 | $0 | -$33,000 | 2014-05-16 |
|---|
| Q1 2014 | EDN
EMPRESA DIST Y COMERCIAL NOR | | SPON ADR | 1,598 | 0 | -1,598 | $8,000 | $0 | -$8,000 | 2014-05-16 |
|---|
| Q1 2014 | LND
BRASILAGRO BRAZILIAN AGRIC R | | SPONSORED ADR | 191 | 0 | -191 | $1,000 | $0 | -$1,000 | 2014-05-16 |
|---|
| Q1 2014 | PFBX
PEOPLES FINL CORP MISS | United States | COM | 33 | 0 | -33 | $0 | $0 | $0 | 2014-05-16 |
|---|
| Q4 2013 | BCH
BANCO DE CHILE | | SPONSORED ADR | 786 | 0 | -786 | $72,000 | $0 | -$72,000 | 2014-05-21 |
|---|
| Q4 2013 | SMSMY
SIMS METAL MANAGEMENT LTD | | SPONS ADR | 3,200 | 0 | -3,200 | $28,000 | $0 | -$28,000 | 2014-05-21 |
|---|
| Q4 2013 | UBOH
UNITED BANCSHARES INC OHIO | United States | COM | 1,345 | 0 | -1,345 | $17,000 | $0 | -$17,000 | 2014-05-21 |
|---|
| Q4 2013 | GLBZ
GLEN BURNIE BANCORP | United States | COM | 1,262 | 0 | -1,262 | $15,000 | $0 | -$15,000 | 2014-05-21 |
|---|
| Q4 2013 | SPPJY
SAPPI LTD | | SPON ADR NEW | 3,061 | 0 | -3,061 | $7,000 | $0 | -$7,000 | 2014-05-21 |
|---|
| Q4 2013 | ESMC
ESCALON MED CORP | United States | COM NEW | 2,816 | 0 | -2,816 | $4,000 | $0 | -$4,000 | 2014-05-21 |
|---|
| Q4 2013 | ATEYY
ADVANTEST CORP | Japan | SPON ADR NEW | 331 | 0 | -331 | $4,000 | $0 | -$4,000 | 2014-05-21 |
|---|
| Q4 2013 | SGRP
SPAR GROUP INC | United States | COM | 2,308 | 0 | -2,308 | $4,000 | $0 | -$4,000 | 2014-05-21 |
|---|
| Q3 2013 | KUBTY
KUBOTA CORP | | ADR | 10,787 | 0 | -10,787 | $785,000 | $0 | -$785,000 | 2013-11-13 |
|---|
| Q3 2013 | BBDO
BANCO BRADESCO S A | | SPONSORED ADR | 12,547 | 0 | -12,547 | $174,000 | $0 | -$174,000 | 2013-11-13 |
|---|
| Q3 2013 | AKOB
EMBOTELLADORA ANDINA S A | | SPON ADR B | 875 | 0 | -875 | $30,000 | $0 | -$30,000 | 2013-11-13 |
|---|
| Q3 2013 | TOFB
TOFUTTI BRANDS INC | United States | COM | 5,392 | 0 | -5,392 | $8,000 | $0 | -$8,000 | 2013-11-13 |
|---|
| Q3 2013 | MPVDF
MOUNTAIN PROV DIAMONDS INC | | COM NEW | 1,230 | 0 | -1,230 | $6,000 | $0 | -$6,000 | 2013-11-13 |
|---|
| Q3 2013 | LND
BRASILAGRO BRAZILIAN AGRIC R | | SPONSORED ADR | 1,290 | 0 | -1,290 | $6,000 | $0 | -$6,000 | 2013-11-13 |
|---|
| Q3 2013 | CIZN
CITIZENS HLDG CO MISS | United States | COM | 147 | 0 | -147 | $3,000 | $0 | -$3,000 | 2013-11-13 |
|---|
| Q3 2013 | MGTI
MGT CAPITAL INVTS INC | United States | COM NEW | 500 | 0 | -500 | $3,000 | $0 | -$3,000 | 2013-11-13 |
|---|
| Q3 2013 | PBMLF
PACIFIC BOOKER MINERALS INC | Canada | COM | 661 | 0 | -661 | $2,000 | $0 | -$2,000 | 2013-11-13 |
|---|
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