Neuberger Berman Canada ULC historic quarter change: USA Options, New
In put and call options, at their filed underlying value (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Neuberger Berman Canada ULC opened 32 positions, added to 15, reduced 9 and sold out of 19.
- Q3 2016: Stock AAL; Country of operation United States; Class COM · Put; Shares before 0.
- Q3 2016: Stock JBL; Country of operation United States; Class COM · Put; Shares before 0.
- Q3 2016: Stock BUNGE LIMITED; Country of operation United States; Class COM · Put; Shares before 0.
- Q3 2016: Stock AMZN; Country of operation United States; Class COM · Put; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1531987), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-29); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-14); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-20); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-29); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-03); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-28); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-29); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | AAL
AMERICAN AIRLS GROUP INC | United States | COM · Put | 0 | 100 | +100 | $0 | $3,000 | +$3,000 | 2016-10-19 |
|---|
| Q3 2016 | JBL
JABIL CIRCUIT INC | United States | COM · Put | 0 | 150 | +150 | $0 | $2,000 | +$2,000 | 2016-10-19 |
|---|
| Q3 2016 | BUNGE LIMITED
CUSIP G16962105 | United States | COM · Put | 0 | 70 | +70 | $0 | $2,000 | +$2,000 | 2016-10-19 |
|---|
| Q3 2016 | AMZN
AMAZON COM INC | United States | COM · Put | 0 | 6 | +6 | $0 | $2,000 | +$2,000 | 2016-10-19 |
|---|
| Q3 2016 | ALLERGAN PLC
CUSIP G0177J108 | | SHS · Put | 0 | 20 | +20 | $0 | $1,000 | +$1,000 | 2016-10-19 |
|---|
| Q3 2016 | LVS
LAS VEGAS SANDS CORP | United States | COM · Put | 0 | 150 | +150 | $0 | $1,000 | +$1,000 | 2016-10-19 |
|---|
| Q3 2016 | ELV
ANTHEM INC | United States | COM · Put | 0 | 15 | +15 | $0 | $1,000 | +$1,000 | 2016-10-19 |
|---|
| Q3 2016 | F
FORD MTR CO DEL | United States | COM PAR $0.01 · Put | 0 | 120 | +120 | $0 | $1,000 | +$1,000 | 2016-10-19 |
|---|
| Q3 2016 | CAT
CATERPILLAR INC DEL | United States | COM · Put | 0 | 40 | +40 | $0 | $1,000 | +$1,000 | 2016-10-19 |
|---|
| Q3 2016 | MA
MASTERCARD INCORPORATED | United States | CL A · Put | 0 | 100 | +100 | $0 | $0 | $0 | 2016-10-19 |
|---|
| Q3 2016 | GT
GOODYEAR TIRE & RUBR CO | United States | COM · Put | 0 | 50 | +50 | $0 | $0 | $0 | 2016-10-19 |
|---|
| Q3 2016 | TESORO CORP
CUSIP 881609101 | | COM · Put | 0 | 50 | +50 | $0 | $0 | $0 | 2016-10-19 |
|---|
| Q3 2016 | GOOGL
ALPHABET INC | United States | CAP STK CL A · Put | 0 | 5 | +5 | $0 | $0 | $0 | 2016-10-19 |
|---|
| Q3 2016 | MS
MORGAN STANLEY | United States | COM NEW · Put | 0 | 30 | +30 | $0 | $0 | $0 | 2016-10-19 |
|---|
| Q2 2016 | UAL
UNITED CONTL HLDGS INC | United States | COM · Put | 0 | 80 | +80 | $0 | $2,000 | +$2,000 | 2016-07-12 |
|---|
| Q2 2016 | GM
GENERAL MTRS CO | United States | COM · Put | 0 | 50 | +50 | $0 | $1,000 | +$1,000 | 2016-07-12 |
|---|
| Q2 2016 | GAP
GAP INC DEL | United States | COM · Put | 0 | 110 | +110 | $0 | $1,000 | +$1,000 | 2016-07-12 |
|---|
| Q2 2016 | BBY
BEST BUY INC | United States | COM · Put | 0 | 60 | +60 | $0 | $1,000 | +$1,000 | 2016-07-12 |
|---|
| Q2 2016 | WHOLE FOODS MKT INC
CUSIP 966837106 | | COM · Put | 0 | 50 | +50 | $0 | $0 | $0 | 2016-07-12 |
|---|
| Q2 2016 | AAPL
APPLE INC | United States | COM · Put | 0 | 50 | +50 | $0 | $0 | $0 | 2016-07-12 |
|---|
| Q2 2016 | MSFT
MICROSOFT CORP | United States | COM · Put | 0 | 50 | +50 | $0 | $0 | $0 | 2016-07-12 |
|---|
| Q4 2014 | GLD
SPDR GOLD TRUST | United States | GOLD SHS · Call | 0 | 280,000 | +280,000 | $0 | $31,803,000 | +$31,803,000 | 2015-01-29 |
|---|
| Q3 2014 | IWM
ISHARES TR | | RUSSELL 2000 ETF · Call | 0 | 100,000 | +100,000 | $0 | $10,936,000 | +$10,936,000 | 2014-11-03 |
|---|
| Q3 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT · Call | 0 | 50,000 | +50,000 | $0 | $9,851,000 | +$9,851,000 | 2014-11-03 |
|---|
| Q3 2014 | EWZ
ISHARES | | MSCI BRZ CAP ETF · Call | 0 | 150,000 | +150,000 | $0 | $6,519,000 | +$6,519,000 | 2014-11-03 |
|---|
| Q2 2014 | EEM
ISHARES | | MSCI EMG MKT ETF · Put | 0 | 150,000 | +150,000 | $0 | $6,485,000 | +$6,485,000 | 2014-08-01 |
|---|
| Q1 2014 | IWM
ISHARES | | RUSSELL 2000 ETF · Call | 0 | 200,000 | +200,000 | $0 | $23,268,000 | +$23,268,000 | 2014-04-28 |
|---|
| Q1 2014 | MARKET VECTORS ETF TR
CUSIP 57060U506 | | RUSSIA ETF · Call | 0 | 80,000 | +80,000 | $0 | $1,919,000 | +$1,919,000 | 2014-04-28 |
|---|
| Q4 2013 | EEM
ISHARES | | MSCI EMG MKT ETF · Call | 0 | 100,000 | +100,000 | $0 | $4,180,000 | +$4,180,000 | 2014-01-29 |
|---|
| Q3 2013 | GLD
SPDR GOLD TRUST | United States | GOLD SHS · Put | 0 | 400,000 | +400,000 | $0 | $51,272,000 | +$51,272,000 | 2013-10-25 |
|---|
| Q3 2013 | IWM
ISHARES | | RUSSELL 2000 ETF · Put | 0 | 50,000 | +50,000 | $0 | $5,331,000 | +$5,331,000 | 2013-10-25 |
|---|
| Q3 2013 | EEM
ISHARES | | MSCI EMG MKT ETF · Put | 0 | 80,000 | +80,000 | $0 | $3,260,000 | +$3,260,000 | 2013-10-25 |
|---|
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