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Neuberger Berman Canada ULC Historic Quarter Change: USA ETF, Added

Neuberger Berman Canada ULC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Neuberger Berman Canada ULC opened 11 positions, added to 4, reduced 5 and sold out of 12.

  • Q4 2014: Stock FXI; Country of operation —; Class CHINA LG-CAP ETF; Shares before 14,500.
  • Q2 2014: Stock EWY; Country of operation —; Class MSCI STH KOR ETF; Shares before 22,800.
  • Q1 2014: Stock ISHARES; Country of operation —; Class MSCI TAIWAN ETF; Shares before 148,800.
  • Q4 2013: Stock MARKET VECTORS ETF TR; Country of operation —; Class RUSSIA ETF; Shares before 98,100.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1531987), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-29); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-14); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-20); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-29); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-03); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-28); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-29); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2014FXI
ISHARES TR
CHINA LG-CAP ETF14,50032,100+17,600$555,000$1,336,000+$781,0002015-01-29
Q2 2014EWY
ISHARES
MSCI STH KOR ETF22,80034,900+12,100$1,402,000$2,269,000+$867,0002014-08-01
Q1 2014ISHARES
CUSIP 464286731
MSCI TAIWAN ETF148,800242,700+93,900$2,146,000$3,492,000+$1,346,0002014-04-28
Q4 2013MARKET VECTORS ETF TR
CUSIP 57060U506
RUSSIA ETF98,100123,300+25,200$2,764,000$3,560,000+$796,0002014-01-29

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