LADENBURG THALMANN FINANCIAL SERVICES INC. current holdings: USA Stocks
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $2.34 billion in share positions in stocks (listed in the US), 1,684 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are AAPL, T, BRKB.
- SYY: Country of operation United States; Class COM; Shares 87,701; Value $4,293,000.
- DAL: Country of operation United States; Class COM NEW; Shares 107,366; Value $4,228,000.
- CAG: Country of operation United States; Class COM; Shares 88,726; Value $4,179,000.
- NSC: Country of operation United States; Class COM; Shares 42,310; Value $4,101,000.
Form 13F-HR as filed (SEC CIK 1029730): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| SYY * SYSCO CORP | United States | COM | 87,701 | $4,293,000 | 0.18% | 2016-09-30 | 2016-11-14 | +60.15% |
| DAL * DELTA AIR LINES INC DEL | United States | COM NEW | 107,366 | $4,228,000 | 0.18% | 2016-09-30 | 2016-11-14 | +115.63% |
| CAG * CONAGRA FOODS INC | United States | COM | 88,726 | $4,179,000 | 0.17% | 2016-09-30 | 2016-11-14 | -61.46% |
| NSC * NORFOLK SOUTHERN CORP | United States | COM | 42,310 | $4,101,000 | 0.17% | 2016-09-30 | 2016-11-14 | +222.48% |
| WEC * WEC ENERGY GROUP INC | United States | COM | 67,698 | $4,044,000 | 0.17% | 2016-09-30 | 2016-11-14 | +71.31% |
| PSA * PUBLIC STORAGE | United States | COM | 18,088 | $4,033,000 | 0.17% | 2016-09-30 | 2016-11-14 | +27.98% |
| OXY * OCCIDENTAL PETE CORP DEL | United States | COM | 54,710 | $3,994,000 | 0.17% | 2016-09-30 | 2016-11-14 | — split 2020-03-09, ratio not on file |
| PAYX * PAYCHEX INC | United States | COM | 68,241 | $3,949,000 | 0.16% | 2016-09-30 | 2016-11-14 | +71.61% |
| TGT * TARGET CORP | United States | COM | 57,315 | $3,934,000 | 0.16% | 2016-09-30 | 2016-11-14 | +127.77% |
| GM * GENERAL MTRS CO | United States | COM | 123,559 | $3,930,000 | 0.16% | 2016-09-30 | 2016-11-14 | +153.29% |
| AFL * AFLAC INC | United States | COM | 54,573 | $3,917,000 | 0.16% | 2016-09-30 | 2016-11-14 | +216.25% |
| ORLY * O REILLY AUTOMOTIVE INC NEW | United States | COM | 13,938 | $3,903,000 | 0.16% | 2016-09-30 | 2016-11-14 | +361.01% |
| OHI * OMEGA HEALTHCARE INVS INC | United States | COM | 109,399 | $3,899,000 | 0.16% | 2016-09-30 | 2016-11-14 | +31.28% |
| ITW * ILLINOIS TOOL WKS INC | United States | COM | 32,274 | $3,868,000 | 0.16% | 2016-09-30 | 2016-11-14 | +122.86% |
| CASY * CASEYS GEN STORES INC | United States | COM | 31,670 | $3,805,000 | 0.16% | 2016-09-30 | 2016-11-14 | +399.29% |
| AAL * AMERICAN AIRLS GROUP INC | United States | COM | 102,838 | $3,767,000 | 0.16% | 2016-09-30 | 2016-11-14 | -62.82% |
| CSX * CSX CORP | United States | COM | 118,458 | $3,612,000 | 0.15% | 2016-09-30 | 2016-11-14 | +361.46% |
| BDX * BECTON DICKINSON & CO | United States | COM | 19,739 | $3,540,000 | 0.15% | 2016-09-30 | 2016-11-14 | +32.01% |
| DIAX NUVEEN DOW 30 DYN OVERWRITE | United States | SHS | 245,311 | $3,538,000 | 0.15% | 2016-09-30 | 2016-11-14 | |
| GD * GENERAL DYNAMICS CORP | United States | COM | 22,122 | $3,430,000 | 0.14% | 2016-09-30 | 2016-11-14 | +114.19% |
| WY * WEYERHAEUSER CO | United States | COM | 107,438 | $3,429,000 | 0.14% | 2016-09-30 | 2016-11-14 | -38.79% |
| ACN * ACCENTURE PLC IRELAND | SHS CLASS A | 28,099 | $3,427,000 | 0.14% | 2016-09-30 | 2016-11-14 | +44.98% | |
| MCO * MOODYS CORP | United States | COM | 31,436 | $3,404,000 | 0.14% | 2016-09-30 | 2016-11-14 | +320.04% |
| GPC * GENUINE PARTS CO | United States | COM | 33,857 | $3,400,000 | 0.14% | 2016-09-30 | 2016-11-14 | +26.38% |
| SYK * STRYKER CORP | United States | COM | 29,081 | $3,385,000 | 0.14% | 2016-09-30 | 2016-11-14 | +139.47% |
| GS * GOLDMAN SACHS GROUP INC | United States | COM | 20,799 | $3,356,000 | 0.14% | 2016-09-30 | 2016-11-14 | +468.14% |
| AWK * AMERICAN WTR WKS CO INC NEW | United States | COM | 44,766 | $3,349,000 | 0.14% | 2016-09-30 | 2016-11-14 | +73.44% |
| PHYS SPROTT PHYSICAL GOLD TRUST | Canada | UNIT | 303,608 | $3,324,000 | 0.14% | 2016-09-30 | 2016-11-14 | +187.21% |
| VMC * VULCAN MATLS CO | United States | COM | 29,162 | $3,316,000 | 0.14% | 2016-09-30 | 2016-11-14 | +113.44% |
| ADP * AUTOMATIC DATA PROCESSING IN | United States | COM | 36,685 | $3,232,000 | 0.13% | 2016-09-30 | 2016-11-14 | +196.83% |
| TSLA * TESLA MTRS INC | United States | COM | 15,746 | $3,222,000 | 0.13% | 2016-09-30 | 2016-11-14 | +2494.03% |
| CMI * CUMMINS INC | United States | COM | 24,948 | $3,198,000 | 0.13% | 2016-09-30 | 2016-11-14 | +306.84% |
| CMG * CHIPOTLE MEXICAN GRILL INC | United States | COM | 7,521 | $3,186,000 | 0.13% | 2016-09-30 | 2016-11-14 | +276.39% |
| KR * KROGER CO | United States | COM | 106,363 | $3,152,000 | 0.13% | 2016-09-30 | 2016-11-14 | +104.82% |
| MAS * MASCO CORP | United States | COM | 90,585 | $3,107,000 | 0.13% | 2016-09-30 | 2016-11-14 | +99.27% |
| C * CITIGROUP INC | United States | COM NEW | 65,219 | $3,086,000 | 0.13% | 2016-09-30 | 2016-11-14 | +176.94% |
| SHW * SHERWIN WILLIAMS CO | United States | COM | 11,104 | $3,072,000 | 0.13% | 2016-09-30 | 2016-11-14 | +258.32% |
| PCG * PG&E CORP | United States | COM | 49,730 | $3,043,000 | 0.13% | 2016-09-30 | 2016-11-14 | — split 2019-01-14, ratio not on file |
| SJM * SMUCKER J M CO | United States | COM NEW | 22,450 | $3,041,000 | 0.13% | 2016-09-30 | 2016-11-14 | -10.95% |
| ES * EVERSOURCE ENERGY | United States | COM | 55,676 | $3,007,000 | 0.13% | 2016-09-30 | 2016-11-14 | +17.94% |
| CNI * CANADIAN NATL RY CO | COM | 45,761 | $2,993,000 | 0.12% | 2016-09-30 | 2016-11-14 | +84.33% | |
| XRAY * DENTSPLY SIRONA INC | United States | COM | 49,389 | $2,934,000 | 0.12% | 2016-09-30 | 2016-11-14 | -84.89% |
| HAL * HALLIBURTON CO | United States | COM | 64,394 | $2,891,000 | 0.12% | 2016-09-30 | 2016-11-14 | -29.72% |
| BXMT * BLACKSTONE MTG TR INC | United States | COM CL A | 97,708 | $2,877,000 | 0.12% | 2016-09-30 | 2016-11-14 | -58.20% |
| ALL * ALLSTATE CORP | United States | COM | 41,627 | $2,876,000 | 0.12% | 2016-09-30 | 2016-11-14 | +225.85% |
| YUM * YUM BRANDS INC | United States | COM | 31,593 | $2,867,000 | 0.12% | 2016-09-30 | 2016-11-14 | +110.98% |
| XEL * XCEL ENERGY INC | United States | COM | 69,373 | $2,852,000 | 0.12% | 2016-09-30 | 2016-11-14 | +71.83% |
| ETR * ENTERGY CORP NEW | United States | COM | 36,855 | $2,827,000 | 0.12% | 2016-09-30 | 2016-11-14 | +159.99% |
| MAIN * MAIN STREET CAPITAL CORP | United States | COM | 81,960 | $2,814,000 | 0.12% | 2016-09-30 | 2016-11-14 | +62.95% |
| PPL * PPL CORP | United States | COM | 80,356 | $2,771,000 | 0.12% | 2016-09-30 | 2016-11-14 | -5.76% |
| CPB * CAMPBELL SOUP CO | United States | COM | 50,436 | $2,759,000 | 0.11% | 2016-09-30 | 2016-11-14 | -63.02% |
| EW * EDWARDS LIFESCIENCES CORP | United States | COM | 22,809 | $2,748,000 | 0.11% | 2016-09-30 | 2016-11-14 | +119.16% |
| UAA * UNDER ARMOUR INC | United States | CL A | 70,652 | $2,726,000 | 0.11% | 2016-09-30 | 2016-11-14 | -88.96% |
| ARCC * ARES CAP CORP | United States | COM | 174,655 | $2,708,000 | 0.11% | 2016-09-30 | 2016-11-14 | +24.90% |
| PEG * PUBLIC SVC ENTERPRISE GROUP | United States | COM | 63,941 | $2,672,000 | 0.11% | 2016-09-30 | 2016-11-14 | +61.64% |
| AXP * AMERICAN EXPRESS CO | United States | COM | 41,212 | $2,640,000 | 0.11% | 2016-09-30 | 2016-11-14 | +376.89% |
| PDM * PIEDMONT OFFICE REALTY TR IN | United States | COM CL A | 121,170 | $2,631,000 | 0.11% | 2016-09-30 | 2016-11-14 | -59.03% |
| WWD * WOODWARD INC | United States | COM | 42,095 | $2,631,000 | 0.11% | 2016-09-30 | 2016-11-14 | +427.82% |
| IP * INTL PAPER CO | United States | COM | 54,587 | $2,619,000 | 0.11% | 2016-09-30 | 2016-11-14 | -26.67% |
| NOC * NORTHROP GRUMMAN CORP | United States | COM | 12,187 | $2,606,000 | 0.11% | 2016-09-30 | 2016-11-14 | +135.85% |
| PH * PARKER HANNIFIN CORP | United States | COM | 20,216 | $2,537,000 | 0.11% | 2016-09-30 | 2016-11-14 | +673.02% |
| ILMN * ILLUMINA INC | United States | COM | 13,883 | $2,524,000 | 0.11% | 2016-09-30 | 2016-11-14 | +53.92% |
| TRV * TRAVELERS COMPANIES INC | United States | COM | 21,940 | $2,511,000 | 0.10% | 2016-09-30 | 2016-11-14 | +217.08% |
| PRU * PRUDENTIAL FINL INC | United States | COM | 30,622 | $2,501,000 | 0.10% | 2016-09-30 | 2016-11-14 | +40.92% |
| SWKS * SKYWORKS SOLUTIONS INC | United States | COM | 32,907 | $2,501,000 | 0.10% | 2016-09-30 | 2016-11-14 | +15.63% |
| NVDA * NVIDIA CORP | United States | COM | 36,306 | $2,488,000 | 0.10% | 2016-09-30 | 2016-11-14 | +13187.13% |
| TMO * THERMO FISHER SCIENTIFIC INC | United States | COM | 15,147 | $2,409,000 | 0.10% | 2016-09-30 | 2016-11-14 | +327.27% |
| FISV * FISERV INC | United States | COM | 23,982 | $2,386,000 | 0.10% | 2016-09-30 | 2016-11-14 | — split 2025-10-29, ratio not on file |
| XHR * XENIA HOTELS & RESORTS INC | United States | COM | 155,716 | $2,376,000 | 0.10% | 2016-09-30 | 2016-11-14 | +20.75% |
| MET * METLIFE INC | United States | COM | 52,900 | $2,351,000 | 0.10% | 2016-09-30 | 2016-11-14 | +140.41% |
| URI * UNITED RENTALS INC | United States | COM | 29,711 | $2,333,000 | 0.10% | 2016-09-30 | 2016-11-14 | +1192.57% |
| K * KELLOGG CO | United States | COM | 29,252 | $2,265,000 | 0.09% | 2016-09-30 | 2016-11-14 | |
| ADBE * ADOBE SYS INC | United States | COM | 20,660 | $2,242,000 | 0.09% | 2016-09-30 | 2016-11-14 | +114.82% |
| GLW * CORNING INC | United States | COM | 93,876 | $2,222,000 | 0.09% | 2016-09-30 | 2016-11-14 | +571.08% |
| PSEC * PROSPECT CAPITAL CORPORATION | United States | COM | 273,817 | $2,220,000 | 0.09% | 2016-09-30 | 2016-11-14 | -73.83% |
| CINF * CINCINNATI FINL CORP | United States | COM | 29,068 | $2,191,000 | 0.09% | 2016-09-30 | 2016-11-14 | +113.64% |
| SXT * SENSIENT TECHNOLOGIES CORP | United States | COM | 28,874 | $2,189,000 | 0.09% | 2016-09-30 | 2016-11-14 | +69.82% |
| STZ * CONSTELLATION BRANDS INC | United States | CL A | 13,014 | $2,167,000 | 0.09% | 2016-09-30 | 2016-11-14 | -32.27% |
| NUE * NUCOR CORP | United States | COM | 43,793 | $2,163,000 | 0.09% | 2016-09-30 | 2016-11-14 | +377.74% |
| VLO * VALERO ENERGY CORP NEW | United States | COM | 40,328 | $2,143,000 | 0.09% | 2016-09-30 | 2016-11-14 | +631.55% |
| LECO * LINCOLN ELEC HLDGS INC | United States | COM | 34,034 | $2,131,000 | 0.09% | 2016-09-30 | 2016-11-14 | +332.47% |
| BNY * BANK NEW YORK MELLON CORP | United States | COM | 53,306 | $2,129,000 | 0.09% | 2016-09-30 | 2016-11-14 | +268.56% |
| ETN * EATON CORP PLC | SHS | 32,133 | $2,110,000 | 0.09% | 2016-09-30 | 2016-11-14 | +559.37% | |
| AMAT * APPLIED MATLS INC | United States | COM | 69,971 | $2,108,000 | 0.09% | 2016-09-30 | 2016-11-14 | +1598.21% |
| DLR * DIGITAL RLTY TR INC | United States | COM | 21,714 | $2,107,000 | 0.09% | 2016-09-30 | 2016-11-14 | +81.80% |
| EMN * EASTMAN CHEM CO | United States | COM | 31,195 | $2,101,000 | 0.09% | 2016-09-30 | 2016-11-14 | -2.85% |
| NNN * NATIONAL RETAIL PPTYS INC | United States | COM | 40,734 | $2,071,000 | 0.09% | 2016-09-30 | 2016-11-14 | -18.70% |
| AMWD * AMERICAN WOODMARK CORP | United States | COM | 25,641 | $2,066,000 | 0.09% | 2016-09-30 | 2016-11-14 | |
| AOS * SMITH A O | United States | COM | 20,733 | $2,049,000 | 0.09% | 2016-09-30 | 2016-11-14 | +17.45% |
| PAA * PLAINS ALL AMERN PIPELINE L | United States | UNIT LTD PARTN | 65,084 | $2,044,000 | 0.09% | 2016-09-30 | 2016-11-14 | -23.81% |
| PYPL * PAYPAL HLDGS INC | United States | COM | 49,704 | $2,031,000 | 0.08% | 2016-09-30 | 2016-11-14 | +31.54% |
| MHK * MOHAWK INDS INC | United States | COM | 10,116 | $2,029,000 | 0.08% | 2016-09-30 | 2016-11-14 | -37.69% |
| BAX * BAXTER INTL INC | United States | COM | 42,430 | $2,020,000 | 0.08% | 2016-09-30 | 2016-11-14 | -50.67% |
| TXN * TEXAS INSTRS INC | United States | COM | 28,757 | $2,019,000 | 0.08% | 2016-09-30 | 2016-11-14 | +301.38% |
| L * LOEWS CORP | United States | COM | 48,772 | $2,008,000 | 0.08% | 2016-09-30 | 2016-11-14 | +157.42% |
| HRL * HORMEL FOODS CORP | United States | COM | 51,654 | $1,958,000 | 0.08% | 2016-09-30 | 2016-11-14 | -47.67% |
| MS * MORGAN STANLEY | United States | COM NEW | 60,344 | $1,935,000 | 0.08% | 2016-09-30 | 2016-11-14 | +501.25% |
| FAST * FASTENAL CO | United States | COM | 46,115 | $1,927,000 | 0.08% | 2016-09-30 | 2016-11-14 | +378.09% |
| BEP * BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 61,406 | $1,889,000 | 0.08% | 2016-09-30 | 2016-11-14 | ||
| MKC * MCCORMICK & CO INC | United States | COM NON VTG | 18,589 | $1,851,000 | 0.08% | 2016-09-30 | 2016-11-14 | -3.12% |
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