GUGGENHEIM CAPITAL LLC historic quarter change: USA Preferred Shares, Reduced
In preferred shares (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, GUGGENHEIM CAPITAL LLC opened 12 positions, added to 40, reduced 57 and sold out of 11.
- Q3 2025: Stock PFF; Country of operation —; Class PFD AND INCM SEC; Shares before 39,965.
- Q3 2025: Stock PGX; Country of operation —; Class PFD ETF; Shares before 151,817.
- Q1 2025: Stock PFF; Country of operation —; Class PFD AND INCM SEC; Shares before 45,963.
- Q1 2025: Stock PGX; Country of operation —; Class PFD ETF; Shares before 145,771.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1283072), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-12); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-13); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-13); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-15); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-18); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2025 | PFF
ISHARES TR | | PFD AND INCM SEC | 39,965 | 30,461 | -9,504 | $1,226,126 | $963,177 | -$262,949 | 2025-11-13 |
|---|
| Q3 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 151,817 | 138,089 | -13,728 | $1,689,723 | $1,601,832 | -$87,891 | 2025-11-13 |
|---|
| Q1 2025 | PFF
ISHARES TR | | PFD AND INCM SEC | 45,963 | 33,681 | -12,282 | $1,445,077 | $1,035,017 | -$410,060 | 2025-05-14 |
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| Q1 2025 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 145,771 | 143,822 | -1,949 | $1,680,740 | $1,613,683 | -$67,057 | 2025-05-14 |
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| Q4 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 46,362 | 45,963 | -399 | $1,540,609 | $1,445,077 | -$95,532 | 2025-02-13 |
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| Q4 2024 | PGF
INVESCO EXCHANGE TRADED FD T | | FINL PFD ETF | 21,377 | 20,615 | -762 | $334,764 | $299,948 | -$34,816 | 2025-02-13 |
|---|
| Q3 2024 | PGF
INVESCO EXCHANGE TRADED FD T | | FINL PFD ETF | 69,890 | 21,377 | -48,513 | $1,029,480 | $334,764 | -$694,716 | 2024-11-13 |
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| Q3 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 68,961 | 46,362 | -22,599 | $2,175,720 | $1,540,609 | -$635,111 | 2024-11-13 |
|---|
| Q3 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 139,147 | 138,832 | -315 | $1,607,148 | $1,714,575 | +$107,427 | 2024-11-13 |
|---|
| Q2 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 76,431 | 68,961 | -7,470 | $2,463,371 | $2,175,720 | -$287,651 | 2024-08-14 |
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| Q2 2024 | PGF
INVESCO EXCHANGE TRADED FD T | | FINL PFD ETF | 76,721 | 69,890 | -6,831 | $1,169,228 | $1,029,480 | -$139,748 | 2024-08-14 |
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| Q1 2024 | PGF
INVESCO EXCHANGE TRADED FD T | | FINL PFD ETF | 112,761 | 76,721 | -36,040 | $1,644,055 | $1,169,228 | -$474,827 | 2024-05-14 |
|---|
| Q1 2024 | PFF
ISHARES TR | | PFD AND INCM SEC | 83,296 | 76,431 | -6,865 | $2,598,002 | $2,463,371 | -$134,631 | 2024-05-14 |
|---|
| Q1 2024 | PGX
INVESCO EXCH TRADED FD TR II | | PFD ETF | 137,414 | 134,252 | -3,162 | $1,576,139 | $1,594,914 | +$18,775 | 2024-05-14 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 342,907 | 238,615 | -104,292 | $6,580,000 | $4,546,000 | -$2,034,000 | 2016-11-15 |
|---|
| Q3 2016 | POWERSHARES ETF TR II
CUSIP 73936T565 | | PFD PORTFOLIO | 624,558 | 523,841 | -100,717 | $9,518,000 | $7,926,000 | -$1,592,000 | 2016-11-15 |
|---|
| Q3 2016 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 3,727 | 3,302 | -425 | $4,842,000 | $4,321,000 | -$521,000 | 2016-11-15 |
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| Q2 2016 | BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 4,158 | 3,006 | -1,152 | $4,732,000 | $3,592,000 | -$1,140,000 | 2016-08-15 |
|---|
| Q2 2016 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 3,850 | 3,727 | -123 | $4,639,000 | $4,842,000 | +$203,000 | 2016-08-15 |
|---|
| Q2 2016 | POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 356,489 | 342,907 | -13,582 | $6,703,000 | $6,580,000 | -$123,000 | 2016-08-15 |
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| Q2 2016 | POWERSHARES ETF TR II
CUSIP 73936T565 | | PFD PORTFOLIO | 633,181 | 624,558 | -8,623 | $9,448,000 | $9,518,000 | +$70,000 | 2016-08-15 |
|---|
| Q1 2016 | POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 493,969 | 356,489 | -137,480 | $9,302,000 | $6,703,000 | -$2,599,000 | 2016-05-16 |
|---|
| Q1 2016 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 4,848 | 3,850 | -998 | $5,616,000 | $4,639,000 | -$977,000 | 2016-05-16 |
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| Q1 2016 | EQUITY COMWLTH
CUSIP 294628409 | | CUM PFD E 7.25% | 6,456 | 6,026 | -430 | $165,000 | $153,000 | -$12,000 | 2016-05-16 |
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| Q4 2015 | POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 538,930 | 493,969 | -44,961 | $9,841,000 | $9,302,000 | -$539,000 | 2016-02-16 |
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| Q4 2015 | POWERSHARES GLOBAL ETF TRUST
CUSIP 73936T565 | | AGG PFD PORT | 845,187 | 798,276 | -46,911 | $12,324,000 | $11,933,000 | -$391,000 | 2016-02-16 |
|---|
| Q4 2015 | EQUITY COMWLTH
CUSIP 294628409 | | CUM PFD E 7.25% | 11,587 | 6,456 | -5,131 | $295,000 | $165,000 | -$130,000 | 2016-02-16 |
|---|
| Q3 2015 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 6,315 | 3,848 | -2,467 | $7,420,000 | $4,494,000 | -$2,926,000 | 2015-11-16 |
|---|
| Q3 2015 | POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 631,875 | 538,930 | -92,945 | $11,482,000 | $9,841,000 | -$1,641,000 | 2015-11-16 |
|---|
| Q3 2015 | POWERSHARES GLOBAL ETF TRUST
CUSIP 73936T565 | | AGG PFD PORT | 959,383 | 845,187 | -114,196 | $13,939,000 | $12,324,000 | -$1,615,000 | 2015-11-16 |
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| Q3 2015 | EQUITY COMWLTH
CUSIP 294628409 | | CUM PFD E 7.25% | 12,083 | 11,587 | -496 | $308,000 | $295,000 | -$13,000 | 2015-11-16 |
|---|
| Q2 2015 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 7,983 | 6,315 | -1,668 | $9,763,000 | $7,420,000 | -$2,343,000 | 2015-08-14 |
|---|
| Q2 2015 | BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 6,280 | 5,245 | -1,035 | $7,266,000 | $5,832,000 | -$1,434,000 | 2015-08-14 |
|---|
| Q2 2015 | POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 646,002 | 631,875 | -14,127 | $12,017,000 | $11,482,000 | -$535,000 | 2015-08-14 |
|---|
| Q2 2015 | POWERSHARES GLOBAL ETF TRUST
CUSIP 73936T565 | | AGG PFD PORT | 970,419 | 959,383 | -11,036 | $14,469,000 | $13,939,000 | -$530,000 | 2015-08-14 |
|---|
| Q2 2015 | BARCLAYS BANK PLC
CUSIP 06739H511 | | ADS7.75%PFD S4 | 15,881 | 4,840 | -11,041 | $413,000 | $125,000 | -$288,000 | 2015-08-14 |
|---|
| Q2 2015 | EQUITY COMWLTH
CUSIP 294628409 | | CUM PFD E 7.25% | 22,531 | 12,083 | -10,448 | $587,000 | $308,000 | -$279,000 | 2015-08-14 |
|---|
| Q1 2015 | POWERSHARES GLOBAL ETF TRUST
CUSIP 73936T565 | | AGG PFD PORT | 1,054,152 | 970,419 | -83,733 | $15,497,000 | $14,469,000 | -$1,028,000 | 2015-05-18 |
|---|
| Q1 2015 | BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 6,502 | 6,280 | -222 | $7,562,000 | $7,266,000 | -$296,000 | 2015-05-18 |
|---|
| Q1 2015 | EQUITY COMWLTH
CUSIP 294628409 | | CUM PFD E 7.25% | 24,047 | 22,531 | -1,516 | $613,000 | $587,000 | -$26,000 | 2015-05-18 |
|---|
| Q4 2014 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 7,517 | 6,216 | -1,301 | $9,039,000 | $7,554,000 | -$1,485,000 | 2015-02-17 |
|---|
| Q4 2014 | EQUITY COMWLTH
CUSIP 294628409 | | CUM PFD E 7.25% | 38,325 | 24,047 | -14,278 | $985,000 | $613,000 | -$372,000 | 2015-02-17 |
|---|
| Q4 2014 | BARCLAYS BANK PLC
CUSIP 06739H511 | | ADS7.75%PFD S4 | 16,535 | 15,841 | -694 | $428,000 | $411,000 | -$17,000 | 2015-02-17 |
|---|
| Q3 2014 | PFF
ISHARES | | U.S. PFD STK ETF | 23,510 | 5,889 | -17,621 | $938,000 | $233,000 | -$705,000 | 2014-11-14 |
|---|
| Q3 2014 | BARCLAYS BANK PLC
CUSIP 06739H511 | | ADS7.75%PFD S4 | 18,216 | 16,535 | -1,681 | $469,000 | $428,000 | -$41,000 | 2014-11-14 |
|---|
| Q2 2014 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 10,203 | 6,955 | -3,248 | $11,968,000 | $8,443,000 | -$3,525,000 | 2014-08-14 |
|---|
| Q2 2014 | COMMONWEALTH REIT
CUSIP 203233606 | | CV PFD-E 7.25% | 49,862 | 38,640 | -11,222 | $1,255,000 | $996,000 | -$259,000 | 2014-08-14 |
|---|
| Q2 2014 | PFF
ISHARES | | U.S. PFD STK ETF | 26,061 | 23,510 | -2,551 | $1,018,000 | $938,000 | -$80,000 | 2014-08-14 |
|---|
| Q2 2014 | BARCLAYS BANK PLC
CUSIP 06739H511 | | ADS7.75%PFD S4 | 19,168 | 18,216 | -952 | $497,000 | $469,000 | -$28,000 | 2014-08-14 |
|---|
| Q1 2014 | PFF
ISHARES | | U.S. PFD STK ETF | 31,424 | 26,061 | -5,363 | $1,157,000 | $1,018,000 | -$139,000 | 2014-05-16 |
|---|
| Q1 2014 | COMMONWEALTH REIT
CUSIP 203233606 | | CV PFD-E 7.25% | 51,601 | 49,862 | -1,739 | $1,125,000 | $1,255,000 | +$130,000 | 2014-05-16 |
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| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H511 | | ADS7.75%PFD S4 | 19,379 | 19,168 | -211 | $491,000 | $497,000 | +$6,000 | 2014-05-16 |
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| Q4 2013 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 10,484 | 3,806 | -6,678 | $11,926,000 | $4,206,000 | -$7,720,000 | 2014-02-14 |
|---|
| Q4 2013 | COMMONWEALTH REIT
CUSIP 203233606 | | CV PFD-E 7.25% | 72,425 | 51,601 | -20,824 | $1,661,000 | $1,125,000 | -$536,000 | 2014-02-14 |
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| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H511 | | ADS7.75%PFD S4 | 31,175 | 19,379 | -11,796 | $786,000 | $491,000 | -$295,000 | 2014-02-14 |
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| Q4 2013 | PFF
ISHARES | | U.S. PFD STK ETF | 36,845 | 31,424 | -5,421 | $1,400,000 | $1,157,000 | -$243,000 | 2014-02-14 |
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| Q3 2013 | COMMONWEALTH REIT
CUSIP 203233606 | | CV PFD-E 7.25% | 79,594 | 72,425 | -7,169 | $1,998,000 | $1,661,000 | -$337,000 | 2013-11-14 |
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