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GUGGENHEIM CAPITAL LLC Historic Quarter Change: USA Preferred Shares, New

GUGGENHEIM CAPITAL LLC historic quarter change: USA Preferred Shares, New

In preferred shares (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, GUGGENHEIM CAPITAL LLC opened 12 positions, added to 40, reduced 57 and sold out of 11.

  • Q1 2026: Stock ETPRI; Country of operation United States; Class 9.250% FXD PFD I; Shares before 0.
  • Q3 2016: Stock STERICYCLE INC; Country of operation —; Class DEP PFD A 1/10; Shares before 0.
  • Q1 2016: Stock POWERSHARES ETF TR II; Country of operation —; Class PFD PORTFOLIO; Shares before 0.
  • Q1 2016: Stock BANK AMER CORP; Country of operation United States; Class 7.25%CNV PFD L; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1283072), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-12); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-13); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-13); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-15); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-18); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2026ETPRI
ENERGY TRANSFER L P
United States9.250% FXD PFD I0350,626+350,626$0$4,056,743+$4,056,7432026-05-15
Q3 2016STERICYCLE INC
CUSIP 858912207
DEP PFD A 1/10065,702+65,702$0$4,354,000+$4,354,0002016-11-15
Q1 2016POWERSHARES ETF TR II
CUSIP 73936T565
PFD PORTFOLIO0633,181+633,181$0$9,448,000+$9,448,0002016-05-16
Q1 2016BANK AMER CORP
CUSIP 060505682
United States7.25%CNV PFD L04,158+4,158$0$4,732,000+$4,732,0002016-05-16
Q4 2014BANK AMER CORP
CUSIP 060505682
United States7.25%CNV PFD L06,502+6,502$0$7,562,000+$7,562,0002015-02-17
Q3 2014EQUITY COMWLTH
CUSIP 294628409
CUM PFD E 7.25%038,325+38,325$0$985,000+$985,0002014-11-14
Q1 2014BANK OF AMERICA CORPORATION
CUSIP 060505682
United States7.25%CNV PFD L06,677+6,677$0$7,640,000+$7,640,0002014-05-16
Q4 2013CROWN CASTLE INTL CORP
CUSIP 228227500
CNV PFD STK SR A020,000+20,000$0$2,008,000+$2,008,0002014-02-14
Q3 2013BANK OF AMERICA CORPORATION
CUSIP 060505682
United States7.25%CNV PFD L011,283+11,283$0$12,186,000+$12,186,0002013-11-14
Q3 2013WELLS FARGO & CO NEW
CUSIP 949746804
United StatesPERP PFD CNV A010,484+10,484$0$11,926,000+$11,926,0002013-11-14
Q3 2013PFF
ISHARES
U.S. PFD STK ETF036,845+36,845$0$1,400,000+$1,400,0002013-11-14
Q3 2013POWERSHARES ETF TRUST
CUSIP 73935X229
FINL PFD PTFL022,838+22,838$0$391,000+$391,0002013-11-14

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