DIALECTIC CAPITAL MANAGEMENT, LP quarter change: USA Options, Sold out
In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, DIALECTIC CAPITAL MANAGEMENT, LP opened 9 positions, added to 2, reduced 1, sold out of 27 and left 0 unchanged. The largest increase in value was EQIX (+$6,305,000); the largest decrease was SPY (-$83,790,000).
- SPY: Country of operation —; Class TR UNIT · Call; Shares 2016-06-30 400,000; Shares 2016-09-30 0.
- XLI: Country of operation —; Class SBI INT-INDS · Call; Shares 2016-06-30 300,000; Shares 2016-09-30 0.
- SMH: Country of operation —; Class SEMICONDUCTOR ET · Put; Shares 2016-06-30 225,000; Shares 2016-09-30 0.
- NOC: Country of operation United States; Class COM · Call; Shares 2016-06-30 50,000; Shares 2016-09-30 0.
Two Form 13F-HR filings compared (SEC CIK 1411512): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
SPY
SPDR S&P 500 ETF TR | | TR UNIT · Call | 400,000 | 0 | -400,000 | $83,790,000 | $0 | -$83,790,000 |
|---|
XLI
SELECT SECTOR SPDR TR | | SBI INT-INDS · Call | 300,000 | 0 | -300,000 | $16,803,000 | $0 | -$16,803,000 |
|---|
SMH
VANECK VECTORS ETF TR | | SEMICONDUCTOR ET · Put | 225,000 | 0 | -225,000 | $12,827,000 | $0 | -$12,827,000 |
|---|
NOC
NORTHROP GRUMMAN CORP | United States | COM · Call | 50,000 | 0 | -50,000 | $11,114,000 | $0 | -$11,114,000 |
|---|
CURRENCYSHS JAPANESE YEN TR
CUSIP 23130A102 | | JAPANESE YEN · Put | 65,000 | 0 | -65,000 | $6,083,000 | $0 | -$6,083,000 |
|---|
KMX
CARMAX INC | United States | COM · Put | 122,000 | 0 | -122,000 | $5,982,000 | $0 | -$5,982,000 |
|---|
EXPRESS SCRIPTS HLDG CO
CUSIP 30219G108 | | COM · Put | 75,000 | 0 | -75,000 | $5,685,000 | $0 | -$5,685,000 |
|---|
RMD
RESMED INC | United States | COM · Put | 75,000 | 0 | -75,000 | $4,742,000 | $0 | -$4,742,000 |
|---|
BIP
BROOKFIELD INFRAST PARTNERS | | LP INT UNIT · Put | 100,000 | 0 | -100,000 | $4,526,000 | $0 | -$4,526,000 |
|---|
HOG
HARLEY DAVIDSON INC | United States | COM · Put | 85,000 | 0 | -85,000 | $3,851,000 | $0 | -$3,851,000 |
|---|
WHOLE FOODS MKT INC
CUSIP 966837106 | | COM · Call | 100,000 | 0 | -100,000 | $3,202,000 | $0 | -$3,202,000 |
|---|
MCD
MCDONALDS CORP | United States | COM · Put | 25,000 | 0 | -25,000 | $3,009,000 | $0 | -$3,009,000 |
|---|
ARISTA NETWORKS INC
CUSIP 040413106 | United States | COM · Put | 45,000 | 0 | -45,000 | $2,897,000 | $0 | -$2,897,000 |
|---|
POWERSHARES QQQ TRUST
CUSIP 73935A104 | | UNIT SER 1 · Put | 26,000 | 0 | -26,000 | $2,796,000 | $0 | -$2,796,000 |
|---|
PANERA BREAD CO
CUSIP 69840W108 | | CL A · Put | 12,000 | 0 | -12,000 | $2,544,000 | $0 | -$2,544,000 |
|---|
BARD C R INC
CUSIP 067383109 | | COM · Put | 10,000 | 0 | -10,000 | $2,352,000 | $0 | -$2,352,000 |
|---|
IYR
ISHARES TR | | U.S. REAL ES ETF · Put | 28,500 | 0 | -28,500 | $2,348,000 | $0 | -$2,348,000 |
|---|
XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL · Put | 80,000 | 0 | -80,000 | $1,828,000 | $0 | -$1,828,000 |
|---|
SBUX
STARBUCKS CORP | United States | COM · Put | 25,000 | 0 | -25,000 | $1,428,000 | $0 | -$1,428,000 |
|---|
JACK
JACK IN THE BOX INC | United States | COM · Put | 15,000 | 0 | -15,000 | $1,289,000 | $0 | -$1,289,000 |
|---|
LGND
LIGAND PHARMACEUTICALS INC | United States | COM NEW · Put | 10,000 | 0 | -10,000 | $1,193,000 | $0 | -$1,193,000 |
|---|
HUBS
HUBSPOT INC | United States | COM · Put | 25,000 | 0 | -25,000 | $1,086,000 | $0 | -$1,086,000 |
|---|
EW
EDWARDS LIFESCIENCES CORP | United States | COM · Put | 10,000 | 0 | -10,000 | $997,000 | $0 | -$997,000 |
|---|
PBH
PRESTIGE BRANDS HLDGS INC | United States | COM · Put | 15,000 | 0 | -15,000 | $831,000 | $0 | -$831,000 |
|---|
DUNKIN BRANDS GROUP INC
CUSIP 265504100 | | COM · Put | 10,000 | 0 | -10,000 | $436,000 | $0 | -$436,000 |
|---|
AMERICAN EQTY INVT LIFE HLD
CUSIP 025676206 | United States | COM · Call | 26,000 | 0 | -26,000 | $371,000 | $0 | -$371,000 |
|---|
NUE
NUCOR CORP | United States | COM · Put | 5,400 | 0 | -5,400 | $267,000 | $0 | -$267,000 |
|---|
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