Carroll Financial Associates, Inc. current holdings: USA Everything Else
Carroll Financial Associates, Inc. reported $0.05 billion in partnership units, exchange-traded notes and anything else (listed in the US), 290 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are GENERAL ELECTRIC CO COM, PARK STERLING CORP COM, DOW CHEM CO COM.
- CARNIVAL CORP PAIRED CTF: Country of operation —; Class Stock; Shares 400; Value $19,000.
- TEEKAY TANKERS LTD CL A: Country of operation —; Class Stock; Shares 7,712; Value $19,000.
- CABELAS INC COM: Country of operation —; Class Stock; Shares 351; Value $19,000.
- PIONEER NAT RES CO COM: Country of operation United States; Class Stock; Shares 100; Value $18,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| CARNIVAL CORP PAIRED CTF CUSIP 143658300 | Stock | 400 | $19,000 | 2016-09-30 | 2016-10-11 | |
| TEEKAY TANKERS LTD CL A CUSIP Y8565N102 | Stock | 7,712 | $19,000 | 2016-09-30 | 2016-10-11 | |
| CABELAS INC COM CUSIP 126804301 | Stock | 351 | $19,000 | 2016-09-30 | 2016-10-11 | |
| PIONEER NAT RES CO COM CUSIP 723787107 | United States | Stock | 100 | $18,000 | 2016-09-30 | 2016-10-11 |
| SBA COMMUNICATIONS CORP COM CUSIP 78388J106 | Stock | 155 | $17,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY GLOBAL PLC SHS CL C CUSIP G5480U120 | United States | Stock | 502 | $16,000 | 2016-09-30 | 2016-10-11 |
| TWITTER INC COM CUSIP 90184L102 | Stock | 714 | $16,000 | 2016-09-30 | 2016-10-11 | |
| CEPHEID COM CUSIP 15670R107 | Stock | 305 | $16,000 | 2016-09-30 | 2016-10-11 | |
| KINDRED HEALTHCARE INC COM CUSIP 494580103 | Stock | 1,625 | $16,000 | 2016-09-30 | 2016-10-11 | |
| FRONTIER COMMUNICATIONS CORP COM CUSIP 35906A108 | Stock | 3,961 | $16,000 | 2016-09-30 | 2016-10-11 | |
| RED HAT INC COM CUSIP 756577102 | Stock | 200 | $16,000 | 2016-09-30 | 2016-10-11 | |
| BOJANGLES INC COM CUSIP 097488100 | Stock | 1,040 | $16,000 | 2016-09-30 | 2016-10-11 | |
| SPRINT CORP COM SER 1 CUSIP 85207U105 | Stock | 2,271 | $15,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY INTERACTIVE CORP LBT VENT COM A CUSIP 53071M880 | Stock | 398 | $15,000 | 2016-09-30 | 2016-10-11 | |
| SWIFT TRANSN CO CL A CUSIP 87074U101 | Stock | 700 | $15,000 | 2016-09-30 | 2016-10-11 | |
| ONEOK PARTNERS LP UNIT LTD PARTN CUSIP 68268N103 | MLP | 400 | $15,000 | 2016-09-30 | 2016-10-11 | |
| TE CONNECTIVITY LTD REG SHS CUSIP H84989104 | Stock | 238 | $15,000 | 2016-09-30 | 2016-10-11 | |
| IBERIABANK CORP COM CUSIP 450828108 | Stock | 230 | $15,000 | 2016-09-30 | 2016-10-11 | |
| NATIONAL INSTRS CORP COM CUSIP 636518102 | United States | Stock | 508 | $14,000 | 2016-09-30 | 2016-10-11 |
| NUSTAR ENERGY LP UNIT COM CUSIP 67058H102 | United States | MLP | 300 | $14,000 | 2016-09-30 | 2016-10-11 |
| STEWARDSHIP FINL CORP COM CUSIP 860326107 | Stock | 1,880 | $14,000 | 2016-09-30 | 2016-10-11 | |
| IHS MARKIT LTD SHS CUSIP G47567105 | Stock | 390 | $14,000 | 2016-09-30 | 2016-10-11 | |
| GENERAL GROWTH PPTYS INC NEW COM CUSIP 370023103 | REIT | 517 | $14,000 | 2016-09-30 | 2016-10-11 | |
| WHOLE FOODS MKT INC COM CUSIP 966837106 | Stock | 514 | $14,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY INTERACTIVE CORP QVC GP COM SER A CUSIP 53071M104 | Stock | 687 | $13,000 | 2016-09-30 | 2016-10-11 | |
| MARATHON OIL CORP COM CUSIP 565849106 | United States | Stock | 879 | $13,000 | 2016-09-30 | 2016-10-11 |
| AQUA AMERICA INC COM CUSIP 03836W103 | Stock | 443 | $13,000 | 2016-09-30 | 2016-10-11 | |
| LINEAR TECHNOLOGY CORP COM CUSIP 535678106 | Stock | 208 | $12,000 | 2016-09-30 | 2016-10-11 | |
| HORIZON PHARMA PLC SHS CUSIP G4617B105 | Stock | 700 | $12,000 | 2016-09-30 | 2016-10-11 | |
| RITCHIE BROS AUCTIONEERS COM CUSIP 767744105 | Stock | 365 | $12,000 | 2016-09-30 | 2016-10-11 | |
| MACQUARIE GLBL INFRA TOTL RETN COM CUSIP 55608D101 | CEF | 566 | $12,000 | 2016-09-30 | 2016-10-11 | |
| SAFEGUARD SCIENTIFICS INC COM NEW CUSIP 786449207 | Stock | 1,000 | $12,000 | 2016-09-30 | 2016-10-11 | |
| L-3 COMMUNICATIONS HLDGS INC COM CUSIP 502424104 | Stock | 86 | $12,000 | 2016-09-30 | 2016-10-11 | |
| ATHENAHEALTH INC COM CUSIP 04685W103 | Stock | 103 | $12,000 | 2016-09-30 | 2016-10-11 | |
| BUNGE LIMITED COM CUSIP G16962105 | United States | Stock | 199 | $11,000 | 2016-09-30 | 2016-10-11 |
| LEGG MASON INC COM CUSIP 524901105 | Stock | 342 | $11,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM CUSIP 531229409 | United States | Stock | 335 | $11,000 | 2016-09-30 | 2016-10-11 |
| WESTERN GAS PARTNERS LP COM UNIT LP IN CUSIP 958254104 | MLP | 200 | $11,000 | 2016-09-30 | 2016-10-11 | |
| SIRIUS XM HLDGS INC COM CUSIP 82968B103 | United States | Stock | 2,640 | $11,000 | 2016-09-30 | 2016-10-11 |
| PRICELINE GRP INC COM NEW CUSIP 741503403 | Stock | 7 | $10,000 | 2016-09-30 | 2016-10-11 | |
| NATIONAL OILWELL VARCO INC COM CUSIP 637071101 | Stock | 290 | $10,000 | 2016-09-30 | 2016-10-11 | |
| GENERAL MTRS CO WT EXP 071019 CUSIP 37045V126 | Stock | 755 | $10,000 | 2016-09-30 | 2016-10-11 | |
| VEREIT INC COM CUSIP 92339V100 | REIT | 1,000 | $10,000 | 2016-09-30 | 2016-10-11 | |
| TCP CAP CORP COM CUSIP 87238Q103 | CEF | 650 | $10,000 | 2016-09-30 | 2016-10-11 | |
| SILVER WHEATON CORP COM CUSIP 828336107 | Stock | 400 | $10,000 | 2016-09-30 | 2016-10-11 | |
| COMMUNICATIONS SALES&LEAS INC COM CUSIP 20341J104 | REIT | 320 | $10,000 | 2016-09-30 | 2016-10-11 | |
| ANSYS INC COM CUSIP 03662Q105 | United States | Stock | 113 | $10,000 | 2016-09-30 | 2016-10-11 |
| YAHOO INC COM CUSIP 984332106 | Stock | 250 | $10,000 | 2016-09-30 | 2016-10-11 | |
| SOLARCITY CORP COM CUSIP 83416T100 | Stock | 500 | $9,000 | 2016-09-30 | 2016-10-11 | |
| CONTINENTAL RESOURCES INC COM CUSIP 212015101 | Stock | 190 | $9,000 | 2016-09-30 | 2016-10-11 | |
| HALYARD HEALTH INC COM CUSIP 40650V100 | Stock | 274 | $9,000 | 2016-09-30 | 2016-10-11 | |
| WYNDHAM WORLDWIDE CORP COM CUSIP 98310W108 | Stock | 140 | $9,000 | 2016-09-30 | 2016-10-11 | |
| PHILLIPS 66 PARTNERS LP COM UNIT REP INT CUSIP 718549207 | MLP | 178 | $8,000 | 2016-09-30 | 2016-10-11 | |
| XEROX CORP COM CUSIP 984121103 | Stock | 858 | $8,000 | 2016-09-30 | 2016-10-11 | |
| WESTERN GAS EQUITY PARTNERS LP COMUNT LTD PT CUSIP 95825R103 | MLP | 199 | $8,000 | 2016-09-30 | 2016-10-11 | |
| CALATLANTIC GROUP INC COM CUSIP 128195104 | Stock | 250 | $8,000 | 2016-09-30 | 2016-10-11 | |
| MEAD JOHNSON NUTRITION CO COM CUSIP 582839106 | Stock | 106 | $8,000 | 2016-09-30 | 2016-10-11 | |
| ENSCO PLC SHS CLASS A CUSIP G3157S106 | Stock | 960 | $8,000 | 2016-09-30 | 2016-10-11 | |
| INTERNATIONAL SPEEDWAY CORP CL A CUSIP 460335201 | Stock | 260 | $8,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY GLOBAL PLC SHS CL A CUSIP G5480U104 | Stock | 218 | $7,000 | 2016-09-30 | 2016-10-11 | |
| TWENTY FIRST CENTY FOX INC CL A CUSIP 90130A101 | Stock | 315 | $7,000 | 2016-09-30 | 2016-10-11 | |
| HOWARD HUGHES CORP COM CUSIP 44267D107 | United States | Stock | 63 | $7,000 | 2016-09-30 | 2016-10-11 |
| ADVISORY BRD CO COM CUSIP 00762W107 | Stock | 160 | $7,000 | 2016-09-30 | 2016-10-11 | |
| COLFAX CORP COM CUSIP 194014106 | Stock | 241 | $7,000 | 2016-09-30 | 2016-10-11 | |
| PATTERSON COMPANIES INC COM CUSIP 703395103 | United States | Stock | 158 | $7,000 | 2016-09-30 | 2016-10-11 |
| STERICYCLE INC COM CUSIP 858912108 | United States | Stock | 97 | $7,000 | 2016-09-30 | 2016-10-11 |
| COMMUNITYONE BANCORP COM CUSIP 20416Q108 | Stock | 473 | $6,000 | 2016-09-30 | 2016-10-11 | |
| PRIMO WTR CORP COM CUSIP 74165N105 | Stock | 500 | $6,000 | 2016-09-30 | 2016-10-11 | |
| WESCO AIRCRAFT HLDGS INC COM CUSIP 950814103 | Stock | 500 | $6,000 | 2016-09-30 | 2016-10-11 | |
| ALLIANZGI NFJ DIVID INT & PREM COM CUSIP 01883A107 | CEF | 500 | $6,000 | 2016-09-30 | 2016-10-11 | |
| SPX FLOW INC COM CUSIP 78469X107 | Stock | 208 | $6,000 | 2016-09-30 | 2016-10-11 | |
| INVUITY INC COM NEW CUSIP 46187J205 | Stock | 500 | $6,000 | 2016-09-30 | 2016-10-11 | |
| ZOES KITCHEN INC COM CUSIP 98979J109 | Stock | 300 | $6,000 | 2016-09-30 | 2016-10-11 | |
| WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR CUSIP 96949L105 | MLP | 179 | $6,000 | 2016-09-30 | 2016-10-11 | |
| PAREXEL INTL CORP COM CUSIP 699462107 | Stock | 89 | $6,000 | 2016-09-30 | 2016-10-11 | |
| ACRE RLTY INVS INC COM CUSIP 00489F106 | Stock | 5,141 | $6,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY MEDIA CORP 4% 11/15/2029 CUSIP 530715AG6 | United States | Corp Bond | 10,000 | $6,000 | 2016-09-30 | 2016-10-11 |
| BEACON ROOFING SUPPLY INC COM CUSIP 073685109 | United States | Stock | 142 | $5,000 | 2016-09-30 | 2016-10-11 |
| PINNACLE FINL PARTNERS INC COM CUSIP 72346Q104 | United States | Stock | 100 | $5,000 | 2016-09-30 | 2016-10-11 |
| ZELTIQ AESTHETICS INC COM CUSIP 98933Q108 | Stock | 145 | $5,000 | 2016-09-30 | 2016-10-11 | |
| INNERWORKINGS INC COM CUSIP 45773Y105 | Stock | 619 | $5,000 | 2016-09-30 | 2016-10-11 | |
| HARSCO CORP COM CUSIP 415864107 | United States | Stock | 598 | $5,000 | 2016-09-30 | 2016-10-11 |
| KNIGHT TRANSN INC COM CUSIP 499064103 | Stock | 200 | $5,000 | 2016-09-30 | 2016-10-11 | |
| AMERIGAS PARTNERS L P UNIT L P INT CUSIP 030975106 | MLP | 124 | $5,000 | 2016-09-30 | 2016-10-11 | |
| STAPLES INC COM CUSIP 855030102 | Stock | 675 | $5,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY MEDIA CORP DELAWARE COM C MEDIA GRP CUSIP 531229854 | Stock | 196 | $5,000 | 2016-09-30 | 2016-10-11 | |
| CREE INC COM CUSIP 225447101 | Stock | 198 | $5,000 | 2016-09-30 | 2016-10-11 | |
| HARMAN INTL INDS INC COM CUSIP 413086109 | Stock | 71 | $5,000 | 2016-09-30 | 2016-10-11 | |
| ACTIVISION BLIZZARD INC COM CUSIP 00507V109 | United States | Stock | 120 | $5,000 | 2016-09-30 | 2016-10-11 |
| MACQUARIE INFRASTRUCTURE CORP COM CUSIP 55608B105 | Stock | 69 | $5,000 | 2016-09-30 | 2016-10-11 | |
| FLEETCOR TECHNOLOGIES INC COM CUSIP 339041105 | United States | Stock | 33 | $5,000 | 2016-09-30 | 2016-10-11 |
| PREMIER INC CL A CUSIP 74051N102 | United States | Stock | 141 | $4,000 | 2016-09-30 | 2016-10-11 |
| SPEEDWAY MOTORSPORTS INC COM CUSIP 847788106 | Stock | 265 | $4,000 | 2016-09-30 | 2016-10-11 | |
| GOLDCORP INC NEW COM CUSIP 380956409 | Stock | 300 | $4,000 | 2016-09-30 | 2016-10-11 | |
| NIELSEN HLDGS PLC SHS EUR CUSIP G6518L108 | Stock | 90 | $4,000 | 2016-09-30 | 2016-10-11 | |
| MICHAEL KORS HLDGS LTD SHS CUSIP G60754101 | Stock | 100 | $4,000 | 2016-09-30 | 2016-10-11 | |
| STARZ COM SER A CUSIP 85571Q102 | Stock | 139 | $4,000 | 2016-09-30 | 2016-10-11 | |
| SPX CORP COM CUSIP 784635104 | United States | Stock | 208 | $4,000 | 2016-09-30 | 2016-10-11 |
| INOVALON HLDGS INC COM CL A CUSIP 45781D101 | Stock | 315 | $4,000 | 2016-09-30 | 2016-10-11 | |
| FINANCIAL ENGINES INC COM CUSIP 317485100 | Stock | 155 | $4,000 | 2016-09-30 | 2016-10-11 |
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