Carroll Financial Associates, Inc. current holdings: USA Everything Else
Carroll Financial Associates, Inc. reported $0.05 billion in partnership units, exchange-traded notes and anything else (listed in the US), 290 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are GENERAL ELECTRIC CO COM, PARK STERLING CORP COM, DOW CHEM CO COM.
- ONCOCYTE CORPORATION COM: Country of operation —; Class Stock; Shares 850; Value $4,000.
- DISCOVERY COMMUNICATNS NEW COM SER C: Country of operation —; Class Stock; Shares 177; Value $4,000.
- TERRAVIA HLDGS INC COM: Country of operation —; Class Stock; Shares 1,750; Value $4,000.
- CHANNELADVISOR CORP COM: Country of operation —; Class Stock; Shares 234; Value $3,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| ONCOCYTE CORPORATION COM CUSIP 68235C107 | Stock | 850 | $4,000 | 2016-09-30 | 2016-10-11 | |
| DISCOVERY COMMUNICATNS NEW COM SER C CUSIP 25470F302 | Stock | 177 | $4,000 | 2016-09-30 | 2016-10-11 | |
| TERRAVIA HLDGS INC COM CUSIP 88105A106 | Stock | 1,750 | $4,000 | 2016-09-30 | 2016-10-11 | |
| CHANNELADVISOR CORP COM CUSIP 159179100 | Stock | 234 | $3,000 | 2016-09-30 | 2016-10-11 | |
| APACHE CORP COM CUSIP 037411105 | Stock | 53 | $3,000 | 2016-09-30 | 2016-10-11 | |
| BLACKROCK CAPITAL INVESTMENT C COM CUSIP 092533108 | CEF | 400 | $3,000 | 2016-09-30 | 2016-10-11 | |
| FIREEYE INC COM CUSIP 31816Q101 | Stock | 236 | $3,000 | 2016-09-30 | 2016-10-11 | |
| WABCO HLDGS INC COM CUSIP 92927K102 | Stock | 33 | $3,000 | 2016-09-30 | 2016-10-11 | |
| OFFICE DEPOT INC COM CUSIP 676220106 | Stock | 937 | $3,000 | 2016-09-30 | 2016-10-11 | |
| BRIGGS & STRATTON CORP COM CUSIP 109043109 | Stock | 181 | $3,000 | 2016-09-30 | 2016-10-11 | |
| LEUCADIA NATL CORP COM CUSIP 527288104 | Stock | 171 | $3,000 | 2016-09-30 | 2016-10-11 | |
| AMERICAN INTL GROUP INC WT EXP 011921 CUSIP 026874156 | Stock | 180 | $3,000 | 2016-09-30 | 2016-10-11 | |
| MEMORIAL PRODTN PARTNERS LP COM U REP LTD CUSIP 586048100 | MLP | 2,230 | $3,000 | 2016-09-30 | 2016-10-11 | |
| VANTIV INC CL A CUSIP 92210H105 | Stock | 62 | $3,000 | 2016-09-30 | 2016-10-11 | |
| ORGANOVO HLDGS INC COM CUSIP 68620A104 | Stock | 1,000 | $3,000 | 2016-09-30 | 2016-10-11 | |
| NOBLE ENERGY INC COM CUSIP 655044105 | Stock | 90 | $3,000 | 2016-09-30 | 2016-10-11 | |
| NORTHSTAR ASSET MGMT GROUP INC COM CUSIP 66705Y104 | Stock | 271 | $3,000 | 2016-09-30 | 2016-10-11 | |
| TIFFANY & CO NEW COM CUSIP 886547108 | Stock | 47 | $3,000 | 2016-09-30 | 2016-10-11 | |
| SENSATA TECHNOLOGIES HLDG NV SHS CUSIP N7902X106 | Stock | 85 | $3,000 | 2016-09-30 | 2016-10-11 | |
| VMWARE INC CL A COM CUSIP 928563402 | United States | Stock | 35 | $2,000 | 2016-09-30 | 2016-10-11 |
| TOTAL SYS SVCS INC COM CUSIP 891906109 | Stock | 59 | $2,000 | 2016-09-30 | 2016-10-11 | |
| DDR CORP COM CUSIP 23317H102 | REIT | 136 | $2,000 | 2016-09-30 | 2016-10-11 | |
| WPX ENERGY INC COM CUSIP 98212B103 | Stock | 200 | $2,000 | 2016-09-30 | 2016-10-11 | |
| SPLUNK INC COM CUSIP 848637104 | United States | Stock | 45 | $2,000 | 2016-09-30 | 2016-10-11 |
| VIACOM INC NEW CL A CUSIP 92553P102 | Stock | 50 | $2,000 | 2016-09-30 | 2016-10-11 | |
| WHITEWAVE FOODS CO COM CUSIP 966244105 | Stock | 44 | $2,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY MEDIA CORP DELAWARE COM A MEDIA GRP CUSIP 531229870 | Stock | 82 | $2,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY TRIPADVISOR HLDGS INC COM SER A CUSIP 531465102 | United States | Stock | 92 | $2,000 | 2016-09-30 | 2016-10-11 |
| U S G CORP COM NEW CUSIP 903293405 | Stock | 112 | $2,000 | 2016-09-30 | 2016-10-11 | |
| WINDSTREAM HLDGS INC COM NEW CUSIP 97382A200 | Stock | 265 | $2,000 | 2016-09-30 | 2016-10-11 | |
| AIR TRANSPORT SERVICES GRP INC COM CUSIP 00922R105 | United States | Stock | 180 | $2,000 | 2016-09-30 | 2016-10-11 |
| CBS CORP NEW CL A CUSIP 124857103 | Stock | 50 | $2,000 | 2016-09-30 | 2016-10-11 | |
| CYPRESS SEMICONDUCTOR CORP COM CUSIP 232806109 | Stock | 125 | $1,000 | 2016-09-30 | 2016-10-11 | |
| JAMBA INC COM NEW CUSIP 47023A309 | Stock | 100 | $1,000 | 2016-09-30 | 2016-10-11 | |
| NOBLE CORP PLC SHS USD CUSIP G65431101 | Stock | 250 | $1,000 | 2016-09-30 | 2016-10-11 | |
| ST JUDE MED INC COM CUSIP 790849103 | Stock | 13 | $1,000 | 2016-09-30 | 2016-10-11 | |
| ENDURANCE SPECIALTY HLDGS LTD SHS CUSIP G30397106 | Stock | 16 | $1,000 | 2016-09-30 | 2016-10-11 | |
| HERTZ GLOBAL HLDGS INC COM CUSIP 42806J106 | Stock | 40 | $1,000 | 2016-09-30 | 2016-10-11 | |
| NUANCE COMMUNICATIONS INC COM CUSIP 67020Y100 | Stock | 134 | $1,000 | 2016-09-30 | 2016-10-11 | |
| DELPHI AUTOMOTIVE PLC SHS CUSIP G27823106 | Stock | 25 | $1,000 | 2016-09-30 | 2016-10-11 | |
| NEW YORK CMNTY BANCORP INC COM CUSIP 649445103 | United States | Stock | 79 | $1,000 | 2016-09-30 | 2016-10-11 |
| CHESAPEAKE ENERGY CORP COM CUSIP 165167107 | Stock | 251 | $1,000 | 2016-09-30 | 2016-10-11 | |
| COMMERCEHUB INC COM SER C CUSIP 20084V306 | Stock | 74 | $1,000 | 2016-09-30 | 2016-10-11 | |
| NORTHSTAR RLTY FIN CORP COM CUSIP 66704R803 | REIT | 135 | $1,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY GLOBAL PLC LILAC SHS CL C CUSIP G5480U153 | Stock | 70 | $1,000 | 2016-09-30 | 2016-10-11 | |
| VARIAN MED SYS INC COM CUSIP 92220P105 | Stock | 12 | $1,000 | 2016-09-30 | 2016-10-11 | |
| BUFFALO WILD WINGS INC COM CUSIP 119848109 | Stock | 10 | $1,000 | 2016-09-30 | 2016-10-11 | |
| L BRANDS INC COM CUSIP 501797104 | Stock | 21 | $1,000 | 2016-09-30 | 2016-10-11 | |
| BLACKHAWK NETWORK HLDGS INC COM CUSIP 09238E104 | Stock | 24 | $0 | 2016-09-30 | 2016-10-11 | |
| PHARMERICA CORP COM CUSIP 71714F104 | Stock | 27 | $0 | 2016-09-30 | 2016-10-11 | |
| COMMUNITY HEALTH SYS INC NEW CONTINGENT VL RT CUSIP 203668116 | Stock | 189 | $0 | 2016-09-30 | 2016-10-11 | |
| CA INC COM CUSIP 12673P105 | Stock | 7 | $0 | 2016-09-30 | 2016-10-11 | |
| SUNPOWER CORP COM CUSIP 867652406 | United States | Stock | 34 | $0 | 2016-09-30 | 2016-10-11 |
| SANOFI CONTGNT VAL RT CUSIP 80105N113 | Stock | 42 | $0 | 2016-09-30 | 2016-10-11 | |
| FUELCELL ENERGY INC COM NEW CUSIP 35952H502 | Stock | 8 | $0 | 2016-09-30 | 2016-10-11 | |
| GREAT PLAINS ENERGY INC COM CUSIP 391164100 | Stock | 34 | $0 | 2016-09-30 | 2016-10-11 | |
| IMMUNOGEN INC COM CUSIP 45253H101 | United States | Stock | 209 | $0 | 2016-09-30 | 2016-10-11 |
| KINDER MORGAN INC DEL WT EXP 052517 CUSIP 49456B119 | Stock | 2,184 | $0 | 2016-09-30 | 2016-10-11 | |
| ENTERCOM COMMUNICATIONS CORP CL A CUSIP 293639100 | Stock | 0 | $0 | 2016-09-30 | 2016-10-11 | |
| SEQUENTIAL BRNDS GROUP INC NEW COM CUSIP 81734P107 | Stock | 6 | $0 | 2016-09-30 | 2016-10-11 | |
| LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP CUSIP 531229888 | Stock | 52 | $0 | 2016-09-30 | 2016-10-11 | |
| LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP CUSIP 531229706 | Stock | 23 | $0 | 2016-09-30 | 2016-10-11 | |
| QUORUM HEALTH CORP COM CUSIP 74909E106 | Stock | 3 | $0 | 2016-09-30 | 2016-10-11 | |
| ULTRATECH INC COM CUSIP 904034105 | Stock | 13 | $0 | 2016-09-30 | 2016-10-11 | |
| COMMERCEHUB INC COM SER A CUSIP 20084V108 | Stock | 36 | $0 | 2016-09-30 | 2016-10-11 | |
| PHOTOMEDEX INC COM PAR NEW CUSIP 719358400 | Stock | 1 | $0 | 2016-09-30 | 2016-10-11 | |
| WEBMD HEALTH CORP COM CUSIP 94770V102 | Stock | 11 | $0 | 2016-09-30 | 2016-10-11 | |
| UNITED STATES STL CORP NEW COM CUSIP 912909108 | United States | Stock | 34 | $0 | 2016-09-30 | 2016-10-11 |
| PARSLEY ENERGY INC CL A CUSIP 701877102 | Stock | 24 | $0 | 2016-09-30 | 2016-10-11 | |
| WASHINGTON PRIME GROUP NEW COM CUSIP 93964W108 | REIT | 50 | $0 | 2016-09-30 | 2016-10-11 | |
| TIME INC NEW COM CUSIP 887228104 | Stock | 63 | $0 | 2016-09-30 | 2016-10-11 | |
| VERITIV CORP COM CUSIP 923454102 | United States | Stock | 5 | $0 | 2016-09-30 | 2016-10-11 |
| FCB FINL HLDGS INC CL A CUSIP 30255G103 | Stock | 10 | $0 | 2016-09-30 | 2016-10-11 | |
| ACTUA CORP COM CUSIP 005094107 | Stock | 1 | $0 | 2016-09-30 | 2016-10-11 | |
| STAMPS COM INC COM NEW CUSIP 852857200 | Stock | 4 | $0 | 2016-09-30 | 2016-10-11 | |
| HYDROGENICS CORP NEW COM NEW CUSIP 448883207 | Stock | 4 | $0 | 2016-09-30 | 2016-10-11 | |
| PENNEY J C INC COM CUSIP 708160106 | Stock | 25 | $0 | 2016-09-30 | 2016-10-11 | |
| NEW ENERGY SYS GROUPCOM CUSIP 643847106 | Stock | 30 | $0 | 2016-09-30 | 2016-10-11 | |
| ATLAS ENERGY GROUP LLC COM CUSIP 04929Q102 | MLP | 117 | $0 | 2016-09-30 | 2016-10-11 | |
| TALEN ENERGY CORP COM CUSIP 87422J105 | United States | Stock | 12 | $0 | 2016-09-30 | 2016-10-11 |
| SEASPINE HLDGS CORP COM CUSIP 81255T108 | Stock | 4 | $0 | 2016-09-30 | 2016-10-11 | |
| LIBERTY GLOBAL PLC LILAC SHS CL A CUSIP G5480U138 | Stock | 33 | $0 | 2016-09-30 | 2016-10-11 | |
| CELSION CORPORATION COM PAR $0.01 CUSIP 15117N404 | Stock | 563 | $0 | 2016-09-30 | 2016-10-11 | |
| CARE CAP PPTYS INC COM CUSIP 141624106 | REIT | 15 | $0 | 2016-09-30 | 2016-10-11 | |
| FINISAR CORP COM NEW CUSIP 31787A507 | Stock | 1 | $0 | 2016-09-30 | 2016-10-11 | |
| HSN INC COM CUSIP 404303109 | Stock | 11 | $0 | 2016-09-30 | 2016-10-11 | |
| INTERVAL LEISURE GROUP INC COM CUSIP 46113M108 | Stock | 18 | $0 | 2016-09-30 | 2016-10-11 | |
| NORTHSTAR REALTY EUROPE CORP COM CUSIP 66706L101 | Stock | 45 | $0 | 2016-09-30 | 2016-10-11 | |
| BANK OF THE OZARKS INC COM CUSIP 063904106 | Stock | 2 | $0 | 2016-09-30 | 2016-10-11 | |
| LIFEPOINT HEALTH INC COM CUSIP 53219L109 | Stock | 1 | $0 | 2016-09-30 | 2016-10-11 |
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