Zyla Life Sciences Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-01-31: Reporting owner ROCHE ROBERT P JR; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-01-31: Reporting owner ROCHE ROBERT P JR; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-01-31: Reporting owner ROCHE ROBERT P JR; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-01-31: Reporting owner NICOLAIDES NICHOLAS C; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-01-31 | ROCHE ROBERT P JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,282 0 owned after | $7.96 exercise price | 2019-02-04 | |
| 2019-01-31 | ROCHE ROBERT P JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,133 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | ROCHE ROBERT P JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.60 exercise price | 2019-02-04 | |
| 2019-01-31 | NICOLAIDES NICHOLAS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $11.46 exercise price | 2019-02-04 | |
| 2019-01-31 | NICOLAIDES NICHOLAS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.08 exercise price | 2019-02-04 | |
| 2019-01-31 | NICOLAIDES NICHOLAS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,666 0 owned after | $4.98 exercise price | 2019-02-04 | |
| 2019-01-31 | NICOLAIDES NICHOLAS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,133 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | NICOLAIDES NICHOLAS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.60 exercise price | 2019-02-04 | |
| 2019-01-31 | WEAVER GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,083 0 owned after | $12.00 exercise price | 2019-02-04 | |
| 2019-01-31 | WEAVER GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −667 0 owned after | $15.00 exercise price | 2019-02-04 | |
| 2019-01-31 | WEAVER GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $5.70 exercise price | 2019-02-04 | |
| 2019-01-31 | WEAVER GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.08 exercise price | 2019-02-04 | |
| 2019-01-31 | WEAVER GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,666 0 owned after | $4.98 exercise price | 2019-02-04 | |
| 2019-01-31 | WEAVER GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,133 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | WEAVER GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.60 exercise price | 2019-02-04 | |
| 2019-01-31 | OSBORN JOHN E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $11.46 exercise price | 2019-02-04 | |
| 2019-01-31 | OSBORN JOHN E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.08 exercise price | 2019-02-04 | |
| 2019-01-31 | OSBORN JOHN E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,666 0 owned after | $4.98 exercise price | 2019-02-04 | |
| 2019-01-31 | OSBORN JOHN E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,133 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | OSBORN JOHN E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.60 exercise price | 2019-02-04 | |
| 2019-01-31 | Hochberg Elaine Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.60 exercise price | 2019-02-04 | |
| 2019-01-31 | Hochberg Elaine Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,817 0 owned after | $3.67 exercise price | 2019-02-04 | |
| 2019-01-31 | Smiley Andrea Heslin Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.60 exercise price | 2019-02-04 | |
| 2019-01-31 | Smiley Andrea Heslin Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,817 0 owned after | $3.67 exercise price | 2019-02-04 | |
| 2019-01-31 | Varian John Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −110,000 0 owned after | $0.40 exercise price | 2019-02-04 | |
| 2019-01-31 | Walbert Timothy P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,328 0 owned after | $18.83 exercise price | 2019-02-04 | |
| 2019-01-31 | Walbert Timothy P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −667 0 owned after | $15.00 exercise price | 2019-02-04 | |
| 2019-01-31 | Walbert Timothy P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $5.70 exercise price | 2019-02-04 | |
| 2019-01-31 | Walbert Timothy P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.08 exercise price | 2019-02-04 | |
| 2019-01-31 | Walbert Timothy P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,666 0 owned after | $4.98 exercise price | 2019-02-04 | |
| 2019-01-31 | Walbert Timothy P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,133 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | Walbert Timothy P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.60 exercise price | 2019-02-04 | |
| 2019-01-31 | Shea Patrick M Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −127,500 0 owned after | $7.55 exercise price | 2019-02-04 | |
| 2019-01-31 | Shea Patrick M Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $8.11 exercise price | 2019-02-04 | |
| 2019-01-31 | Shea Patrick M Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | TIMMINS MEGAN C. Officer (General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,500 0 owned after | $5.43 exercise price | 2019-02-04 | |
| 2019-01-31 | TIMMINS MEGAN C. Officer (General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,375 0 owned after | $7.96 exercise price | 2019-02-04 | |
| 2019-01-31 | TIMMINS MEGAN C. Officer (General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | TIMMINS MEGAN C. Officer (General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.29 exercise price | 2019-02-04 | |
| 2019-01-31 | CARLIN BARBARA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,000 0 owned after | $13.04 exercise price | 2019-02-04 | |
| 2019-01-31 | CARLIN BARBARA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.33 exercise price | 2019-02-04 | |
| 2019-01-31 | CARLIN BARBARA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $10.98 exercise price | 2019-02-04 | |
| 2019-01-31 | CARLIN BARBARA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,000 0 owned after | $8.64 exercise price | 2019-02-04 | |
| 2019-01-31 | CARLIN BARBARA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | Strobeck Mark Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $5.25 exercise price | 2019-02-04 | |
| 2019-01-31 | Strobeck Mark Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115,000 0 owned after | $8.59 exercise price | 2019-02-04 | |
| 2019-01-31 | Strobeck Mark Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $8.11 exercise price | 2019-02-04 | |
| 2019-01-31 | Strobeck Mark Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.38 exercise price | 2019-02-04 | |
| 2019-01-31 | Radie Robert S Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $5.25 exercise price | 2019-02-04 | |
| 2019-01-31 | Radie Robert S Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −265,000 0 owned after | $8.59 exercise price | 2019-02-04 | |
| 2019-01-31 | Radie Robert S Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $8.11 exercise price | 2019-02-04 | |
| 2019-01-31 | Radie Robert S Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $8.13 exercise price | 2019-02-04 | |
| 2019-01-31 | Radie Robert S Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $2.38 exercise price | 2019-02-04 |