Zyla Life Sciences Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows, 46 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Series A-2 Preferred Stock; Transaction C Conversion of derivative security.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Series B-1 Preferred Stock; Transaction C Conversion of derivative security.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Series A-2 Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −148,950 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −83,377 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −44,207 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −89,800 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −47,298 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,390 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,685 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,062 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,093 0 owned after | $10.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −438,364 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −251,125 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −523,799 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | SEGERROS ANDREAS Rutger Director, 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · By Sunstone | C Conversion of derivative security | −416,812 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | SEGERROS ANDREAS Rutger Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sunstone | C Conversion of derivative security | −736,826 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −416,812 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −736,826 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | Atlas Venture Fund VII L P 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −833,098 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | Atlas Venture Fund VII L P 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −863,754 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | FORMELA JEAN FRANCOIS Director, 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · By Atlas Venture Fund | C Conversion of derivative security | −833,098 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | FORMELA JEAN FRANCOIS Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Atlas Venture Fund | C Conversion of derivative security | −863,754 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-05 holding as of filing | SEGERROS ANDREAS Rutger Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Sunstone | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SEGERROS ANDREAS Rutger Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sunstone | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Atlas Venture Fund VII L P 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Atlas Venture Fund VII L P 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | FORMELA JEAN FRANCOIS Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Atlas Venture Fund | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | FORMELA JEAN FRANCOIS Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Atlas Venture Fund | Holding | no price filed | 2014-02-05 |