Zyla Life Sciences Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-05-20: Reporting owner CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III L.P. | CRG Partners III - Parallel Fund (A) L.P. | Loan Security Holdings I LLC | CR Group L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | CRG Partners III (Cayman) Lev AIV I L.P.; Form 4; Security Warrants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-06-28: Reporting owner CRG Partners III (Cayman) Lev AIV I L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | Loan Security Holdings I LLC | CRG Partners III L.P. | Iroko Pharmaceuticals Inc. | Iroko Properties Inc. | Capital Royalty L.P. | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III - Parallel Fund (A) L.P.; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2019-06-28: Reporting owner CRG Partners III (Cayman) Lev AIV I L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | Loan Security Holdings I LLC | CRG Partners III L.P. | Iroko Pharmaceuticals Inc. | Iroko Properties Inc. | Capital Royalty L.P. | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III - Parallel Fund (A) L.P.; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2019-05-20: Reporting owner Riva Ridge Capital Management LP | RIVA RIDGE GP LLC | Shim James | Golden Stephen H; Form 3; Security Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-05-20 | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III L.P. | CRG Partners III - Parallel Fund (A) L.P. | Loan Security Holdings I LLC | CR Group L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | CRG Partners III (Cayman) Lev AIV I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · By Loan Security Holdings I LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,436,459 0 owned after | no price filed | 2020-05-22 | |
| 2019-06-28 | CRG Partners III (Cayman) Lev AIV I L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | Loan Security Holdings I LLC | CRG Partners III L.P. | Iroko Pharmaceuticals Inc. | Iroko Properties Inc. | Capital Royalty L.P. | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III - Parallel Fund (A) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · By Iroko Properties Inc. | J Other acquisition or disposition (describe transaction) | −2,436,459 0 owned after | no price filed | 2019-07-03 | |
| 2019-06-28 | CRG Partners III (Cayman) Lev AIV I L.P. | CRG Partners III - Parallel Fund B (Cayman) L.P. | Loan Security Holdings I LLC | CRG Partners III L.P. | Iroko Pharmaceuticals Inc. | Iroko Properties Inc. | Capital Royalty L.P. | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III - Parallel Fund (A) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · By Loan Security Holdings I LLC | J Other acquisition or disposition (describe transaction) | +2,436,459 2,436,459 owned after | no price filed | 2019-07-03 | |
| 2019-05-20 holding as of filing | Riva Ridge Capital Management LP | RIVA RIDGE GP LLC | Shim James | Golden Stephen H 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · See footnotes | Holding | no price filed | 2019-05-20 | ||
| 2019-02-11 holding as of filing | Iroko Pharmaceuticals Inc. | CRG Partners III - Parallel Fund B (Cayman) L.P. | Iroko Properties Inc. | CRG Partners III - Parallel Fund (A) L.P. | CRG Partners III (Cayman) Lev AIV I L.P. | CRG Partners III (Cayman) Unlev AIV I L.P. | CRG Partners III L.P. | Capital Royalty L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · By Iroko Properties Inc. | Holding | no price filed | 2019-02-11 | ||
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −23,284 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,017 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,500 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −112,500 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | 0 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | AGUIAR-LUCANDER RENEE Director | 4 | Warrants Derivative · Indirect · By Omega Fund IV | X Exercise of in-the-money or at-the-money derivative security | −60,000 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | SEGERROS ANDREAS Rutger Director, 10% Owner | 4 | Warrants Derivative · Indirect · By Sunstone | X Exercise of in-the-money or at-the-money derivative security | −96,000 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −96,000 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | Atlas Venture Fund VII L P 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −30,000 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-11 | FORMELA JEAN FRANCOIS Director, 10% Owner | 4 | Warrants Derivative · Indirect · By Atlas Venture Fund | X Exercise of in-the-money or at-the-money derivative security | −30,000 0 owned after | $0.00 | 2014-02-12 | |
| 2014-02-05 holding as of filing | AGUIAR-LUCANDER RENEE Director | 3 | Warrants Derivative · Indirect · By Omega Fund IV | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SEGERROS ANDREAS Rutger Director, 10% Owner | 3 | Warrants Derivative · Indirect · By Sunstone | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Atlas Venture Fund VII L P 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | FORMELA JEAN FRANCOIS Director, 10% Owner | 3 | Warrants Derivative · Indirect · By Atlas Venture Fund | Holding | no price filed | 2014-02-05 |