Zyla Life Sciences Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Subordinated Convertible Debt; Transaction C Conversion of derivative security.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Senior Convertible Debt; Transaction C Conversion of derivative security.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Subordinated Convertible Debt; Transaction C Conversion of derivative security.
- 2014-02-11: Reporting owner Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P.; Form 4; Security Senior Convertible Debt; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated Convertible Debt Derivative · Direct | C Conversion of derivative security | −302,576 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | −169,372 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated Convertible Debt Derivative · Direct | C Conversion of derivative security | −1,600 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | −842 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated Convertible Debt Derivative · Direct | C Conversion of derivative security | −192,076 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Index Ventures III (Delaware) L.P. | Yucca (Jersey) SLP | Index Ventures III (Jersey) L.P. | INDEX VENTURES LIFE VI (JERSEY) L.P. | Index Venture Associates III Ltd | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Subordinated Convertible Debt Derivative · Direct | C Conversion of derivative security | −60,000 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-13 | |
| 2014-02-11 | AGUIAR-LUCANDER RENEE Director | 4 | Senior Convertible Debt Derivative · Indirect · By Omega Fund IV | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | SEGERROS ANDREAS Rutger Director, 10% Owner | 4 | Subordinated Convertible Debt Derivative · Indirect · By Sunstone | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | SEGERROS ANDREAS Rutger Director, 10% Owner | 4 | Senior Convertible Debt Derivative · Indirect · By Sunstone | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 4 | Subordinated Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | Atlas Venture Fund VII L P 10% Owner | 4 | Subordinated Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | Atlas Venture Fund VII L P 10% Owner | 4 | Senior Convertible Debt Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | FORMELA JEAN FRANCOIS Director, 10% Owner | 4 | Subordinated Convertible Debt Derivative · Indirect · By Atlas Venture Fund | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-11 | FORMELA JEAN FRANCOIS Director, 10% Owner | 4 | Senior Convertible Debt Derivative · Indirect · By Atlas Venture Fund | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-02-12 | |
| 2014-02-05 holding as of filing | AGUIAR-LUCANDER RENEE Director | 3 | Senior Convertible Debt Derivative · Indirect · By Omega Fund IV | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SEGERROS ANDREAS Rutger Director, 10% Owner | 3 | Subordinated Convertible Debt Derivative · Indirect · By Sunstone | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SEGERROS ANDREAS Rutger Director, 10% Owner | 3 | Senior Convertible Debt Derivative · Indirect · By Sunstone | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 3 | Subordinated Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | SUNSTONE LIFE SCIENCE VENTURES FUND II K/S 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Subordinated Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Danish Biotech SPV I P/S | Omega Fund IV, L.P. 10% Owner | 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. | Index Ventures III (Jersey) L.P. | Yucca (Jersey) SLP | Index Ventures III (Delaware) L.P. | Index Venture Associates III Ltd | INDEX VENTURES LIFE VI (JERSEY) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Atlas Venture Fund VII L P 10% Owner | 3 | Subordinated Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | Atlas Venture Fund VII L P 10% Owner | 3 | Senior Convertible Debt Derivative · Direct | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | FORMELA JEAN FRANCOIS Director, 10% Owner | 3 | Subordinated Convertible Debt Derivative · Indirect · By Atlas Venture Fund | Holding | no price filed | 2014-02-05 | ||
| 2014-02-05 holding as of filing | FORMELA JEAN FRANCOIS Director, 10% Owner | 3 | Senior Convertible Debt Derivative · Indirect · By Atlas Venture Fund | Holding | no price filed | 2014-02-05 |