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ZIPREALTY INC Forms 3, 4 and 5: Stock Options, 2013

ZIPREALTY INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 287 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2013-12-13: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction Holding.
  • 2013-12-13: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction Holding.
  • 2013-12-13: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction Holding.
  • 2013-12-13: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
23,649 owned after
$2.90
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$4.90
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$4.97
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
6,000 owned after
$4.79
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
12,000 owned after
$3.20
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.80
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
100,000 owned after
$2.87
exercise price
2013-12-13
2013-12-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
16,667 owned after
$1.25
exercise price
2013-12-13
2013-12-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−347
25,442 owned after
$1.25
exercise price
2013-12-13
2013-12-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−348
25,442 owned after
$1.25
exercise price
2013-12-13
2013-12-09
holding as of filing
Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.84
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
23,649 owned after
$2.90
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$4.90
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$4.97
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
6,000 owned after
$4.79
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
12,000 owned after
$3.20
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.80
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
25,789 owned after
$1.25
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
25,790 owned after
$1.25
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
100,000 owned after
$2.87
exercise price
2013-12-09
2013-12-09
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
16,667 owned after
$1.25
exercise price
2013-12-09
2013-12-06Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,750
144,011 owned after
$1.36
exercise price
2013-12-09
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
23,649 owned after
$2.90
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$4.90
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$4.97
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
6,000 owned after
$4.79
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
12,000 owned after
$3.20
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.80
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
100,000 owned after
$2.87
exercise price
2013-11-14
2013-11-14
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
16,667 owned after
$1.25
exercise price
2013-11-14
2013-11-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−348
25,789 owned after
$1.25
exercise price
2013-11-14
2013-11-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−347
25,790 owned after
$1.25
exercise price
2013-11-14
2013-11-07
holding as of filing
Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.84
exercise price
2013-11-07
2013-11-06Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,750
147,761 owned after
$1.36
exercise price
2013-11-07
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
23,649 owned after
$2.90
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$4.90
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$4.97
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
6,000 owned after
$4.79
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
12,000 owned after
$3.20
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.80
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
100,000 owned after
$2.87
exercise price
2013-10-15
2013-10-15
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
16,667 owned after
$1.25
exercise price
2013-10-15
2013-10-14Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−347
26,137 owned after
$1.25
exercise price
2013-10-15
2013-10-14Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−348
26,137 owned after
$1.25
exercise price
2013-10-15
2013-10-08
holding as of filing
Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.84
exercise price
2013-10-08
2013-10-07Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,750
151,511 owned after
$1.36
exercise price
2013-10-08
2013-09-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
5Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−348
26,042 owned after
$1.25
exercise price
2014-02-13
2013-09-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
5Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−347
26,042 owned after
$1.25
exercise price
2014-02-13
2013-09-09
holding as of filing
Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.84
exercise price
2013-09-09
2013-09-06Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,739
155,261 owned after
$1.36
exercise price
2013-09-09
2013-09-03Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
160,000 owned after
$1.36
exercise price
2013-09-03
2013-09-03
holding as of filing
Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.84
exercise price
2013-09-03
2013-08-16
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
350,000 owned after
$3.21
exercise price
2013-08-16
2013-08-16
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
65,000 owned after
$4.90
exercise price
2013-08-16
2013-08-16
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
325,000 owned after
$2.56
exercise price
2013-08-16
2013-08-16
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,334 owned after
$1.25
exercise price
2013-08-16
2013-08-16
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,333 owned after
$1.25
exercise price
2013-08-16
2013-08-16
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,333 owned after
$1.25
exercise price
2013-08-16
2013-08-16
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
500,000 owned after
$3.84
exercise price
2013-08-16
2013-08-14
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
350,000 owned after
$3.21
exercise price
2013-08-14
2013-08-14
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
65,000 owned after
$4.90
exercise price
2013-08-14
2013-08-14
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
325,000 owned after
$2.56
exercise price
2013-08-14
2013-08-14
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,334 owned after
$1.25
exercise price
2013-08-14
2013-08-14
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,333 owned after
$1.25
exercise price
2013-08-14
2013-08-14
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,333 owned after
$1.25
exercise price
2013-08-14
2013-08-14
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
500,000 owned after
$3.84
exercise price
2013-08-14
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
23,649 owned after
$2.90
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
20,000 owned after
$4.90
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$4.97
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
6,000 owned after
$4.79
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$3.20
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
12,000 owned after
$3.20
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.80
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
100,000 owned after
$2.87
exercise price
2013-08-13
2013-08-13
holding as of filing
Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
16,667 owned after
$1.25
exercise price
2013-08-13
2013-08-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−347
26,832 owned after
$1.25
exercise price
2013-08-13
2013-08-12Harnett Samantha
Officer (Senior VP, GC & Secretary)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−347
26,832 owned after
$1.25
exercise price
2013-08-13
2013-08-12
holding as of filing
Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
Holding
30,000 owned after
$3.84
exercise price
2013-08-12
2013-08-12
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
350,000 owned after
$3.21
exercise price
2013-08-12
2013-08-12
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
65,000 owned after
$4.90
exercise price
2013-08-12
2013-08-12
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
325,000 owned after
$2.56
exercise price
2013-08-12
2013-08-12
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,334 owned after
$1.25
exercise price
2013-08-12
2013-08-12
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,333 owned after
$1.25
exercise price
2013-08-12
2013-08-12
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
83,333 owned after
$1.25
exercise price
2013-08-12
2013-08-12
holding as of filing
Baker Charles
Officer (CEO & President)
4Employee Stock Option (Right to buy)
Derivative · Direct
Holding
500,000 owned after
$3.84
exercise price
2013-08-12
2013-08-09Davis Franklin V
Officer (President, Brokerage Operatns)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
170,000 owned after
$1.36
exercise price
2013-08-12
2013-08-02
holding as of filing
Wilson James Duncan
Officer (Senior VP, Technology)
4Stock Option (right to buy)
Derivative · Direct
Holding
42,633 owned after
$3.20
exercise price
2013-08-02
2013-08-02
holding as of filing
Wilson James Duncan
Officer (Senior VP, Technology)
4Stock Option (right to buy)
Derivative · Direct
Holding
2,500 owned after
$4.17
exercise price
2013-08-02
2013-08-02
holding as of filing
Wilson James Duncan
Officer (Senior VP, Technology)
4Stock Option (right to buy)
Derivative · Direct
Holding
10,000 owned after
$4.90
exercise price
2013-08-02
2013-08-02
holding as of filing
Wilson James Duncan
Officer (Senior VP, Technology)
4Stock Option (right to buy)
Derivative · Direct
Holding
25,001 owned after
$1.25
exercise price
2013-08-02
2013-08-02
holding as of filing
Wilson James Duncan
Officer (Senior VP, Technology)
4Stock Option (right to buy)
Derivative · Direct
Holding
25,000 owned after
$1.25
exercise price
2013-08-02