ZIPREALTY INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 93 rows, 93 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-14: Reporting owner KAGLE ROBERT; Form 4; Security Common Stock Purchase Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-12-14: Reporting owner BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM; Form 4; Security Common Stock Purchase Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-12-14: Reporting owner BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM; Form 4; Security Common Stock Purchase Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-12-14: Reporting owner BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM; Form 4; Security Common Stock Purchase Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-14 | KAGLE ROBERT Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −307,962 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −305,685 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −305,685 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −303,864 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −227,249 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −65,130 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −8,499 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −2,530 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −314,793 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −314,793 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −314,793 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-12-14 | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV A LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK CAPITAL PARTNERS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −307,962 0 owned after | $3.93 exercise price | 2007-12-18 | |
| 2007-10-25 | SPURLOCK STEVEN M | BEIRNE DAVID M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −132,318 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | SPURLOCK STEVEN M | BEIRNE DAVID M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −132,318 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | SPURLOCK STEVEN M | BEIRNE DAVID M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −131,529 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | KAGLE ROBERT Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −132,318 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −98,366 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −28,192 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −3,679 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −1,095 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −136,260 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −136,260 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −136,260 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-25 | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | RACHLEFF ANDREW S | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | BALKANSKI ALEXANDRE | BENCHMARK FOUNDERS FUND IV-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −133,303 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-09-13 | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −30,413 0 owned after | $3.93 exercise price | 2007-09-17 | |
| 2007-09-13 | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −381,679 0 owned after | $3.93 exercise price | 2007-09-17 | |
| 2007-09-13 | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −380,661 0 owned after | $3.93 exercise price | 2007-09-17 | |
| 2007-09-13 | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −242,874 0 owned after | $3.93 exercise price | 2007-09-17 | |
| 2007-09-13 | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −75,274 0 owned after | $3.93 exercise price | 2007-09-17 | |
| 2007-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 251,933 owned after | $3.93 exercise price | 2007-05-25 | |
| 2007-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 30,413 owned after | $3.93 exercise price | 2007-05-25 | |
| 2007-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 381,679 owned after | $3.93 exercise price | 2007-05-25 | |
| 2007-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 380,661 owned after | $3.93 exercise price | 2007-05-25 | |
| 2007-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 242,874 owned after | $3.93 exercise price | 2007-05-25 | |
| 2007-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 75,274 owned after | $3.93 exercise price | 2007-05-25 | |
| 2007-03-29 holding as of filing | Sinclair William C Officer (SVP of Ops. and Bus. Dev.) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 6,298 owned after | $3.93 exercise price | 2007-03-29 | |
| 2007-03-29 holding as of filing | Sinclair William C Officer (SVP of Ops. and Bus. Dev.) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 760 owned after | $3.93 exercise price | 2007-03-29 | |
| 2007-03-29 holding as of filing | Rector David Allan Officer (SVP, Contr., CAO, interim CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 629 owned after | $3.93 exercise price | 2007-03-29 | |
| 2007-03-29 holding as of filing | Rector David Allan Officer (SVP, Contr., CAO, interim CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 76 owned after | $3.93 exercise price | 2007-03-29 | |
| 2007-03-27 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 30,413 owned after | $3.93 exercise price | 2007-03-27 | |
| 2007-03-27 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 381,679 owned after | $3.93 exercise price | 2007-03-27 | |
| 2007-03-27 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 380,661 owned after | $3.93 exercise price | 2007-03-27 | |
| 2007-03-27 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 242,874 owned after | $3.93 exercise price | 2007-03-27 | |
| 2007-03-27 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 75,274 owned after | $3.93 exercise price | 2007-03-27 | |
| 2007-03-23 | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −251,933 0 owned after | $3.93 exercise price | 2007-03-27 | |
| 2007-03-22 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4/A | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 251,933 owned after | $3.93 exercise price | 2007-03-22 | |
| 2007-03-22 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4/A | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 30,413 owned after | $3.93 exercise price | 2007-03-22 | |
| 2007-03-22 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4/A | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 380,679 owned after | $3.93 exercise price | 2007-03-22 | |
| 2007-03-22 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4/A | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 380,661 owned after | $3.93 exercise price | 2007-03-22 | |
| 2007-03-22 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4/A | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 242,874 owned after | $3.93 exercise price | 2007-03-22 | |
| 2007-03-22 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4/A | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 75,274 owned after | $3.93 exercise price | 2007-03-22 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −190,414 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −54,602 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −7,121 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −2,120 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −17,635 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −281,828 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −281,828 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −281,828 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BALKANSKI ALEXANDRE | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | HARVEY KEVIN | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | DUNLEVIE BRUCE | BENCHMARK FOUNDERS FUND IV-X LP | BENCHMARK FOUNDERS FUND IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −275,867 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | KAGLE ROBERT Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −275,867 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −273,879 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −273,879 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-02-01 | BEIRNE DAVID M | SPURLOCK STEVEN M | GURLEY J WILLIAM 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −272,290 0 owned after | $3.93 exercise price | 2007-02-05 | |
| 2007-01-31 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 251,933 owned after | $3.93 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 30,413 owned after | $3.93 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 380,679 owned after | $3.93 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 380,661 owned after | $3.93 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 242,874 owned after | $3.93 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | 75,274 owned after | $3.93 exercise price | 2007-01-31 | |
| 2007-01-29 | Pyramid Technology Ventures I, L.P. 10% Owner | 4/A | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −251,933 0 owned after | $3.93 exercise price | 2007-03-22 | |
| 2007-01-29 | Pyramid Technology Ventures I, L.P. 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −251,933 0 owned after | $3.93 exercise price | 2007-01-31 | |
| 2007-01-12 holding as of filing | Rector David Allan Officer (SVP, Contr., CAO, interim CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 629 owned after | $3.93 exercise price | 2007-01-12 | |
| 2007-01-12 holding as of filing | Rector David Allan Officer (SVP, Contr., CAO, interim CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 76 owned after | $3.93 exercise price | 2007-01-12 | |
| 2006-08-09 holding as of filing | Rector David Allan Officer (SVP, Controller and CAO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 629 owned after | $3.93 exercise price | 2006-08-09 | |
| 2006-08-09 holding as of filing | Rector David Allan Officer (SVP, Controller and CAO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 76 owned after | $3.93 exercise price | 2006-08-09 | |
| 2006-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 251,933 owned after | $3.93 exercise price | 2006-05-25 | |
| 2006-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 251,933 owned after | $3.93 exercise price | 2006-05-25 | |
| 2006-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 30,413 owned after | $3.93 exercise price | 2006-05-25 | |
| 2006-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 381,679 owned after | $3.93 exercise price | 2006-05-25 | |
| 2006-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 380,661 owned after | $3.93 exercise price | 2006-05-25 | |
| 2006-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 242,874 owned after | $3.93 exercise price | 2006-05-25 | |
| 2006-05-25 holding as of filing | Cellier Marc L Director, 10% Owner | 4 | Common Stock Purchase Warrant (right to buy) Derivative · Indirect · (m) | Holding | 75,274 owned after | $3.93 exercise price | 2006-05-25 | |
| 2006-05-04 holding as of filing | Beasley Gary M Officer (President & CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Indirect · (m) | Holding | 2,519 owned after | $3.93 exercise price | 2006-05-04 | |
| 2006-05-04 holding as of filing | Beasley Gary M Officer (President & CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Indirect · (m) | Holding | 152 owned after | $3.93 exercise price | 2006-05-04 | |
| 2006-01-05 holding as of filing | Sinclair William C Officer (SVP of Ops. and Bus. Dev.) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 6,298 owned after | $3.93 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Sinclair William C Officer (SVP of Ops. and Bus. Dev.) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 760 owned after | $3.93 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Rector David Allan Officer (VP, Controller and CAO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 629 owned after | $3.93 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Rector David Allan Officer (VP, Controller and CAO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 76 owned after | $3.93 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Beasley Gary M Officer (EVP & CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Indirect · (m) | Holding | 2,519 owned after | $3.93 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Beasley Gary M Officer (EVP & CFO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct · (m) | Holding | 152 owned after | $3.93 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Danziger Eric A Director, Officer (President and CEO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 63,163 owned after | $3.93 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Danziger Eric A Director, Officer (President and CEO) | 4 | Common Stock Purchase Warrant (Right to buy) Derivative · Direct | Holding | 3,812 owned after | $3.93 exercise price | 2006-01-05 |