ZIPREALTY INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-06-24: Reporting owner BENCHMARK FOUNDERS FUND IV-X LP | BALKANSKI ALEXANDRE | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | DUNLEVIE BRUCE; Form 4; Security Series E-1 Preferred Stock Purchase Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2008-06-24: Reporting owner BENCHMARK FOUNDERS FUND IV-X LP | BALKANSKI ALEXANDRE | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | DUNLEVIE BRUCE; Form 4; Security Series F Preferred Stock Purchase Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2008-06-16: Reporting owner VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | ULRICH ROBERT D | Vanguard VI, L.P. | GILL JACK M | Vanguard VI Venture Partners, L.L.C.; Form 4; Security Series E-1 Preferred Stock Purchase Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2008-06-16: Reporting owner VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | ULRICH ROBERT D | Vanguard VI, L.P. | GILL JACK M | Vanguard VI Venture Partners, L.L.C.; Form 4; Security Series F Preferred Stock Purchase Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-06-24 | BENCHMARK FOUNDERS FUND IV-X LP | BALKANSKI ALEXANDRE | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | DUNLEVIE BRUCE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −38,017 0 owned after | $3.93 exercise price | 2008-06-26 | |
| 2008-06-24 | BENCHMARK FOUNDERS FUND IV-X LP | BALKANSKI ALEXANDRE | HARVEY KEVIN | BENCHMARK FOUNDERS FUND IV A LP | BENCHMARK CAPITAL PARTNERS IV LP | BENCHMARK FOUNDERS FUND IV-B LP | BENCHMARK CAPITAL MANAGEMENT CO IV LLC | RACHLEFF ANDREW S | BENCHMARK FOUNDERS FUND IV LP | DUNLEVIE BRUCE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −42,579 0 owned after | $3.93 exercise price | 2008-06-26 | |
| 2008-06-16 | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | ULRICH ROBERT D | Vanguard VI, L.P. | GILL JACK M | Vanguard VI Venture Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −14,603 0 owned after | $3.93 exercise price | 2009-02-13 | |
| 2008-06-16 | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | ULRICH ROBERT D | Vanguard VI, L.P. | GILL JACK M | Vanguard VI Venture Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −3,690 0 owned after | $3.93 exercise price | 2009-02-13 | |
| 2008-06-16 | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | ULRICH ROBERT D | Vanguard VI, L.P. | GILL JACK M | Vanguard VI Venture Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −604 0 owned after | $3.93 exercise price | 2009-02-13 | |
| 2008-06-16 | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | ULRICH ROBERT D | Vanguard VI, L.P. | GILL JACK M | Vanguard VI Venture Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −152 0 owned after | $3.93 exercise price | 2009-02-13 | |
| 2008-06-16 | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | ULRICH ROBERT D | Vanguard VI, L.P. | GILL JACK M | Vanguard VI Venture Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −3,801 0 owned after | $3.93 exercise price | 2009-02-13 | |
| 2008-06-16 | Wood Donald F Director | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −14,603 0 owned after | $3.93 exercise price | 2008-06-18 | |
| 2008-06-16 | Wood Donald F Director | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −3,690 0 owned after | $3.93 exercise price | 2008-06-18 | |
| 2008-06-16 | Wood Donald F Director | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −604 0 owned after | $3.93 exercise price | 2008-06-18 | |
| 2008-06-16 | Wood Donald F Director | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −152 0 owned after | $3.93 exercise price | 2008-06-18 | |
| 2008-06-16 | Wood Donald F Director | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −3,801 0 owned after | $3.93 exercise price | 2008-06-18 | |
| 2008-01-29 | Wood Donald F Director | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | −31,491 0 owned after | $3.93 exercise price | 2008-01-31 | |
| 2007-11-20 | Wood Donald F Director | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −30,572 0 owned after | $3.93 exercise price | 2007-11-20 | |
| 2007-11-20 | Wood Donald F Director | 4 | Series F Preferred Stock Purchase Warrant Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −1,264 0 owned after | $3.93 exercise price | 2007-11-20 | |
| 2007-10-22 | Wood Donald F Director | 4 | Series F-1 Preferred Stock Purchase Warrant Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −45,815 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-10-22 | Wood Donald F Director | 4 | Series F-1 Preferred Stock Purchase Warrant Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −1,895 0 owned after | $3.93 exercise price | 2007-10-29 | |
| 2007-02-05 | Wood Donald F Director | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −456 0 owned after | $3.93 exercise price | 2007-04-03 | |
| 2007-01-22 | Wood Donald F | Vanguard VI Venture Partners, L.L.C. | GILL JACK M | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | Vanguard VI, L.P. | ULRICH ROBERT D Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −3,779 0 owned after | $3.93 exercise price | 2007-01-30 | |
| 2007-01-22 | Wood Donald F | Vanguard VI Venture Partners, L.L.C. | GILL JACK M | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | Vanguard VI, L.P. | ULRICH ROBERT D Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −3,779 0 owned after | $3.93 exercise price | 2007-01-30 | |
| 2007-01-22 | Wood Donald F | Vanguard VI Venture Partners, L.L.C. | GILL JACK M | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | Vanguard VI, L.P. | ULRICH ROBERT D Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −120,964 0 owned after | $3.93 exercise price | 2007-01-30 | |
| 2007-01-22 | Wood Donald F | Vanguard VI Venture Partners, L.L.C. | GILL JACK M | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | Vanguard VI, L.P. | ULRICH ROBERT D Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −120,964 0 owned after | $3.93 exercise price | 2007-01-30 | |
| 2007-01-22 | Wood Donald F | Vanguard VI Venture Partners, L.L.C. | GILL JACK M | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | Vanguard VI, L.P. | ULRICH ROBERT D Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −5,003 0 owned after | $3.93 exercise price | 2007-01-30 | |
| 2007-01-22 | Wood Donald F | Vanguard VI Venture Partners, L.L.C. | GILL JACK M | VANGUARD VI AFFILIATES FUND L P | VANGUARD VI ANNEX FUND L P | Vanguard VI, L.P. | ULRICH ROBERT D Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E-1 Preferred Stock Purchase Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −5,003 0 owned after | $3.93 exercise price | 2007-01-30 |