ZIPREALTY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 153 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-06: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-06: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2012-12-06: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2012-12-06: Reporting owner Harnett Samantha; Form 4; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-06 | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.87 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $4.90 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $4.97 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,000 owned after | $4.79 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 2,500 owned after | $3.20 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 2,500 owned after | $3.20 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 12,000 owned after | $3.20 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $3.80 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Harnett Samantha Officer (Senior VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-12-06 | |
| 2012-08-14 holding as of filing | Baker Charles Officer (CEO & President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 350,000 owned after | $3.21 exercise price | 2012-08-14 | |
| 2012-08-14 holding as of filing | Baker Charles Officer (CEO & President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 65,000 owned after | $4.90 exercise price | 2012-08-14 | |
| 2012-08-14 holding as of filing | Baker Charles Officer (CEO & President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 325,000 owned after | $2.56 exercise price | 2012-08-14 | |
| 2012-08-14 holding as of filing | Baker Charles Officer (CEO & President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 83,333 owned after | $1.25 exercise price | 2012-08-14 | |
| 2012-08-14 holding as of filing | Baker Charles Officer (CEO & President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 83,333 owned after | $1.25 exercise price | 2012-08-14 | |
| 2012-06-08 holding as of filing | WETSEL GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $2.47 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | WETSEL GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.49 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | WETSEL GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.20 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | WETSEL GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $4.97 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | WETSEL GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 16,666 owned after | $7.69 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | WETSEL GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.25 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.49 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.20 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $4.97 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $7.69 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $9.07 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $14.08 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 16,666 owned after | $9.00 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.25 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $2.47 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.49 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.20 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $4.97 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $7.69 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $9.07 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 16,666 owned after | $13.88 exercise price | 2012-06-08 | |
| 2012-06-08 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.25 exercise price | 2012-06-08 | |
| 2012-06-07 | WETSEL GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,666 6,666 owned after | $1.36 exercise price | 2012-06-08 | |
| 2012-06-07 | Koonce Stanley M Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,666 6,666 owned after | $1.36 exercise price | 2012-06-08 | |
| 2012-06-07 | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,666 6,666 owned after | $1.36 exercise price | 2012-06-08 | |
| 2012-06-07 | Davis Franklin V Officer (President, Brokerage Operatns) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $1.36 exercise price | 2012-06-08 | |
| 2012-06-07 | Mersch Eric Officer (SVP, CFO, CAO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.36 exercise price | 2012-06-08 | |
| 2012-06-07 | KAGLE ROBERT Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,666 6,666 owned after | $1.36 exercise price | 2012-06-08 | |
| 2012-06-07 | Wood Donald F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.36 exercise price | 2012-06-08 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $2.47 exercise price | 2012-06-01 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.49 exercise price | 2012-06-01 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $3.20 exercise price | 2012-06-01 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $4.97 exercise price | 2012-06-01 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $7.69 exercise price | 2012-06-01 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $9.07 exercise price | 2012-06-01 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 16,666 owned after | $13.88 exercise price | 2012-06-01 | |
| 2012-06-01 holding as of filing | DEMARSE ELISABETH H Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.25 exercise price | 2012-06-01 | |
| 2012-04-03 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 42,633 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 2,500 owned after | $4.17 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $2.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 30,000 owned after | $2.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 20,000 owned after | $4.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 11,111 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 7,500 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 20,000 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 16,667 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 30,000 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 116,667 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 13,333 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | 20,000 owned after | $0.99 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $4.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $4.97 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 6,000 owned after | $4.79 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 2,500 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 2,500 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 12,000 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $3.80 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Harnett Samantha Officer (VP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $2.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 35,000 owned after | $4.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 45,000 owned after | $4.97 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $7.11 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 4,167 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 2,500 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 5,834 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $3.20 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $5.97 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Combes Genevieve Claire Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 33,333 owned after | $1.25 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Burke Joan L. Officer (VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 37,500 owned after | $2.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Burke Joan L. Officer (VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 20,000 owned after | $4.90 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Burke Joan L. Officer (VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 40,000 owned after | $4.17 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Burke Joan L. Officer (VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 60,000 owned after | $4.43 exercise price | 2012-04-03 | |
| 2012-03-30 | Rector David Allan Officer (SVP, CFO, CAO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,395 0 owned after | $0.99 exercise price | 2012-04-03 | |
| 2012-03-12 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 42,633 owned after | $3.20 exercise price | 2012-03-12 | |
| 2012-03-12 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 2,500 owned after | $4.17 exercise price | 2012-03-12 | |
| 2012-03-12 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.90 exercise price | 2012-03-12 | |
| 2012-03-12 holding as of filing | Wilson James Duncan Officer (Vice President, Technology) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $2.90 exercise price | 2012-03-12 |