Xactly Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-15: Reporting owner Consul Joseph C; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-15: Reporting owner ELLIS L EVAN JR; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-15: Reporting owner CABRERA CHRISTOPHER; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-12: Reporting owner CABRERA CHRISTOPHER; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $11.20 exercise price | 2016-12-19 | |
| 2016-12-15 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,000 83,000 owned after | $11.20 exercise price | 2016-12-19 | |
| 2016-12-15 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +167,000 167,000 owned after | $11.20 exercise price | 2016-12-19 | |
| 2016-12-12 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 226,000 owned after | $0.68 exercise price | 2016-12-13 | |
| 2016-12-01 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 31,999 owned after | $0.68 exercise price | 2016-12-02 | |
| 2016-11-17 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 61,069 owned after | $5.72 exercise price | 2016-11-18 | |
| 2016-11-17 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,142 205,363 owned after | $2.16 exercise price | 2016-11-18 | |
| 2016-11-10 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 65,569 owned after | $5.72 exercise price | 2016-11-14 | |
| 2016-11-10 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 212,505 owned after | $2.16 exercise price | 2016-11-14 | |
| 2016-11-10 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 234,000 owned after | $0.68 exercise price | 2016-11-14 | |
| 2016-11-01 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 56,999 owned after | $0.68 exercise price | 2016-11-02 | |
| 2016-10-24 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 72,569 owned after | $5.72 exercise price | 2016-10-25 | |
| 2016-10-10 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 242,000 owned after | $0.68 exercise price | 2016-10-11 | |
| 2016-10-03 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 81,999 owned after | $0.68 exercise price | 2016-10-04 | |
| 2016-10-03 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 217,505 owned after | $2.16 exercise price | 2016-10-04 | |
| 2016-10-03 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 157,500 owned after | $0.68 exercise price | 2016-10-04 | |
| 2016-09-12 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 17,931 owned after | $2.40 exercise price | 2016-09-13 | |
| 2016-09-12 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 17,500 owned after | $0.68 exercise price | 2016-09-13 | |
| 2016-09-01 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 106,999 owned after | $0.68 exercise price | 2016-09-02 | |
| 2016-08-10 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 79,569 owned after | $5.72 exercise price | 2016-08-12 | |
| 2016-08-10 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 25,500 owned after | $0.68 exercise price | 2016-08-12 | |
| 2016-08-01 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 131,999 owned after | $0.68 exercise price | 2016-08-02 | |
| 2016-07-18 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 156,999 owned after | $0.68 exercise price | 2016-07-19 | |
| 2016-07-13 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 89,569 owned after | $5.72 exercise price | 2016-07-15 | |
| 2016-07-11 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 92,569 owned after | $5.72 exercise price | 2016-07-12 | |
| 2016-07-11 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 33,500 owned after | $0.68 exercise price | 2016-07-12 | |
| 2016-07-05 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,665 242,505 owned after | $2.16 exercise price | 2016-07-06 | |
| 2016-06-20 | ELLIS L EVAN JR Officer (President & COO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,569 27,931 owned after | $2.40 exercise price | 2016-06-28 | |
| 2016-06-20 | ELLIS L EVAN JR Officer (President & COO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −931 99,569 owned after | $5.72 exercise price | 2016-06-28 | |
| 2016-06-20 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 90,000 owned after | $5.72 exercise price | 2016-06-21 | |
| 2016-06-15 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,500 100,500 owned after | $5.72 exercise price | 2016-06-16 | |
| 2016-06-15 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,010 259,170 owned after | $2.16 exercise price | 2016-06-16 | |
| 2016-06-15 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 45,500 owned after | $0.68 exercise price | 2016-06-16 | |
| 2016-06-14 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 269,180 owned after | $2.16 exercise price | 2016-06-16 | |
| 2016-06-10 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $0.68 exercise price | 2016-06-13 | |
| 2016-06-10 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 75,500 owned after | $0.68 exercise price | 2016-06-13 | |
| 2016-06-09 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 181,199 owned after | $0.68 exercise price | 2016-06-10 | |
| 2016-06-08 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 196,999 owned after | $0.68 exercise price | 2016-06-10 | |
| 2016-06-07 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,110 270,280 owned after | $2.16 exercise price | 2016-06-08 | |
| 2016-06-01 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,110 281,390 owned after | $2.16 exercise price | 2016-06-02 | |
| 2016-04-08 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $0.68 exercise price | 2016-04-11 | |
| 2016-04-08 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.68 exercise price | 2016-04-11 | |
| 2016-01-06 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 201,999 owned after | $0.68 exercise price | 2016-01-07 |