Xactly Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 217 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-01: Reporting owner PIDWELL DAVID; Form 3/A; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2015-07-01: Reporting owner PIDWELL DAVID; Form 3/A; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2015-07-01: Reporting owner PIDWELL DAVID; Form 3/A; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2015-07-01: Reporting owner PIDWELL DAVID; Form 3/A; Security Series D-1 Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-01 holding as of filing | PIDWELL DAVID Director | 3/A | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-07-01 | ||
| 2015-07-01 holding as of filing | PIDWELL DAVID Director | 3/A | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-07-01 | ||
| 2015-07-01 holding as of filing | PIDWELL DAVID Director | 3/A | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-07-01 | ||
| 2015-07-01 holding as of filing | PIDWELL DAVID Director | 3/A | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-07-01 | ||
| 2015-07-01 holding as of filing | PIDWELL DAVID Director | 3/A | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-07-01 | ||
| 2015-07-01 | Key Venture Partners II LLC | Key Principal Partners Corp. | KVP Management Group II LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,484 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Key Venture Partners II LLC | Key Principal Partners Corp. | KVP Management Group II LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −47,013 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Key Venture Partners II LLC | Key Principal Partners Corp. | KVP Management Group II LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −11,717 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Key Venture Partners II LLC | Key Principal Partners Corp. | KVP Management Group II LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −118,742 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Key Venture Partners II LLC | Key Principal Partners Corp. | KVP Management Group II LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,141,207 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Alloy Ventures 2005, LLC | Di Bona Tony | KELLY DOUGLAS E | Rubin Daniel | Hanafi Ammar | ALLOY VENTURES 2005 LP | Hunkapiller Michael | Shoch John | TAYLOR CRAIG C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −5,398 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Alloy Ventures 2005, LLC | Di Bona Tony | KELLY DOUGLAS E | Rubin Daniel | Hanafi Ammar | ALLOY VENTURES 2005 LP | Hunkapiller Michael | Shoch John | TAYLOR CRAIG C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,858 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Alloy Ventures 2005, LLC | Di Bona Tony | KELLY DOUGLAS E | Rubin Daniel | Hanafi Ammar | ALLOY VENTURES 2005 LP | Hunkapiller Michael | Shoch John | TAYLOR CRAIG C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,772,524 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Alloy Ventures 2005, LLC | Di Bona Tony | KELLY DOUGLAS E | Rubin Daniel | Hanafi Ammar | ALLOY VENTURES 2005 LP | Hunkapiller Michael | Shoch John | TAYLOR CRAIG C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −460,281 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Alloy Ventures 2005, LLC | Di Bona Tony | KELLY DOUGLAS E | Rubin Daniel | Hanafi Ammar | ALLOY VENTURES 2005 LP | Hunkapiller Michael | Shoch John | TAYLOR CRAIG C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −105,168 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Alloy Ventures 2005, LLC | Di Bona Tony | KELLY DOUGLAS E | Rubin Daniel | Hanafi Ammar | ALLOY VENTURES 2005 LP | Hunkapiller Michael | Shoch John | TAYLOR CRAIG C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −40,693 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,022,088 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −56,632 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −459,976 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −25,486 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −364,453 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −20,193 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −352,060 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −19,506 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −116,889 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PHILLIPS STUART G | BAY PARTNERS X ENTREPRENEURS FUND LP | Bay Management Co X, LLC | BAY PARTNERS X LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,476 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −938,323 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,894 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −17 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −370,325 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −72,589 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −217 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −209,761 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −130,990 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −393 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −295,919 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −603,313 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,815 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −45,908 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −93,596 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −281 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −223,142 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −671 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | REMBRANDT VENTURE PARTNERS II L P | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. | RVP Opportunities Fund II, L.P. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | RVP Opportunities GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −101,733 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Ward John P Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −5,484 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Ward John P Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −47,013 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Ward John P Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −11,717 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Ward John P Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −118,742 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Ward John P Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,141,207 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PIDWELL DAVID Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −36,999 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PIDWELL DAVID Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −24,606 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PIDWELL DAVID Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −26,315 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PIDWELL DAVID Director | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,361 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | PIDWELL DAVID Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,173 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,360 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,668 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −25,353 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −19,862 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −19,639 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −12,805 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −13,400 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −6,876 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −4,026 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −7,816 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series D-1 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,849 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −3,590 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series F Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −9,537 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −5,086 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | Padnos Cynthia B Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −9,537 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,022,088 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −56,632 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −459,976 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −25,486 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −364,453 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −20,193 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −352,060 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −19,506 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −116,889 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | DEMPSEY NEAL Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,476 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −938,323 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,894 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −17 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −42,758 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −21,379 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −370,325 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −72,589 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −217 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −29,598 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,799 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −209,761 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −130,990 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −393 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,764 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −295,919 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −603,313 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,815 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −13,157 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,578 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −45,908 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −93,596 0 owned after | $0.00 | 2015-07-01 |