Xactly Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-15: Reporting owner ELLIS L EVAN JR; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-15: Reporting owner Consul Joseph C; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-15: Reporting owner CABRERA CHRISTOPHER; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-07-23: Reporting owner CABRERA CHRISTOPHER; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-15 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $8.73 exercise price | 2015-12-17 | |
| 2015-12-15 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $8.73 exercise price | 2015-12-17 | |
| 2015-12-15 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +206,000 206,000 owned after | $8.73 exercise price | 2015-12-17 | |
| 2015-07-23 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $0.60 exercise price | 2015-07-27 | |
| 2015-06-25 holding as of filing | Mills Carol Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Mills Carol Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.40 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Mills Carol Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.76 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | FRY EARL E Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | FRY EARL E Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.16 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | FRY EARL E Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.76 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.16 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.76 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | ELLIS L EVAN JR Officer (President & COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | ELLIS L EVAN JR Officer (President & COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | ELLIS L EVAN JR Officer (President & COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | ELLIS L EVAN JR Officer (President & COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.04 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | ELLIS L EVAN JR Officer (President & COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.40 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | ELLIS L EVAN JR Officer (President & COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.72 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.04 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.72 exercise price | 2015-06-25 |