Xactly Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-07-31: Reporting owner Mills Carol; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-31: Reporting owner Mills Carol; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-31: Reporting owner FRY EARL E; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-31: Reporting owner FRY EARL E; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-07-31 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,999 0 owned after | $2.40 exercise price | 2017-08-01 | |
| 2017-07-31 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $7.76 exercise price | 2017-08-01 | |
| 2017-07-31 | FRY EARL E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.68 exercise price | 2017-08-01 | |
| 2017-07-31 | FRY EARL E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.16 exercise price | 2017-08-01 | |
| 2017-07-31 | FRY EARL E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $7.76 exercise price | 2017-08-01 | |
| 2017-07-31 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,800 0 owned after | $0.68 exercise price | 2017-08-01 | |
| 2017-07-31 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,141 0 owned after | $0.68 exercise price | 2017-08-01 | |
| 2017-07-31 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,012 0 owned after | $2.04 exercise price | 2017-08-01 | |
| 2017-07-31 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43,587 0 owned after | $5.72 exercise price | 2017-08-01 | |
| 2017-07-31 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $8.73 exercise price | 2017-08-01 | |
| 2017-07-31 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,000 0 owned after | $11.20 exercise price | 2017-08-01 | |
| 2017-07-31 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,323 0 owned after | $7.76 exercise price | 2017-08-01 | |
| 2017-07-31 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −96,879 0 owned after | $8.73 exercise price | 2017-08-01 | |
| 2017-07-31 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,000 0 owned after | $11.20 exercise price | 2017-08-01 | |
| 2017-07-31 | CABRERA CHRISTOPHER Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,499 0 owned after | $0.68 exercise price | 2017-08-01 | |
| 2017-07-31 | CABRERA CHRISTOPHER Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,778 0 owned after | $2.04 exercise price | 2017-08-01 | |
| 2017-07-31 | CABRERA CHRISTOPHER Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −385,983 0 owned after | $5.72 exercise price | 2017-08-01 | |
| 2017-07-31 | CABRERA CHRISTOPHER Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −206,000 0 owned after | $8.73 exercise price | 2017-08-01 | |
| 2017-07-31 | CABRERA CHRISTOPHER Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −167,000 0 owned after | $11.20 exercise price | 2017-08-01 | |
| 2017-07-24 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,230 0 owned after | $0.68 exercise price | 2017-07-25 | |
| 2017-07-24 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,297 2,141 owned after | $0.68 exercise price | 2017-07-25 | |
| 2017-07-24 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,488 1,012 owned after | $2.04 exercise price | 2017-07-25 | |
| 2017-07-24 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,931 0 owned after | $2.40 exercise price | 2017-07-25 | |
| 2017-07-24 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,482 43,587 owned after | $5.72 exercise price | 2017-07-25 | |
| 2017-07-20 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 49,800 owned after | $0.68 exercise price | 2017-07-24 | |
| 2017-07-18 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,072 0 owned after | $0.68 exercise price | 2017-07-25 | |
| 2017-07-18 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −168,429 12,499 owned after | $0.68 exercise price | 2017-07-25 | |
| 2017-07-18 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,722 33,778 owned after | $2.04 exercise price | 2017-07-25 | |
| 2017-07-18 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,517 385,983 owned after | $5.72 exercise price | 2017-07-25 | |
| 2017-07-17 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −169,888 0 owned after | $2.16 exercise price | 2017-07-18 | |
| 2017-07-17 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,177 29,323 owned after | $7.76 exercise price | 2017-07-18 | |
| 2017-07-17 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,121 96,879 owned after | $8.73 exercise price | 2017-07-18 | |
| 2017-07-10 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 169,888 owned after | $2.16 exercise price | 2017-07-11 | |
| 2017-06-20 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 59,800 owned after | $0.68 exercise price | 2017-06-21 | |
| 2017-06-15 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 71,072 owned after | $0.68 exercise price | 2017-06-16 | |
| 2017-06-12 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 173,221 owned after | $2.16 exercise price | 2017-06-13 | |
| 2017-05-30 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,142 176,555 owned after | $2.16 exercise price | 2017-05-31 | |
| 2017-05-30 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 83,072 owned after | $0.68 exercise price | 2017-05-31 | |
| 2017-05-22 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 69,800 owned after | $0.68 exercise price | 2017-05-23 | |
| 2017-05-15 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 143,072 owned after | $0.68 exercise price | 2017-05-31 | |
| 2017-05-15 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 171,697 owned after | $0.68 exercise price | 2017-05-16 | |
| 2017-05-10 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 183,697 owned after | $2.16 exercise price | 2017-05-10 | |
| 2017-05-10 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,434 155,072 owned after | $0.68 exercise price | 2017-05-10 | |
| 2017-05-09 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,366 165,506 owned after | $0.68 exercise price | 2017-05-10 | |
| 2017-05-08 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 187,030 owned after | $2.16 exercise price | 2017-05-10 | |
| 2017-05-08 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,200 179,872 owned after | $0.68 exercise price | 2017-05-10 | |
| 2017-04-21 | ELLIS L EVAN JR Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 79,800 owned after | $0.68 exercise price | 2017-04-24 | |
| 2017-04-17 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.68 exercise price | 2017-04-18 | |
| 2017-04-17 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 185,072 owned after | $0.68 exercise price | 2017-04-18 | |
| 2017-03-31 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.68 exercise price | 2017-04-03 | |
| 2017-03-27 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 10,000 owned after | $0.68 exercise price | 2017-03-28 | |
| 2017-03-16 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −483 190,363 owned after | $2.16 exercise price | 2017-03-17 | |
| 2017-03-13 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,851 190,846 owned after | $2.16 exercise price | 2017-03-14 | |
| 2017-02-27 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 12,500 owned after | $0.68 exercise price | 2017-02-28 | |
| 2017-02-10 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 193,697 owned after | $2.16 exercise price | 2017-02-13 | |
| 2017-02-01 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,999 0 owned after | $0.68 exercise price | 2017-02-02 | |
| 2017-02-01 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,001 31,999 owned after | $2.40 exercise price | 2017-02-02 | |
| 2017-01-25 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 213,000 owned after | $0.68 exercise price | 2017-01-26 | |
| 2017-01-18 | Consul Joseph C Officer (CFO, Treasurer & Asst. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 197,030 owned after | $2.16 exercise price | 2017-01-19 | |
| 2017-01-10 | CABRERA CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 218,000 owned after | $0.68 exercise price | 2017-01-12 | |
| 2017-01-09 | Mills Carol Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 6,999 owned after | $0.68 exercise price | 2017-01-10 |