Worldpay, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-31: Reporting owner SIM Boon; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-31: Reporting owner STIEFLER JEFFREY E; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-10: Reporting owner Drury Lawrence B; Form 4; Security Restricted Stock Units 2014; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-30: Reporting owner SIM Boon; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +305 7,412 owned after | $73.55 | 2018-01-03 | |
| 2017-12-31 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +492 56,121 owned after | $73.55 | 2018-01-03 | |
| 2017-11-10 | Drury Lawrence B Officer (Chief Marketing Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,036 2,036 owned after | $0.00 | 2017-11-14 | |
| 2017-09-30 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +319 7,107 owned after | $70.47 | 2017-10-03 | |
| 2017-09-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +514 55,629 owned after | $70.47 | 2017-10-03 | |
| 2017-08-09 | FIFTH THIRD BANCORP Other ((2)(5)) | 4 | Class B Units of Vantiv Holding, LLC Derivative · Indirect · By Fifth Third Bank | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,790,000 15,252,826 owned after | no price filed | 2017-08-10 | |
| 2017-07-29 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units Mid-Year 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,834 1,834 owned after | $0.00 | 2017-08-01 | |
| 2017-06-30 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +355 6,788 owned after | $63.34 | 2017-07-05 | |
| 2017-06-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +572 55,115 owned after | $63.34 | 2017-07-05 | |
| 2017-05-02 | SUNDAY MARK E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 4,351 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 6,433 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | Lauer Gary L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 24,702 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | KARNSTEDT DAVID Director | 4 | Restricted Stock Units 2017 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 2,320 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | KARNSTEDT DAVID Director | 4 | Restricted Stock Units 2016 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,590 0 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | Hook Lisa Director | 4 | Restricted Stock Units 2017 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 2,320 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | COSTELLO KEVIN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 11,211 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | ADREAN LEE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 28,313 owned after | $0.00 | 2017-05-03 | |
| 2017-05-02 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,360 54,543 owned after | $0.00 | 2017-05-03 | |
| 2017-03-31 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350 4,113 owned after | $64.12 | 2017-04-03 | |
| 2017-03-31 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +565 51,183 owned after | $64.12 | 2017-04-03 | |
| 2017-02-27 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −513 0 owned after | $0.00 | 2017-02-28 | |
| 2017-02-27 | Greene Nelson F Officer (Chf Legal & Corp Svcs Officer) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,139 0 owned after | $0.00 | 2017-02-28 | |
| 2017-02-27 | Ferris Stephanie Officer (Chief Financial Officer) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −513 0 owned after | $0.00 | 2017-02-28 | |
| 2017-02-27 | Cole Royal Officer (Grp Pres, Merchant & FI Svcs) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,731 0 owned after | $0.00 | 2017-02-28 | |
| 2017-02-27 | Heimbouch Mark L Director, Officer (Chief Operating Officer) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,506 0 owned after | $0.00 | 2017-02-28 | |
| 2017-02-24 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2015 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −337 674 owned after | $0.00 | 2017-02-28 | |
| 2017-02-24 | Ferris Stephanie Officer (Chief Financial Officer) | 4 | Restricted Stock Units 2015 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 943 owned after | $0.00 | 2017-02-28 | |
| 2017-02-18 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −266 266 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Greene Nelson F Officer (Chf Legal & Corp Svcs Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −806 806 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Ferris Stephanie Officer (Chief Financial Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −403 403 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Heimbouch Mark L Director, Officer (Chief Operating Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,773 1,773 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2016 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −299 900 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Ferris Stephanie Officer (Chief Financial Officer) | 4 | Restricted Stock Units 2016 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −499 1,500 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Cole Royal Officer (Grp Pres, Merchant & FI Svcs) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,209 1,209 owned after | $0.00 | 2017-02-22 | |
| 2017-02-09 | Martin Kimberly Officer (Chief Human Resource Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,069 16,138 owned after | $0.00 | 2017-02-10 | |
| 2017-02-08 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2017 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +932 932 owned after | $0.00 | 2017-02-10 |