Worldpay, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner RYAN THOMAS M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner ADREAN LEE; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner STIEFLER JEFFREY E; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner MUSSAFER DAVID M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | RYAN THOMAS M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,163 10,489 owned after | $20.42 | 2013-01-03 | |
| 2012-12-31 | ADREAN LEE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,224 10,669 owned after | $20.42 | 2013-01-03 | |
| 2012-12-31 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,469 14,922 owned after | $20.42 | 2013-01-03 | |
| 2012-12-31 | MUSSAFER DAVID M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +979 9,947 owned after | $20.42 | 2013-01-03 | |
| 2012-12-12 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Class B Units of Vantiv Holding, LLC Derivative · Indirect · By FTPS Partners, LLC | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,679,034 0 owned after | no price filed | 2012-12-14 | |
| 2012-12-12 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Class B Units of Vantiv Holding, LLC Derivative · Indirect · By Fifth Third Bank | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,020,966 70,219,136 owned after | no price filed | 2012-12-14 | |
| 2012-10-19 | Beer Lori A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2012-10-23 | |
| 2012-09-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,392 13,453 owned after | $21.55 | 2012-10-02 | |
| 2012-09-30 | RYAN THOMAS M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,102 9,326 owned after | $21.55 | 2012-10-02 | |
| 2012-09-30 | ADREAN LEE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,160 9,445 owned after | $21.55 | 2012-10-02 | |
| 2012-09-30 | MUSSAFER DAVID M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +928 8,968 owned after | $21.55 | 2012-10-02 | |
| 2012-06-30 | RYAN THOMAS M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,020 8,224 owned after | $23.29 | 2012-07-03 | |
| 2012-06-30 | ADREAN LEE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,073 8,285 owned after | $23.29 | 2012-07-03 | |
| 2012-06-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,288 12,061 owned after | $23.29 | 2012-07-03 | |
| 2012-06-30 | MUSSAFER DAVID M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +859 8,040 owned after | $23.29 | 2012-07-03 | |
| 2012-05-21 | POSTON DANIEL T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,498 4,498 owned after | $0.00 | 2012-05-23 | |
| 2012-03-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185 10,773 owned after | $19.63 | 2012-04-03 | |
| 2012-03-30 | RYAN THOMAS M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +146 7,204 owned after | $19.63 | 2012-04-03 | |
| 2012-03-30 | REYNOLDS PAUL L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123 7,181 owned after | $19.63 | 2012-04-03 | |
| 2012-03-30 | ADREAN LEE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +154 7,212 owned after | $19.63 | 2012-04-03 | |
| 2012-03-30 | MUSSAFER DAVID M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123 7,181 owned after | $19.63 | 2012-04-03 | |
| 2012-03-29 holding as of filing | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Class B Units of Vantiv Holding, LLC Derivative · Indirect · By Fifth Third Bank | Holding | 78,240,102 owned after | no price filed | 2012-03-29 | |
| 2012-03-27 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Class B Units of Vantiv Holding, LLC Derivative · Indirect · By FTPS Partners, LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,086,064 5,679,034 owned after | $16.07 | 2012-03-29 | |
| 2012-03-21 | ADREAN LEE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | Pike Christopher Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | Lauer Gary L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | PATSLEY PAMELA H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | MUSSAFER DAVID M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | RYAN THOMAS M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | Maldonado John L. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,588 10,588 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | CARMICHAEL GREG D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 | REYNOLDS PAUL L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,058 7,058 owned after | $0.00 | 2012-03-23 | |
| 2012-03-21 holding as of filing | FIFTH THIRD BANCORP Director, 10% Owner | 3 | Class B Units of Vantiv Holding, LLC Derivative · Indirect · By Fifth Third Bank | Holding | no price filed | 2012-03-21 | ||
| 2012-03-21 holding as of filing | FIFTH THIRD BANCORP Director, 10% Owner | 3 | Class B Units of Vantiv Holding, LLC Derivative · Indirect · By FTPS Partners, LLC | Holding | no price filed | 2012-03-21 |