Worldpay, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-31: Reporting owner SIM Boon; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-31: Reporting owner STIEFLER JEFFREY E; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-21: Reporting owner FIFTH THIRD BANCORP; Form 4; Security Class C Units of Vantiv Holding, LLC; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-21: Reporting owner FIFTH THIRD BANCORP; Form 4; Security Class C Units of Vantiv Holding, LLC; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-31 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +377 3,763 owned after | $59.62 | 2017-01-03 | |
| 2016-12-31 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +608 50,618 owned after | $59.62 | 2017-01-03 | |
| 2016-11-21 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Class C Units of Vantiv Holding, LLC Derivative · Indirect · By Fifth Third Bank | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,791,956 7,791,956 owned after | $15.98 exercise price | 2016-11-22 | |
| 2016-11-21 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Class C Units of Vantiv Holding, LLC Derivative · Indirect · By Fifth Third Bank | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,140,524 5,651,432 owned after | no price filed | 2016-11-22 | |
| 2016-11-21 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Class C Units of Vantiv Holding LLC Derivative · Indirect · By Fifth Third Bank | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,651,432 0 owned after | $15.98 exercise price | 2016-11-22 | |
| 2016-11-10 | Drury Lawrence B Officer (Chief Marketing Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,036 4,072 owned after | $0.00 | 2016-12-02 | |
| 2016-09-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +644 50,010 owned after | $56.27 | 2016-10-04 | |
| 2016-09-30 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +399 3,386 owned after | $56.27 | 2016-10-04 | |
| 2016-07-29 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units Mid-Year 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,667 3,668 owned after | $0.00 | 2016-08-02 | |
| 2016-07-26 | SUNDAY MARK E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,031 2,031 owned after | $0.00 | 2016-07-28 | |
| 2016-06-30 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +397 2,987 owned after | $56.60 | 2016-07-01 | |
| 2016-06-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +640 48,830 owned after | $56.60 | 2016-07-01 | |
| 2016-06-30 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +536 49,366 owned after | $0.00 | 2016-07-01 | |
| 2016-05-10 | SIM Boon Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,590 2,590 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | Lauer Gary L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,590 22,382 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | KARNSTEDT DAVID Director | 4 | Restricted Stock Units 2016 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,590 2,590 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | Hook Lisa Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,590 6,912 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | COSTELLO KEVIN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,590 8,891 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | ADREAN LEE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,590 25,993 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,215 48,190 owned after | $0.00 | 2016-05-12 | |
| 2016-04-28 holding as of filing | Ferris Stephanie Officer (Chief Financial Officer) | 3 | Restricted Stock Units 2016 Derivative · Direct | Holding | no price filed | 2016-04-28 | ||
| 2016-04-28 holding as of filing | Ferris Stephanie Officer (Chief Financial Officer) | 3 | Restricted Stock Units 2015 Derivative · Direct | Holding | no price filed | 2016-04-28 | ||
| 2016-04-28 holding as of filing | Ferris Stephanie Officer (Chief Financial Officer) | 3 | Restricted Stock Units 2014 Derivative · Direct | Holding | no price filed | 2016-04-28 | ||
| 2016-04-28 holding as of filing | Ferris Stephanie Officer (Chief Financial Officer) | 3 | Restricted Stock Units 2013 Derivative · Direct | Holding | no price filed | 2016-04-28 | ||
| 2016-03-31 | STIEFLER JEFFREY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +556 44,975 owned after | $53.88 | 2016-04-04 | |
| 2016-02-27 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −512 513 owned after | $0.00 | 2016-03-01 | |
| 2016-02-27 | Greene Nelson F Officer (Chief Legal Officer & Sec.) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,139 1,139 owned after | $0.00 | 2016-03-01 | |
| 2016-02-27 | Cole Royal Officer (Grp Pres, Merchant & FI Svcs) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,731 1,731 owned after | $0.00 | 2016-03-01 | |
| 2016-02-27 | Heimbouch Mark L Director, Officer (Chief Op. & Fin. Officer) | 4 | Restricted Stock Units 2013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,505 2,506 owned after | $0.00 | 2016-03-01 | |
| 2016-02-24 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2015 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −336 1,011 owned after | $0.00 | 2016-02-26 | |
| 2016-02-18 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −266 532 owned after | $0.00 | 2016-02-19 | |
| 2016-02-18 | Mielke Daniela Officer (Ch. Strategy & Product Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,128 2,257 owned after | $0.00 | 2016-02-19 | |
| 2016-02-18 | Greene Nelson F Officer (Chief Legal Officer & Sec.) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −806 1,612 owned after | $0.00 | 2016-02-19 | |
| 2016-02-18 | Cole Royal Officer (Grp Pres, Merchant & FI Svcs) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,209 2,418 owned after | $0.00 | 2016-02-19 | |
| 2016-02-18 | Heimbouch Mark L Director, Officer (Chief Op. & Fin. Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,773 3,546 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Thompson Christopher A Officer (SVP, Controller and CAO) | 4 | Restricted Stock Units 2016 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,199 1,199 owned after | $0.00 | 2016-02-19 | |
| 2016-02-09 | Martin Kimberly Officer (Chief Human Resource Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,069 24,207 owned after | $0.00 | 2016-02-11 | |
| 2016-02-05 holding as of filing | Mielke Daniela Officer (Ch. Strategy & Product Officer) | 4 | Restricted Stock Units 2014 Derivative · Direct | Holding | 3,385 owned after | no price filed | 2016-02-05 | |
| 2016-02-05 holding as of filing | Mielke Daniela Officer (Ch. Strategy & Product Officer) | 4 | Restricted Stock Units 2013 Derivative · Direct | Holding | 17,123 owned after | no price filed | 2016-02-05 | |
| 2016-02-03 | Mielke Daniela Officer (Ch. Strategy & Product Officer) | 4 | Restricted Stock Units 2 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,391 6,782 owned after | $0.00 | 2016-02-05 |