Worldpay, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-21: Reporting owner FIFTH THIRD BANCORP; Form 4; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-08: Reporting owner FIFTH THIRD BANCORP; Form 4; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-08: Reporting owner FIFTH THIRD BANCORP; Form 4; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-21: Reporting owner FIFTH THIRD BANCORP; Form 3; Security Warrant to Buy Class C Non-Vtg Units of Vantiv Holding, LLC; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-21 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Fifth Third Bank | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,791,956 0 owned after | $15.98 exercise price | 2016-11-22 | |
| 2015-12-08 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Fifth Third Bank | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,794,115 15,583,912 owned after | $15.98 exercise price | 2015-12-10 | |
| 2015-12-08 | FIFTH THIRD BANCORP Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Fifth Third Bank | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,374,592 7,791,956 owned after | $15.98 exercise price | 2015-12-10 | |
| 2012-03-21 holding as of filing | FIFTH THIRD BANCORP Director, 10% Owner | 3 | Warrant to Buy Class C Non-Vtg Units of Vantiv Holding, LLC Derivative · Indirect · By Fifth Third Bank | Holding | $15.98 exercise price | 2012-03-21 |