WARREN RESOURCES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-02: Reporting owner SWANTON NORMAN F; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-02: Reporting owner SKELLY STEWART P; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-02: Reporting owner Price Espy Paul; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-02: Reporting owner Morin Ronald Joseph; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-02 | SWANTON NORMAN F Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,875 103,875 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | SKELLY STEWART P Officer (Vice President & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,400 38,400 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | Price Espy Paul Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,680 7,680 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | Morin Ronald Joseph Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,544 44,544 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | MCCONNELL JAMES M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,680 7,680 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | LARKIN TIMOTHY A Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,464 62,464 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | Heiter Stephen Lee Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,643 78,643 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,720 30,720 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | Dececchis Leonard A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,680 7,680 owned after | $0.00 | 2012-05-04 | |
| 2012-05-02 | D ALLEVA DOMINICK Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,680 7,680 owned after | $0.00 | 2012-05-04 | |
| 2012-03-05 | Heiter Stephen Lee Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,697 46,203 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | LARKIN TIMOTHY A Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,967 45,933 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,600 21,200 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | Dececchis Leonard A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,650 5,300 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | MCCONNELL JAMES M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,325 2,650 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | SWANTON NORMAN F Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,634 81,266 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | SKELLY STEWART P Officer (Vice President & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,367 24,733 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | Price Espy Paul Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,650 5,300 owned after | $3.99 | 2012-03-07 | |
| 2012-03-05 | Morin Ronald Joseph Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,250 26,500 owned after | $3.99 | 2012-03-07 |