WARREN RESOURCES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-08: Reporting owner Heiter Stephen Lee; Form 3; Security Restricted Stock; Transaction Holding.
- 2011-03-08: Reporting owner Morin Ronald Joseph; Form 3; Security Restricted Stock Units (RSUs); Transaction Holding.
- 2011-03-07: Reporting owner MCCONNELL JAMES M; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-03-07: Reporting owner LARKIN TIMOTHY A; Form 4; Security Restrictd Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-08 holding as of filing | Heiter Stephen Lee Officer (Executive Vice President) | 3 | Restricted Stock Derivative · Direct | Holding | no price filed | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Morin Ronald Joseph Officer (Senior Vice President) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2011-03-08 | ||
| 2011-03-07 | MCCONNELL JAMES M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −619 0 owned after | $4.32 | 2011-03-08 | |
| 2011-03-07 | LARKIN TIMOTHY A Officer (EVP & CFO) | 4 | Restrictd Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 0 owned after | $4.32 | 2011-03-08 | |
| 2011-03-07 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,934 0 owned after | $4.32 | 2011-03-08 | |
| 2011-03-07 | SKELLY STEWART P Officer (Vice President & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,934 0 owned after | $4.32 | 2011-03-08 | |
| 2011-03-04 | Price Espy Paul Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,950 7,950 owned after | $0.00 | 2011-03-08 | |
| 2011-03-04 | MCCONNELL JAMES M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,975 3,975 owned after | $0.00 | 2011-03-08 | |
| 2011-03-04 | SWANTON NORMAN F Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,900 121,900 owned after | $0.00 | 2011-03-08 | |
| 2011-03-04 | LARKIN TIMOTHY A Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,900 68,900 owned after | $0.00 | 2011-03-08 | |
| 2011-03-04 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,800 31,800 owned after | $0.00 | 2011-03-08 | |
| 2011-03-04 | SKELLY STEWART P Officer (Vice President & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,100 37,100 owned after | $0.00 | 2011-03-08 | |
| 2011-03-04 | Dececchis Leonard A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,950 7,950 owned after | $0.00 | 2011-03-08 |