WARREN RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-12: Reporting owner Gelman Brian; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
- 2015-11-11: Reporting owner Dowell Robert Michael; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-11: Reporting owner Collins Daniel F; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-11: Reporting owner Waite Zachary C.; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-12 holding as of filing | Gelman Brian Officer (Interim CFO & Interim CAO) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $1.11 exercise price | 2015-11-12 | ||
| 2015-11-11 | Dowell Robert Michael Officer (Vice President, Warren E&P) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.36 exercise price | 2015-11-13 | |
| 2015-11-11 | Collins Daniel F Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.36 exercise price | 2015-11-13 | |
| 2015-11-11 | Waite Zachary C. Officer (Vice President Bus Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $0.36 exercise price | 2015-11-13 | |
| 2015-06-02 | COELHO TONY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.77 exercise price | 2015-06-04 | |
| 2015-06-02 | Price Espy Paul Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.77 exercise price | 2015-06-04 | |
| 2015-06-02 | D ALLEVA DOMINICK Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.77 exercise price | 2015-06-04 | |
| 2015-06-02 | BORGIDA CHET Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.77 exercise price | 2015-06-04 | |
| 2015-06-02 | Dececchis Leonard A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.77 exercise price | 2015-06-04 | |
| 2015-06-02 | ROWLAND MARCUS C Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.77 exercise price | 2015-06-04 | |
| 2015-03-12 | SKELLY STEWART P Officer (Vice President & C.F.O.) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $1.11 exercise price | 2015-03-13 | |
| 2015-03-12 | Waite Zachary C. Officer (Vice President Bus Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.11 exercise price | 2015-03-13 | |
| 2015-03-12 | Dowell Robert Michael Officer (Vice President, Warren E&P) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.11 exercise price | 2015-03-13 | |
| 2015-03-12 | Collins Daniel F Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.11 exercise price | 2015-03-13 | |
| 2015-03-12 | Somalya Saema Officer (Sr. V.P., General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.11 exercise price | 2015-03-13 | |
| 2015-03-12 | Keeler Jeffrey R Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.11 exercise price | 2015-03-13 |