WARREN RESOURCES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-25: Reporting owner Smith Frank T JR; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-16: Reporting owner WATT JAMES A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-10: Reporting owner Price Espy Paul; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-02: Reporting owner Dowell Robert Michael; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-25 | Smith Frank T JR Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.00 | 2015-11-30 | |
| 2015-11-16 | WATT JAMES A Officer (President & C.E.O.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +695,000 695,000 owned after | $0.00 | 2015-11-17 | |
| 2015-06-10 | Price Espy Paul Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,904 0 owned after | $0.00 | 2015-06-11 | |
| 2015-05-02 | Dowell Robert Michael Officer (Vice President, Warren E&P) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,923 0 owned after | $0.00 | 2015-05-05 | |
| 2015-05-02 | SKELLY STEWART P Officer (Vice President & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,800 0 owned after | $0.00 | 2015-05-05 | |
| 2015-05-02 | D ALLEVA DOMINICK Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,560 0 owned after | $0.00 | 2015-05-04 | |
| 2015-05-02 | Dececchis Leonard A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,560 0 owned after | $0.00 | 2015-05-04 | |
| 2015-05-02 | Price Espy Paul Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,560 0 owned after | $0.00 | 2015-05-04 | |
| 2015-03-12 | SKELLY STEWART P Officer (Vice President & C.F.O.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,833 20,833 owned after | $0.00 | 2015-03-13 | |
| 2015-03-11 | SKELLY STEWART P Officer (Vice President & C.F.O.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 8,333 owned after | $0.00 | 2015-03-13 | |
| 2015-03-11 | Dowell Robert Michael Officer (Vice President, Warren E&P) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,444 9,444 owned after | $0.00 | 2015-03-13 | |
| 2015-03-07 | Dowell Robert Michael Officer (Vice President, Warren E&P) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,889 9,778 owned after | $0.00 | 2015-03-10 | |
| 2015-03-07 | SKELLY STEWART P Officer (Vice President & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,889 9,778 owned after | $0.00 | 2015-03-10 | |
| 2015-03-07 | Somalya Saema Officer (SVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 6,666 owned after | $0.00 | 2015-03-10 |