WARREN RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-15: Reporting owner SWANTON NORMAN F; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-25: Reporting owner FLEMING DAVID E; Form 4; Security Stock Options (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-08: Reporting owner Heiter Stephen Lee; Form 3; Security Stock Options (Right to buy); Transaction Holding.
- 2011-03-08: Reporting owner Heiter Stephen Lee; Form 3; Security Stock Options (Right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-15 | SWANTON NORMAN F Director, Officer (Chairman & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 350,000 owned after | $0.51 exercise price | 2011-06-17 | |
| 2011-03-25 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $0.51 exercise price | 2011-03-29 | |
| 2011-03-08 holding as of filing | Heiter Stephen Lee Officer (Executive Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $2.42 exercise price | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Heiter Stephen Lee Officer (Executive Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $0.51 exercise price | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Heiter Stephen Lee Officer (Executive Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $13.51 exercise price | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Morin Ronald Joseph Officer (Senior Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $2.42 exercise price | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Morin Ronald Joseph Officer (Senior Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $0.51 exercise price | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Morin Ronald Joseph Officer (Senior Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $10.79 exercise price | 2011-03-08 | ||
| 2011-03-04 | QUINLAN MICHAEL R Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.22 exercise price | 2011-03-08 | |
| 2011-03-04 | NOONAN THOMAS Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.22 exercise price | 2011-03-08 | |
| 2011-03-04 | MCCONNELL JAMES M Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $4.22 exercise price | 2011-03-08 | |
| 2011-03-04 | D ALLEVA DOMINICK Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.22 exercise price | 2011-03-08 | |
| 2011-03-04 | BORGIDA CHET Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.22 exercise price | 2011-03-08 | |
| 2011-03-04 | COELHO TONY Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.22 exercise price | 2011-03-08 |