WARREN RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-11: Reporting owner Keeler Jeffrey R; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-21: Reporting owner Dowell Robert Michael; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-18: Reporting owner Collins Daniel F; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
- 2014-08-18: Reporting owner Waite Zachary C.; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-11 | Keeler Jeffrey R Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $5.91 exercise price | 2014-09-12 | |
| 2014-08-21 | Dowell Robert Michael Officer (Vice President, Warren E&P) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,300 0 owned after | $2.42 exercise price | 2014-08-25 | |
| 2014-08-18 holding as of filing | Collins Daniel F Officer (Vice President Marcellus Land) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $6.14 exercise price | 2014-08-18 | ||
| 2014-08-18 holding as of filing | Waite Zachary C. Officer (Vice President Bus Development) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $6.14 exercise price | 2014-08-18 | ||
| 2014-08-15 | NOONAN THOMAS Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.42 exercise price | 2014-08-19 | |
| 2014-08-15 | NOONAN THOMAS Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.08 exercise price | 2014-08-19 | |
| 2014-08-15 | SKELLY STEWART P Officer (Vice President & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,000 0 owned after | $2.42 exercise price | 2014-08-19 | |
| 2014-08-11 | Peterson Lance A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,860 26,860 owned after | $6.21 exercise price | 2014-08-13 | |
| 2014-06-10 | ROWLAND MARCUS C Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,135 35,135 owned after | $4.74 exercise price | 2014-06-12 | |
| 2014-06-10 | COELHO TONY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,135 35,135 owned after | $4.74 exercise price | 2014-06-12 | |
| 2014-06-10 | NOONAN THOMAS Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,135 35,135 owned after | $4.74 exercise price | 2014-06-12 | |
| 2014-06-10 | Dececchis Leonard A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,135 35,135 owned after | $4.74 exercise price | 2014-06-12 | |
| 2014-06-10 | D ALLEVA DOMINICK Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,135 35,135 owned after | $4.74 exercise price | 2014-06-12 | |
| 2014-06-10 | BORGIDA CHET Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,135 35,135 owned after | $4.74 exercise price | 2014-06-12 | |
| 2014-05-22 | ROWLAND MARCUS C Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,349 28,697 owned after | $3.04 exercise price | 2014-05-22 | |
| 2014-04-10 | ROWLAND MARCUS C Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $2.80 exercise price | 2014-04-11 | |
| 2014-03-07 | EPSTEIN PHILIP ARTHUR Director, Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.61 exercise price | 2014-03-10 | |
| 2014-03-07 | SKELLY STEWART P Officer (Vice President & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,000 44,000 owned after | $4.61 exercise price | 2014-03-10 | |
| 2014-03-07 | Somalya Saema Officer (SVP, General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.61 exercise price | 2014-03-10 | |
| 2014-03-07 | Dowell Robert Michael Officer (Vice President, Warren E&P) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,000 44,000 owned after | $4.61 exercise price | 2014-03-10 | |
| 2014-02-26 | COELHO TONY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,224 0 owned after | $0.51 exercise price | 2014-02-27 | |
| 2014-02-18 holding as of filing | Somalya Saema Officer (SVP, General Counsel) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $3.82 exercise price | 2014-02-18 | ||
| 2014-02-07 | BORGIDA CHET Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,224 0 owned after | $0.51 exercise price | 2014-02-07 | |
| 2014-01-10 holding as of filing | Keeler Jeffrey R Officer (Vice President) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $3.07 exercise price | 2014-01-10 |