VIRTUS INVESTMENT PARTNERS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-08-17: Reporting owner PENA MARDELLE W; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-03-19: Reporting owner AYLWARD GEORGE R; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-03-19: Reporting owner AYLWARD GEORGE R; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-03-15: Reporting owner Angerthal Michael A; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
VRTS insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-08-17 | PENA MARDELLE W Officer (EVP, Chief HR Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −480 0 owned after | $25.51 exercise price | $143.18 | 2020-08-19 |
| 2019-03-19 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 8,120 owned after | $9.40 | $100.96 | 2019-03-20 |
| 2019-03-19 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,120 0 owned after | $9.40 | $100.96 | 2019-03-20 |
| 2019-03-15 | Angerthal Michael A Officer (EVP, Chief Financial Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,867 0 owned after | $9.40 | $100.46 | 2019-03-19 |
| 2019-02-04 | Angerthal Michael A Officer (EVP, Chief Financial Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 3,867 owned after | $9.40 | $91.39 | 2019-02-05 |
| 2018-12-03 | Angerthal Michael A Officer (EVP, Chief Financial Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 11,867 owned after | $9.40 | $94.56 | 2018-12-04 |
| 2018-10-29 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 18,120 owned after | $9.40 | $99.20 | 2018-10-30 |
| 2018-02-13 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,521 0 owned after | $31.38 | $123.50 | 2018-02-15 |
| 2017-02-08 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,399 0 owned after | $40.00 | $108.10 | 2017-02-09 |
| 2017-02-07 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $40.00 | $109.20 | 2017-02-09 |
| 2016-01-29 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,082 0 owned after | $39.89 | $88.00 | 2016-02-01 |
| 2014-09-15 | AYLWARD GEORGE R Director, Officer (Director, CEO and President) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,266 0 owned after | $29.81 exercise price | $184.71 | 2014-09-16 |
| 2012-11-30 | WALTMAN FRANCIS G Officer (EVP, Product Management) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,933 0 owned after | $9.40 exercise price | $114.86 | 2012-12-04 |
| 2012-05-07 | AYLWARD GEORGE R Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,361 0 owned after | $44.59 exercise price | $76.13 | 2012-05-09 |
| 2012-04-25 | BRADLEY WILLIAM PATRICK III Officer (SVP, Fund Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,753 0 owned after | $9.40 exercise price | $83.01 | 2012-04-27 |
| 2012-04-20 | BRADLEY WILLIAM PATRICK III Officer (SVP, Fund Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,753 owned after | $9.40 exercise price | $79.83 | 2012-04-24 |
| 2011-05-06 holding as of filing | BRADLEY WILLIAM PATRICK III Officer (SVP, Fund Services) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.40 exercise price | 2011-05-06 | ||
| 2011-05-06 holding as of filing | PENA MARDELLE W Officer (SVP, Human Resources) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $25.51 exercise price | 2011-05-06 | ||
| 2011-02-17 | FLYNN MARK S Officer (EVP, Gen Counsel & CCO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +422 422 owned after | $57.82 exercise price | $57.82 | 2011-02-22 |
| 2010-08-05 | HARRIS FINANCIAL CORP | BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC 10% Owner | 10% Owner | 10% Owner | 4 | Put Right (right to sell) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −9,783 0 owned after | no price filed | $27.30 | 2010-08-09 |
| 2010-08-05 | HARRIS FINANCIAL CORP | BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −9,783 0 owned after | no price filed | $27.30 | 2010-08-09 |
| 2010-06-01 | CERUTTI JEFFREY Officer (EVP, Head Retail Distribution) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,240 4,240 owned after | $22.82 exercise price | $22.82 | 2010-06-03 |
| 2009-04-20 | WALTMAN FRANCIS G Officer (EVP, Product Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,933 7,933 owned after | $9.40 exercise price | $9.40 | 2009-04-22 |
| 2009-04-20 | NEAMTZ J STEVEN Officer (EVP, Retail Distribution) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,600 13,600 owned after | $9.40 exercise price | $9.40 | 2009-04-22 |
| 2009-04-20 | Curtiss Nancy G Officer (EVP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,984 5,984 owned after | $9.40 exercise price | $9.40 | 2009-04-22 |
| 2009-04-20 | AYLWARD GEORGE R JR Director, Officer (President, CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,120 23,120 owned after | $9.40 exercise price | $9.40 | 2009-04-22 |
| 2009-04-20 | Angerthal Michael A Officer (EVP, Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,867 15,867 owned after | $9.40 exercise price | $9.40 | 2009-04-22 |
| 2009-01-12 holding as of filing | BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC | HARRIS FINANCIAL CORP 10% Owner | 10% Owner | 10% Owner | 3 | Put Right (right to sell) Derivative · Indirect · See Footnote | Holding | no price filed | 2009-01-12 | ||
| 2009-01-12 holding as of filing | BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC | HARRIS FINANCIAL CORP 10% Owner | 10% Owner | 10% Owner | 3 | Call Option (obligation to sell) Derivative · Indirect · See Footnote | Holding | no price filed | 2009-01-12 | ||
| 2009-01-02 | Curtiss Nancy G Officer (Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,180 2,180 owned after | $44.59 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | Curtiss Nancy G Officer (Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,824 3,824 owned after | $31.38 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | Curtiss Nancy G Officer (Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,266 7,266 owned after | $30.42 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | Neamtz Steven J Officer (Head of Retail Distribution) | 4 | Stock Option (Right to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,477 5,477 owned after | $31.38 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | AYLWARD GEORGE R JR Director, Officer (President, CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,361 2,361 owned after | $44.59 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | AYLWARD GEORGE R JR Director, Officer (President, CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,266 7,266 owned after | $29.81 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | AYLWARD GEORGE R JR Director, Officer (President, CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +9,082 9,082 owned after | $39.89 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | AYLWARD GEORGE R JR Director, Officer (President, CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,899 10,899 owned after | $40.00 exercise price | $10.50 | 2009-01-06 |
| 2009-01-02 | AYLWARD GEORGE R JR Director, Officer (President, CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +19,521 19,521 owned after | $31.38 exercise price | $10.50 | 2009-01-06 |
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