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VIRTUS INVESTMENT PARTNERS, INC. (VRTS) Forms 3, 4 and 5: Preferred Stock

VIRTUS INVESTMENT PARTNERS, INC. Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-01-06: Reporting owner BMO FINANCIAL CORP | BANK OF MONTREAL /CAN/; Form 4; Security Series B Voting Convertible Preferred Stock; Transaction C Conversion of derivative security.
  • 2010-08-05: Reporting owner HARRIS FINANCIAL CORP | BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC; Form 4; Security Series B Voting Convertible Preferred Stock; Transaction C Conversion of derivative security.
  • 2009-01-12: Reporting owner BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC | HARRIS FINANCIAL CORP; Form 3; Security Series B Voting Convertible Preferred Stock; Transaction Holding.
  • 2009-01-05: Reporting owner Phoenix Investment Management Co | PHOENIX COMPANIES INC/DE; Form 3/A; Security Series B Voting Convertible Preferred Stock; Transaction Holding.

VRTS insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$118.75$130.06$142.45$156.02$170.88$187.162025-11-062026-11-06$118.75$147.42$183.01$227.19$282.04$350.132021-11-082026-11-06$54.45$80.48$118.96$175.82$259.87$384.102016-11-072026-11-06$3.84$9.72$24.62$62.36$157.94$400.032009-01-022026-11-06$3.84$9.72$24.62$62.36$157.94$400.032009-01-022026-11-062010-08-05: 1 option exercise at $27.30 close · Value $267.08K estimated — HARRIS FINANCIAL CORP | BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC2012-01-06: 1 option exercise at $77.02 close · Value $2.71M estimated — BMO FINANCIAL CORP | BANK OF MONTREAL /CAN/

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-01-06BMO FINANCIAL CORP | BANK OF MONTREAL /CAN/
10% Owner | 10% Owner
4Series B Voting Convertible Preferred Stock
Derivative · Indirect · See footnote
C Conversion of derivative security−35,217
0 owned after
no price filed$77.022012-01-10
2010-08-05HARRIS FINANCIAL CORP | BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC
10% Owner | 10% Owner | 10% Owner
4Series B Voting Convertible Preferred Stock
Derivative · Indirect · See footnote
C Conversion of derivative security−9,783
35,217 owned after
no price filed$27.302010-08-09
2009-01-12
holding as of filing
BANK OF MONTREAL /CAN/ | HARRIS BANKCORP INC | HARRIS FINANCIAL CORP
10% Owner | 10% Owner | 10% Owner
3Series B Voting Convertible Preferred Stock
Derivative · Indirect · See Footnote
Holdingno price filed2009-01-12
2009-01-05
holding as of filing
Phoenix Investment Management Co | PHOENIX COMPANIES INC/DE
10% Owner | 10% Owner
3/ASeries B Voting Convertible Preferred Stock
Derivative · Direct
Holdingno price filed2009-01-05
2009-01-02
holding as of filing
PHOENIX COMPANIES INC/DE | Phoenix Investment Management Co
10% Owner | 10% Owner
3Series B Voting Convertible Preferred Stock
Derivative · Direct
Holdingno price filed2009-01-02
2008-12-31Phoenix Investment Management Co | PHOENIX COMPANIES INC/DE
10% Owner | 10% Owner
4Series B Voting Convertible Preferred Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)−35,217
0 owned after
no price filed2009-01-05

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