Vantage Drilling CO Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-24: Reporting owner SU HSIN-CHI; Form 4; Security Warrant (right to buy); Transaction O Exercise of out-of-the-money derivative security.
- 2009-11-16: Reporting owner SU HSIN-CHI; Form 4; Security Warrant (right to buy); Transaction O Exercise of out-of-the-money derivative security.
- 2009-11-13: Reporting owner SU HSIN-CHI; Form 4; Security Warrant (right to buy); Transaction O Exercise of out-of-the-money derivative security.
- 2009-10-02: Reporting owner SU HSIN-CHI; Form 4; Security Warrant (right to buy); Transaction O Exercise of out-of-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-24 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −150,000 0 owned after | $6.00 exercise price | 2009-11-25 | |
| 2009-11-16 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −2,500,000 150,000 owned after | $6.00 exercise price | 2009-11-17 | |
| 2009-11-13 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −2,500,000 2,650,000 owned after | $6.00 exercise price | 2009-11-17 | |
| 2009-10-02 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −2,500,000 5,150,000 owned after | $6.00 exercise price | 2009-10-06 | |
| 2009-09-29 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −2,500,000 7,650,000 owned after | $6.00 exercise price | 2009-09-30 | |
| 2009-09-25 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −2,500,000 10,150,000 owned after | $6.00 exercise price | 2009-09-28 | |
| 2009-09-22 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −2,500,000 12,650,000 owned after | $6.00 exercise price | 2009-09-23 | |
| 2009-08-25 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −1,250,000 15,150,000 owned after | $6.00 exercise price | 2009-08-27 | |
| 2009-08-18 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −1,250,000 16,400,000 owned after | $6.00 exercise price | 2009-08-19 | |
| 2009-08-04 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −1,250,000 17,650,000 owned after | $6.00 exercise price | 2009-08-19 | |
| 2009-07-29 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −1,250,000 18,900,000 owned after | $6.00 exercise price | 2009-07-30 | |
| 2009-07-21 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −1,250,000 20,150,000 owned after | $6.00 exercise price | 2009-07-22 | |
| 2009-07-14 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 21,400,000 owned after | $6.00 exercise price | 2009-07-16 | |
| 2009-07-06 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 21,900,000 owned after | $6.00 exercise price | 2009-07-07 | |
| 2009-06-24 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 22,400,000 owned after | $6.00 exercise price | 2009-06-25 | |
| 2009-06-22 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 22,900,000 owned after | $6.00 exercise price | 2009-06-24 | |
| 2009-06-10 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 23,400,000 owned after | $6.00 exercise price | 2009-06-11 | |
| 2009-06-05 | SU HSIN-CHI Director, 10% Owner | 4/A | Warrant (Right to Buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 23,900,000 owned after | $6.00 exercise price | 2009-06-10 | |
| 2009-06-05 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 23,900,000 owned after | $6.00 exercise price | 2009-06-09 | |
| 2009-05-19 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −500,000 24,400,000 owned after | $6.00 exercise price | 2009-05-19 | |
| 2009-04-17 | SU HSIN-CHI Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By F3 Capital | O Exercise of out-of-the-money derivative security | −100,000 24,900,000 owned after | $6.00 exercise price | 2009-04-20 | |
| 2008-12-05 | DeClaire Christopher G Director, Officer (Vice President & Secretary) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200 486,200 owned after | $0.07 | 2008-12-11 | |
| 2008-06-23 holding as of filing | SU HSIN-CHI Director, 10% Owner | 3 | Warrant Derivative · Indirect · By F3 Capital | Holding | $6.00 exercise price | 2008-06-23 | ||
| 2008-06-23 holding as of filing | GRANTHAM ROBERT Director | 3 | Warrants Derivative · Direct | Holding | $6.00 exercise price | 2008-06-23 | ||
| 2008-06-12 | GUISCARDO MARCELO D Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +486,000 486,000 owned after | $6.00 exercise price | 2008-06-17 | |
| 2008-06-12 | Russell John Robert Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +486,000 486,000 owned after | $6.00 exercise price | 2008-06-17 | |
| 2008-06-12 | ESTRADA JORGE E Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +486,000 486,000 owned after | $6.00 exercise price | 2008-06-16 | |
| 2008-06-12 | DeClaire Christopher G Director, Officer (VP & Secretary) | 4 | Warrant Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −486,000 486,000 owned after | $6.00 exercise price | 2008-06-16 | |
| 2008-06-12 | DeClaire Christopher G Director, Officer (VP & Secretary) | 4 | Warrant Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −60,000 60,000 owned after | $6.00 exercise price | 2008-06-16 | |
| 2008-06-12 | Smith Douglas G Officer (CFO) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $6.00 exercise price | 2008-06-16 | |
| 2008-06-12 | OLEARY JOHN C G Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +486,000 486,000 owned after | $6.00 exercise price | 2008-06-16 | |
| 2008-06-12 | BRAGG PAUL A Director, Officer (Chairman & CEO) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +945,000 945,000 owned after | $6.00 exercise price | 2008-06-16 | |
| 2008-06-12 | Halkett Douglas Officer (COO) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,702 35,702 owned after | $6.00 exercise price | 2008-06-16 |