Vantage Drilling CO Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows, 71 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-19: Reporting owner Brantley Edward G; Form 4; Security Restricted Ordinary Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-01-19: Reporting owner Brantley Edward G; Form 4; Security Performance Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-01-19: Reporting owner DeClaire Christopher G; Form 4; Security Restricted Ordinary Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-01-19: Reporting owner DeClaire Christopher G; Form 4; Security Performance Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-19 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +116,668 644,974 owned after | no price filed | 2015-01-21 | |
| 2015-01-19 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,332 158,661 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +133,340 2,587,772 owned after | no price filed | 2015-01-21 | |
| 2015-01-19 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,660 188,595 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,004 1,243,210 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,996 272,592 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,332 2,279,815 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,668 465,336 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +633,332 6,446,437 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +316,668 895,356 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | OLEARY JOHN C G Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 3,802,409 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 269,100 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | Bradshaw Steven M Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 216,458 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | ESTRADA JORGE E Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 1,718,266 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | GRANTHAM ROBERT Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 236,221 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | LIGON DUKE R Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 237,821 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | GUISCARDO MARCELO D Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 2,144,240 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | THOMASSEN STEINAR Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 350,787 owned after | $0.00 | 2015-01-21 | |
| 2015-01-19 | KHIAM ONG TIAN Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 271,614 owned after | $0.00 | 2015-01-21 | |
| 2014-08-18 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 225,300 owned after | no price filed | 2014-08-19 | |
| 2014-08-18 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,666 161,535 owned after | no price filed | 2014-08-19 | |
| 2014-08-18 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 133,329 owned after | no price filed | 2014-08-19 | |
| 2014-08-18 | Halkett Douglas Officer (Chief Operating Officer) | 4 | PerformanceUnit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,266 393,268 owned after | no price filed | 2014-08-19 | |
| 2014-08-18 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,466 223,196 owned after | no price filed | 2014-08-19 | |
| 2014-08-18 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,534 739,288 owned after | no price filed | 2014-08-19 | |
| 2014-01-13 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,668 454,534 owned after | $0.00 | 2014-01-14 | |
| 2014-01-13 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,996 260,662 owned after | $0.00 | 2014-01-14 | |
| 2014-01-13 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,660 187,201 owned after | $0.00 | 2014-01-14 | |
| 2014-01-13 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,320 152,829 owned after | $0.00 | 2014-01-14 | |
| 2014-01-13 | LIGON DUKE R Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,083 185,738 owned after | $0.00 | 2014-01-14 | |
| 2014-01-13 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 280,300 owned after | $0.00 | 2014-01-14 | |
| 2013-08-19 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4/A | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,534 527,152 owned after | no price filed | 2014-01-14 | |
| 2013-08-19 | Halkett Douglas Officer (Chief Operating Officer) | 4/A | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,267 287,866 owned after | no price filed | 2014-01-14 | |
| 2013-08-19 | DeClaire Christopher G Officer (Vice President & Secretary) | 4/A | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,667 120,541 owned after | no price filed | 2014-01-14 | |
| 2013-08-19 | Brantley Edward G Officer (Chief Accounting Officer) | 4/A | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 94,509 owned after | no price filed | 2014-01-14 | |
| 2013-08-19 | Smith Douglas G Officer (Chief Financial Officer) | 4/A | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,467 160,666 owned after | no price filed | 2014-01-14 | |
| 2013-08-19 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 190,300 owned after | no price filed | 2014-01-14 | |
| 2013-01-31 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +316,668 843,820 owned after | $0.00 | 2014-01-14 | |
| 2013-01-31 | LIGON DUKE R Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,455 133,655 owned after | $0.00 | 2013-02-04 | |
| 2013-01-31 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,020 631,686 owned after | $0.00 | 2013-02-04 | |
| 2013-01-31 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +132,000 349,133 owned after | $0.00 | 2013-02-04 | |
| 2013-01-31 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,600 198,133 owned after | $0.00 | 2013-02-04 | |
| 2013-01-31 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,100 245,300 owned after | $0.00 | 2013-02-04 | |
| 2013-01-31 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,275 146,208 owned after | $0.00 | 2013-02-04 | |
| 2013-01-31 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,009 114,009 owned after | $0.00 | 2013-02-04 | |
| 2013-01-16 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,300 369,666 owned after | no price filed | 2013-01-18 | |
| 2013-01-16 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,100 156,200 owned after | no price filed | 2013-01-18 | |
| 2013-01-16 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,300 217,133 owned after | no price filed | 2013-01-18 | |
| 2013-01-16 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,300 125,533 owned after | no price filed | 2013-01-18 | |
| 2013-01-16 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,800 90,933 owned after | no price filed | 2013-01-18 | |
| 2013-01-16 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 72,000 owned after | no price filed | 2013-01-18 | |
| 2012-08-21 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,534 449,966 owned after | no price filed | 2012-08-23 | |
| 2012-08-21 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 88,500 owned after | no price filed | 2012-08-23 | |
| 2012-08-21 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,667 110,733 owned after | no price filed | 2012-08-23 | |
| 2012-08-21 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,267 264,433 owned after | no price filed | 2012-08-23 | |
| 2012-08-21 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,467 150,833 owned after | no price filed | 2012-08-23 | |
| 2012-08-21 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 179,300 owned after | no price filed | 2012-08-23 | |
| 2012-01-16 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,900 554,500 owned after | $0.00 | 2012-01-18 | |
| 2012-01-16 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +141,900 325,700 owned after | $0.00 | 2012-01-18 | |
| 2012-01-16 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,900 188,300 owned after | $0.00 | 2012-01-18 | |
| 2012-01-16 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −69,300 234,300 owned after | $0.00 | 2012-01-18 | |
| 2012-01-16 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,400 136,400 owned after | $0.00 | 2012-01-18 | |
| 2012-01-16 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,500 108,000 owned after | $0.00 | 2012-01-18 | |
| 2012-01-16 | LIGON DUKE R Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 88,200 owned after | $0.00 | 2012-01-18 | |
| 2011-08-17 | OLEARY JOHN C G Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −165,000 165,000 owned after | $0.00 | 2011-08-19 | |
| 2011-08-17 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,000 77,000 owned after | $0.00 | 2011-08-19 | |
| 2011-08-17 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,500 58,500 owned after | $0.00 | 2011-08-19 | |
| 2011-08-17 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,400 112,400 owned after | $0.00 | 2011-08-19 | |
| 2011-08-17 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +183,800 183,800 owned after | $0.00 | 2011-08-19 | |
| 2011-08-17 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −313,600 313,600 owned after | $0.00 | 2011-08-19 | |
| 2011-08-17 | LIGON DUKE R Director | 4 | Restricted Ordinary Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,200 28,200 owned after | $0.00 | 2011-08-18 |