Vantage Drilling CO Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-05: Reporting owner SU HSIN-CHI; Form 4; Security 7.785% Senior Convertible Notes Due 2042; Transaction J Other acquisition or disposition (describe transaction).
- 2012-08-21: Reporting owner SU HSIN-CHI; Form 4/A; Security 7.785% Senior Convertible Notes Due 2042; Transaction J Other acquisition or disposition (describe transaction).
- 2012-08-21: Reporting owner SU HSIN-CHI; Form 4; Security 7.785% Senior Convertible Notes Due 2042; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | SU HSIN-CHI 10% Owner | 4 | 7.785% Senior Convertible Notes Due 2042 Derivative · Indirect · - | J Other acquisition or disposition (describe transaction) | 0 owned after | no price filed | 2012-10-09 | |
| 2012-08-21 | SU HSIN-CHI 10% Owner | 4/A | 7.785% Senior Convertible Notes Due 2042 Derivative · Indirect · - | J Other acquisition or disposition (describe transaction) | no price filed | 2012-10-09 | ||
| 2012-08-21 | SU HSIN-CHI 10% Owner | 4 | 7.785% Senior Convertible Notes Due 2042 Derivative · Indirect · - | P Open market or private purchase of non-derivative or derivative security | no price filed | 2012-08-23 |