Vantage Drilling CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-14: Reporting owner BRAGG PAUL A; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
- 2011-01-14: Reporting owner Smith Douglas G; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
- 2011-01-14: Reporting owner DeClaire Christopher G; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
- 2011-01-14: Reporting owner Brantley Edward G; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-14 | BRAGG PAUL A Director, Officer (Chairman and CEO) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −340,250 0 owned after | $8.30 exercise price | 2011-01-24 | |
| 2011-01-14 | Smith Douglas G Officer (Chief Financial Officer) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −121,500 0 owned after | $8.30 exercise price | 2011-01-24 | |
| 2011-01-14 | DeClaire Christopher G Officer (Vice President & Secretary) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $8.30 exercise price | 2011-01-24 | |
| 2011-01-14 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −32,500 0 owned after | $8.30 exercise price | 2011-01-24 | |
| 2011-01-14 | Halkett Douglas Officer (Chief Operating Officer) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −202,500 0 owned after | $8.30 exercise price | 2011-01-24 | |
| 2008-06-12 | Brantley Edward G Officer (Chief Accounting Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,500 32,500 owned after | $8.30 exercise price | 2008-06-24 | |
| 2008-06-12 | Smith Douglas G Officer (CFO) | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,500 121,500 owned after | $8.30 exercise price | 2008-06-23 | |
| 2008-06-12 | Halkett Douglas Officer (COO) | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,500 202,500 owned after | $8.30 exercise price | 2008-06-23 | |
| 2008-06-12 | BRAGG PAUL A Director, Officer (Chairman & CEO) | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −340,250 340,250 owned after | $8.30 exercise price | 2008-06-23 | |
| 2008-06-12 | DeClaire Christopher G Director, Officer (VP & Secretary) | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $8.30 exercise price | 2008-06-23 | |
| 2008-06-12 | DeClaire Christopher G Director, Officer (VP & Secretary) | 4 | Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −100,000 100,000 owned after | $8.40 exercise price | 2008-06-16 | |
| 2008-06-12 | Smith Douglas G Officer (CFO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,500 121,500 owned after | $8.40 exercise price | 2008-06-16 | |
| 2008-06-12 | BRAGG PAUL A Director, Officer (Chairman & CEO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +340,250 340,250 owned after | $8.40 exercise price | 2008-06-16 | |
| 2008-06-12 | Halkett Douglas Officer (COO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,500 202,500 owned after | $8.40 exercise price | 2008-06-16 |